§340.2. Definitions. — Inbound Citations

(5) The restrictions of this part do not apply to a sale of a security or a group or index of securities, a commodity, or any qualified financial contract that, in each case, customarily is traded through a financial intermediary, as defined in § 340.2, where the seller cannot control selection of the purchaser and the sale is consummated through that customary practice.

(4) Section 340.2(h)(1) of this chapter, baseline threshold value $100,000;

(5) Section 340.2(h)(2) of this chapter, baseline threshold value $100,000;

(6) Section 340.2(h)(3) of this chapter, baseline threshold value $100,000;

(7) Section 340.2(h)(4) of this chapter, baseline threshold value $100,000;