§1.154. Enterprise risk management. — Inbound Citations
16 C.F.R. § 1.154
Statutory Authority
Cited by 1 regulation in release Current.
Citations to 16 C.F.R. § 1.154 as a whole
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(8) Any new or continuing material or significant risks or issues raised by the audit, internal quality or control reviews, other inspections or peer reviews of the Authority, or any inquiry or investigation by governmental or professional authorities, along with any steps taken (e.g., corrective actions) to deal with any such issues, consistent with § 1.154; and