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Notes

§165.19. Nonenforceability of certain provisions waiving rights and remedies or requiring arbitration of disputes.

17 C.F.R. § 165.19

(a)
Non-waiver. The rights and remedies provided for in this part may not be waived by any agreement, policy, form, or condition of employment, including by a predispute arbitration agreement. No predispute arbitration agreement shall be valid or enforceable if the agreement requires arbitration of a dispute arising under this part.
(b)
Protected communications. No person may take any action to impede an individual from communicating directly with the Commission's staff about a possible violation of the Commodity Exchange Act, including by enforcing, or threatening to enforce, a confidentiality agreement or predispute arbitration agreement with respect to such communications.
Notes, amendments, and revision history

Amendments

[82 FR 24501, May 30, 2017]

Authority

Authority: 7 U.S.C. 2, 5, 9, 12a(5), 13a, 13a-1, 13b, and 26.

Source

Source: 76 FR 53200, Aug. 25, 2011, unless otherwise noted.

Amendments

[82 FR 24501, May 30, 2017]