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Code of Federal Regulations
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Title 12
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Chapter I — Comptroller of the Currency, Department of the Treasury
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Part 13 — Government Securities Sales Practices
‹
Pt. 12
Recordkeeping and Confirmation Requirements for Securities Transactions
Pt. 14
Consumer Protection in Sales of Insurance
›
Part 13 — Government Securities Sales Practices
Search Part 13 full text →
§13.1
Scope.
§13.2
Definitions.
§13.3
Business conduct.
§13.4
Recommendations to customers.
§13.5
Customer information.
§13.100
Obligations concerning institutional customers.
‹
Pt. 12
Recordkeeping and Confirmation Requirements for Securities Transactions
Pt. 14
Consumer Protection in Sales of Insurance
›
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