Subpart E — Managing the Operations of a Licensee
- §107.500 Lawful operations under the Act.
- §107.501 Identification.
- §107.502 Representations to the public.
- §107.503 Licensee's adoption of an approved valuation policy.
- §107.504 Equipment and office requirements.
- §107.506 Safeguarding Licensee's assets/Internal controls.
- §107.507 Violations based on false filings and nonperformance of agreements with SBA.
- §107.509 Employment of SBA officials.
- §107.510 SBA approval of Licensee's Investment Adviser/Manager.
- §107.520 Management Expenses of a Licensee.
- §107.530 Restrictions on investments of idle funds by leveraged Licensees.
- §107.550 Prior approval of secured third-party debt of Leveraged Licensees.
- §107.560 Subordination of SBA's creditor position.
- §107.565 Restrictions on third-party debt of Early Stage SBICs.
- §107.570 Reserved
- §107.585 Distributions and reductions in Regulatory Capital.
- §107.590 Licensee's requirement to maintain active operations.