§19.28. Interlocutory review.
12 C.F.R. § 19.28
General rule. The Comptroller may review a ruling of the ALJ prior to the certification of the record to the Comptroller only in accordance with the procedures set forth in this section and § 19.23.
Scope of review. The Comptroller may exercise interlocutory review of a ruling of the ALJ if the Comptroller finds:
The ruling involves a controlling question of law or policy as to which substantial grounds exist for a difference of opinion;
Immediate review of the ruling may materially advance the ultimate termination of the proceeding;
Subsequent modification of the ruling at the conclusion of the proceeding would be an inadequate remedy; or
Subsequent modification of the ruling would cause unusual delay or expense.
Procedure. Any request for interlocutory review must be filed by a party with the ALJ within ten days of the ruling and must otherwise comply with § 19.23. Any party may file a response to a request for interlocutory review in accordance with § 19.23(d). Upon the expiration of the time for filing all responses, the ALJ will refer the matter to the Comptroller for final disposition.
Suspension of proceeding. Neither a request for interlocutory review nor any disposition of such a request by the Comptroller under this section suspends or stays the proceeding unless otherwise ordered by the ALJ or the Comptroller.
Notes, amendments, and revision history
Authority
Authority: 5 U.S.C. 504, 554-557; 12 U.S.C. 93, 93a, 161, 164, 481, 504, 1462a, 1463(a), 1464; 1467(d), 1467a(r), 1817(j), 1818, 1820, 1831m, 1831o, 1832, 1884, 1972, 3102, 3108, 3110, 3349, 3909, 4717, and 5412(b)(2)(B); 15 U.S.C. 78 l, 78o-4, 78o-5, 78q-1, 78s, 78u, 78u-2, 78u-3, 78w, and 1639e; 28 U.S.C. 2461; 31 U.S.C. 330 and 5321; and 42 U.S.C. 4012a.
Source
Source: 88 FR 89842, Dec. 28, 2023, unless otherwise noted.