§227.504. Definition of “qualified purchaser”.
17 C.F.R. § 227.504
For purposes of section 18(b)(3) of the Securities Act [15 U.S.C. 77r(b)(3)], a “qualified purchaser” means any person to whom securities are offered or sold pursuant to an offering under §§ 227.100 through 227.504 (Regulation Crowdfunding).
Notes, amendments, and revision history
Amendments
[86 FR 3593, Jan. 14, 2021]
Authority
Authority: 15 U.S.C. 77d, 77d-1, 77s, 77z-3, 78c, 78o, 78q, 78w, 78mm, and Pub. L. 112-106, secs. 301-305, 126 Stat. 306 (2012).
Source
Source: 80 FR 71537, Nov. 16, 2015, unless otherwise noted.
Amendments
[86 FR 3593, Jan. 14, 2021]