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§205.5. Responsibilities of a subordinate attorney. — Inbound Citations

17 C.F.R. § 205.5

Cited by 1 regulation in release Current.

Citations to §205.5(a)

  • (b) A supervisory attorney shall make reasonable efforts to ensure that a subordinate attorney, as defined in § 205.5(a), that he or she supervises or directs conforms to this part. To the extent a subordinate attorney appears and practices before the Commission in the representation of an issuer, that subordinate attorney's supervisory attorneys also appear and practice before the Commission.