§1.73. Clearing futures commission merchant risk management. — Inbound Citations
17 C.F.R. § 1.73
Statutory Authority
Cited by 1 regulation in release Current.
Citations to 17 C.F.R. § 1.73 as a whole
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(1) The futures commission merchant's internal risk management policies and procedures shall provide for stress testing and credit limits as set forth in § 1.73 for separate account customers. Such stress testing must be performed, and the credit limits must be applied, both on an individual separate account and on a combined account basis.