§238.9. Control over securities. — Inbound Citations
12 C.F.R. § 238.9
Statutory Authority
Cited by 10 regulations in release Current.
Citations to 12 U.S.C. § 238.9 as a whole
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(v) According to the standards under § 238.9 of this part.
Citations to §238.9(a)
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(d) Notwithstanding paragraphs (a) through (c) of this section, the Board may determine that securities are or are not controlled by a company based on the facts and circumstances presented.
Citations to §238.9(a)(1)
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(i) The securities controlled by the person under paragraphs (a)(1) through (6) of this section are deemed to be issued and outstanding; and
Citations to §238.9(a)(2)
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(i) The securities controlled by the person under paragraphs (a)(1) through (6) of this section are deemed to be issued and outstanding; and
Citations to §238.9(a)(3)
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(i) The securities controlled by the person under paragraphs (a)(1) through (6) of this section are deemed to be issued and outstanding; and
Citations to §238.9(a)(4)
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(i) The securities controlled by the person under paragraphs (a)(1) through (6) of this section are deemed to be issued and outstanding; and
Citations to §238.9(a)(5)
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(i) The securities controlled by the person under paragraphs (a)(1) through (6) of this section are deemed to be issued and outstanding; and
Citations to §238.9(a)(6)
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(i) The securities controlled by the person under paragraphs (a)(1) through (6) of this section are deemed to be issued and outstanding; and
Citations to §238.9(b)
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(d) Notwithstanding paragraphs (a) through (c) of this section, the Board may determine that securities are or are not controlled by a company based on the facts and circumstances presented.
Citations to §238.9(c)
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(d) Notwithstanding paragraphs (a) through (c) of this section, the Board may determine that securities are or are not controlled by a company based on the facts and circumstances presented.