Part 221 — Credit by Banks and Persons Other Than Brokers or Dealers for the Purpose of Purchasing or Carrying Margin Stock (regulation U)
- §221.1 Authority, purpose, and scope.
- §221.2 Definitions.
- §221.3 General requirements.
- §221.4 Employee stock option, purchase, and ownership plans.
- §221.5 Special purpose loans to brokers and dealers.
- §221.6 Exempted transactions.
- §221.7 Supplement: Maximum loan value of margin stock and other collateral.
- §221.101 Determination and effect of purpose of loan.
- §221.102 Application to committed credit where funds are disbursed thereafter.
- §221.103 Loans to brokers or dealers.
- §221.104 Federal credit unions.
- §221.105 Arranging for extensions of credit to be made by a bank.
- §221.106 Reliance in “good faith” on statement of purpose of loan.
- §221.107 Arranging loan to purchase open-end investment company shares.
- §221.108 Effect of registration of stock subsequent to making of loan.
- §221.109 Loan to open-end investment company.
- §221.110 Questions arising under this part.
- §221.111 Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's share in the venture's profits or losses.
- §221.112 Loans by bank in capacity as trustee.
- §221.113 Loan which is secured indirectly by stock.
- §221.114 Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan.
- §221.115 Accepting a purpose statement through the mail without benefit of face-to-face interview.
- §221.116 Bank loans to replenish working capital used to purchase mutual fund shares.
- §221.117 When bank in “good faith” has not relied on stock as collateral.
- §221.118 Bank arranging for extension of credit by corporation.
- §221.119 Applicability of plan-lender provisions to financing of stock options and stock purchase rights qualified or restricted under Internal Revenue Code.
- §221.120 Allocation of stock collateral to purpose and nonpurpose credits to same customer.
- §221.121 Extension of credit in certain stock option and stock purchase plans.
- §221.122 Applicability of margin requirements to credit in connection with Insurance Premium Funding Programs.
- §221.123 Combined credit for exercising employee stock options and paying income taxes incurred as a result of such exercise.
- §221.124 Purchase of debt securities to finance corporate takeovers.
- §221.125 Credit to brokers and dealers.