§802.60. Acquisitions by securities underwriters.
16 C.F.R. § 802.60
An acquisition of voting securities by a person acting as a securities underwriter, in the ordinary course of business, and in the process of underwriting, shall be exempt from the requirements of the act.
Notes, amendments, and revision history
Authority
Authority: 15 U.S.C. 18a(d).
Source
Source: 43 FR 33544, July 31, 1978, unless otherwise noted.