§107.475. Transfer of license. — Inbound Citations

13 C.F.R. § 107.475

Statutory Authority

Cited by 3 regulations in release Current.

13 C.F.R. § 107.160(b)(2)

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(2) An Entity General Partner is subject to the same examination and reporting requirements as a Licensee under section 310(b) of the Act. The restrictions and obligations imposed upon a Licensee by §§ 107.1800 through 107.1820, and 107.30, 107.410 through 107.450, 107.470, 107.475, 107.500, 107.510, 107.600, 107.680, 107.690 through 107.692, 107.865, and 107.1910 apply also to an Entity General Partner of a Licensee.
13 C.F.R. § 107.1810(d)(6)

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(6) You violate § 107.475 and/or willfully violate § 107.410, and as a result of such violation you undergo a transfer of Control.
13 C.F.R. § 107.1820(b)(4)

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(4) You violate § 107.475 and/or willfully violate § 107.410, and such violation results in a transfer of Control.