§335.321. Maintenance of records and issuer's representations in connection with required reports.
12 C.F.R. § 335.321
The provisions of the applicable and currently effective SEC regulations under 13(b) of the Exchange Act shall be followed as codified at 17 CFR part 240.
Notes, amendments, and revision history
Amendments
[75 FR 73949, Nov. 30, 2010]
Authority
Authority: 12 U.S.C. 1819; 15 U.S.C. 78j-1, 78l(i), 78m, 78n, 78p, 78w, 5412, 5414, 5415, 7241, 7242, 7243, 7244, 7261, 7262, 7264, and 7265.
Source
Source: 62 FR 6856, Feb. 14, 1997, unless otherwise noted.
Amendments
[75 FR 73949, Nov. 30, 2010]