§203.3. Suspension and disbarment.
17 C.F.R. § 203.3
The provisions of § 201.102(e) of this chapter (Rule 102(e) of the Commission's rules of practice) are hereby made specifically applicable to all investigations.
Notes, amendments, and revision history
Amendments
[29 FR 3620, Mar. 21, 1964, as amended at 60 FR 32823, June 23, 1995]
Authority
Authority: 15 U.S.C. 77s, 77sss, 78w, 80a-37, and 80b-11, unless otherwise noted.
Source
Source: 29 FR 3620, Mar. 21, 1964, unless otherwise noted.
Amendments
[29 FR 3620, Mar. 21, 1964, as amended at 60 FR 32823, June 23, 1995]