To require the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing a certain rule of that Authority.

S. 3558 · 116th Congress · Mar 21, 2020 · Lineage

A BILL

Section 1 Prevention of enforcement of rule

Beginning on the date of enactment of this Act, the Securities and Exchange Commission shall prevent the Financial Industry Regulatory Authority (referred to in this section as “FINRA”) from enforcing rule 3110(c) of FINRA (relating to internal inspections).

To require the Securities and Exchange Commission to prevent the Financial Industry Regulatory Authority from enforcing a certain rule of that Authority.

Section 1 Prevention of enforcement of rule

Cite this provision

Incoming references