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§20.1. Definitions. — Inbound Citations

17 C.F.R. § 20.1

Cited by 1 regulation in release Current.

Citations to 17 U.S.C. § 20.1 as a whole

  • (b) Every person subject to books or records requirement under § 20.6 shall after a special call upon such person by the Commission file with the Commission a 40S filing at such time and place as directed in the call. A 40S filing shall consist of the submission of a Form 40, which shall be completed by such person as if any references to futures or option contracts were references to paired swaps or swaptions as defined in § 20.1.