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§1.63. Service on self-regulatory organization governing boards or committees by persons with disciplinary histories. — Inbound Citations

17 C.F.R. § 1.63

Cited by 7 regulations in release Current.

Citations to 17 C.F.R. § 1.63 as a whole

  • (C) Such person is not barred from service on self-regulatory organization governing boards or committees based on disciplinary history in accordance with § 1.63 of this chapter.
  • (4) A decision to disqualify any member for service on the National Futures Association Board of Directors, Business Conduct Committees, Hearing Committee or arbitration panels pursuant to the standards for service adopted by the National Futures Association to implement Commission rule 1.63;

Citations to §1.63(a)

Citations to §1.63(b)

Citations to §1.63(d)

Citations to §1.63(e)

Citations to §1.63(f)