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Notes

§140.735-7. Statutory violations applicable to conduct of Commission members and employees.

17 C.F.R. § 140.735-7

A violation of section 2(a)(7), 8 or 9 (c) or (d) of the Commodity Exchange Act, as amended, shall be deemed to be a violation of this subpart as well.
Notes, amendments, and revision history

Amendments

[58 FR 52660, Oct. 12, 1993]

Authority

Authority: 7 U.S.C. 4a(f) and (j), 12a(5), and 13, as amended by the Commodity Futures Modernization Act of 2000, Appendix E of Pub. L. 106-554, 114 Stat. 2763 (2000).

Source

Source: 41 FR 27511, July 2, 1976, unless otherwise noted.

Authority

Authority: 7 U.S.C. 2(a)(12), 12a, 13(c), 13(d), 13(e), and 16(b). Link to an amendment published at 91 FR 38269, June 25, 2026.

Amendments

[58 FR 52660, Oct. 12, 1993]