§156.1. Definition. — Inbound Citations
17 C.F.R. § 156.1
Statutory Authority
Cited by 2 regulations in release Current.
Citations to 17 U.S.C. § 156.1 as a whole
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(C) Is associated with a named party in interest through a “broker association” as defined in § 156.1;
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(b) Each contract market must adopt and maintain in effect rules, which have been submitted to the Commission pursuant to section 5a(a)(12)(A) of the Act and Commission Regulation 1.41, that, at a minimum, (1) define the term “broker association” to include the relationships set forth in § 156.1 of this part, (2) prohibit conduct described in paragraph (a) of this section, and (3) require registration of each relationship defined by its rules as a broker association no later than 10 days after establishment of such relationship. Contract market records of registration shall include the following information with respect to each broker association, if applicable: