§335.201. Securities exempted from registration.
12 C.F.R. § 335.201
Persons subject to registration requirements under Exchange Act section 12 and subject to this part shall follow the applicable and currently effective SEC regulations relative to exemptions from registration issued under sections 3 and 12 of the Exchange Act as codified at 17 CFR part 240.
Notes, amendments, and revision history
Amendments
[75 FR 73949, Nov. 30, 2010]
Authority
Authority: 12 U.S.C. 1819; 15 U.S.C. 78j-1, 78l(i), 78m, 78n, 78p, 78w, 5412, 5414, 5415, 7241, 7242, 7243, 7244, 7261, 7262, 7264, and 7265.
Source
Source: 62 FR 6856, Feb. 14, 1997, unless otherwise noted.
Amendments
[75 FR 73949, Nov. 30, 2010]