§12.13. Complaint; election of procedure. — Inbound Citations
17 C.F.R. § 12.13
Statutory Authority
Cited by 2 regulations in release Current.
Citations to 17 C.F.R. § 12.13 as a whole
-
(1) When one party serves another with documents under these rules, a copy must be served on all other parties as well as filed with the Proceedings Clerk. Similarly, when a person files a document with the Office of Proceedings, the person must serve a copy of the document on all other parties. This rule does not apply to a complaint filed pursuant to § 12.13 of these rules, which shall only be filed with the Commission.
-
A registrant may, at the time of filing an answer to a complaint, set forth as a counterclaim: (a) Facts alleging a violation and a request for a reparation award that would be a proper subject for a complaint under § 12.13 of these rules; or