§150.40. When do I have investment discretion? — Inbound Citations
12 C.F.R. § 150.40
Statutory Authority
Cited by 1 regulation in release Current.
Citations to §150.40(a)
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(ii) For which quotations are disseminated through an automated quotation system operated by a registered securities association.Investment discretion means the same as under 12 CFR 150.40(a).Investment company plan means any plan under which: