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Notes

§107.150. Management-ownership diversification requirement. — Inbound Citations

13 C.F.R. § 107.150

Statutory Authority

15 U.S.C. § 662

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Cited by 3 regulations in release Current.

Citations to 13 C.F.R. § 107.150 as a whole

13 C.F.R. § 107.1810(f)(9)

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(9) You fail to maintain diversity between management and ownership as required by § 107.150, if applicable to you.
13 C.F.R. § 107.1820(e)(8)

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(8) You fail to maintain diversity between management and ownership as required by § 107.150, if applicable to you.

Citations to §107.150(b)(2)

13 C.F.R. § 121.103(b)(5)(vi)

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(vi) Entities determined by SBA to be Traditional Investment Companies under 13 CFR 107.150(b)(2) and private funds exempt from registration under section 3(c)(1) or 3(c)(7) of the 1940 Act.