Sec. 3
Consent decree and settlement reform
removed
(a)
removed
Pleadings and preliminary matters—
(1)
removed
In general— In any covered civil action, the agency against which the covered civil action is brought shall publish the notice of intent to sue and the complaint in a readily accessible manner, including by making the notice of intent to sue and the complaint available online not later than 15 days after receiving service of the notice of intent to sue or complaint, respectively.
(2)
removed
Entry of a covered consent decree or settlement agreement— A party may not make a motion for entry of a covered consent decree or to dismiss a civil action pursuant to a covered settlement agreement until after the end of proceedings in accordance with paragraph (1) and subparagraphs (A) and (B) of paragraph (2) of subsection (d) or subsection (d)(3)(A), whichever is later.
(b)
removed
Intervention—
(1)
removed
Rebuttable presumption— In considering a motion to intervene in a covered civil action or a civil action in which a covered consent decree or settlement agreement has been proposed that is filed by a person who alleges that the agency action in dispute would affect the person, the court shall presume, subject to rebuttal, that the interests of the person would not be represented adequately by the existing parties to the action.
(2)
removed
State, local, and tribal governments— In considering a motion to intervene in a covered civil action or a civil action in which a covered consent decree or settlement agreement has been proposed that is filed by a State, local, or tribal government, the court shall take due account of whether the movant—
(A)
removed
administers jointly with an agency that is a defendant in the action the statutory provisions that give rise to the regulatory action to which the action relates; or
(B)
removed
administers an authority under State, local, or tribal law that would be preempted by the regulatory action to which the action relates.
(c)
removed
Settlement negotiations— Efforts to settle a covered civil action or otherwise reach an agreement on a covered consent decree or settlement agreement shall—
(1)
removed
be conducted pursuant to the mediation or alternative dispute resolution program of the court or by a district judge other than the presiding judge, magistrate judge, or special master, as determined appropriate by the presiding judge; and
(2)
removed
include any party that intervenes in the action.
(d)
removed
Publication of and comment on covered consent decrees or settlement agreements—
(1)
removed
In general— Not later than 60 days before the date on which a covered consent decree or settlement agreement is filed with a court, the agency seeking to enter the covered consent decree or settlement agreement shall publish in the Federal Register and online—
(A)
removed
the proposed covered consent decree or settlement agreement; and
(B)
removed
a statement providing—
(i)
removed
the statutory basis for the covered consent decree or settlement agreement; and
(ii)
removed
a description of the terms of the covered consent decree or settlement agreement, including whether it provides for the award of attorneys’ fees or costs and, if so, the basis for including the award.
(2)
removed
Public comment—
(A)
removed
In general— An agency seeking to enter a covered consent decree or settlement agreement shall accept public comment during the period described in paragraph (1) on any issue relating to the matters alleged in the complaint in the applicable civil action or addressed or affected by the proposed covered consent decree or settlement agreement.
(B)
removed
Response to comments— An agency shall respond to any comment received under subparagraph (A).
(C)
removed
Submissions to court— When moving that the court enter a proposed covered consent decree or settlement agreement or for dismissal pursuant to a proposed covered consent decree or settlement agreement, an agency shall—
(i)
removed
inform the court of the statutory basis for the proposed covered consent decree or settlement agreement and its terms;
(ii)
removed
submit to the court a summary of the comments received under subparagraph (A) and the response of the agency to the comments;
(iii)
removed
submit to the court a certified index of the administrative record of the notice and comment proceeding; and
(iv)
removed
make the administrative record described in clause (iii) fully accessible to the court.
(D)
removed
Inclusion in record— The court shall include in the court record for a civil action the certified index of the administrative record submitted by an agency under subparagraph (C)(iii) and any documents listed in the index which any party or amicus curiae appearing before the court in the action submits to the court.
(3)
removed
Public hearings permitted—
(A)
removed
In general— After providing notice in the Federal Register and online, an agency may hold a public hearing regarding whether to enter into a proposed covered consent decree or settlement agreement.
(B)
removed
Record— If an agency holds a public hearing under subparagraph (A)—
(i)
removed
the agency shall—
(I)
removed
submit to the court a summary of the proceedings;
(II)
removed
submit to the court a certified index of the hearing record; and
(III)
removed
provide access to the hearing record to the court; and
(ii)
removed
the full hearing record shall be included in the court record.
(4)
removed
Mandatory deadlines— If a proposed covered consent decree or settlement agreement requires an agency action by a date certain, the agency shall, when moving for entry of the covered consent decree or settlement agreement or dismissal based on the covered consent decree or settlement agreement, inform the court of—
(A)
removed
any required regulatory action the agency has not taken that the covered consent decree or settlement agreement does not address;
(B)
removed
how the covered consent decree or settlement agreement, if approved, would affect the discharge of the duties described in subparagraph (A); and
(C)
removed
why the effects of the covered consent decree or settlement agreement on the manner in which the agency discharges its duties is in the public interest.
(e)
removed
Submission by the government—
(1)
removed
In general— For any proposed covered consent decree or settlement agreement that contains a term described in paragraph (2), the Attorney General or, if the matter is being litigated independently by an agency, the head of the agency shall submit to the court a certification that the Attorney General or head of the agency approves the proposed covered consent decree or settlement agreement. The Attorney General or head of the agency shall personally sign any certification submitted under this paragraph.
(2)
removed
Terms— A term described in this paragraph is—
(A)
removed
in the case of a covered consent decree, a term that—
(i)
removed
converts into a nondiscretionary duty a discretionary authority of an agency to propose, promulgate, revise, or amend regulations;
(ii)
removed
commits an agency to expend funds that have not been appropriated and that have not been budgeted for the regulatory action in question;
(iii)
removed
commits an agency to seek a particular appropriation or budget authorization;
(iv)
removed
divests an agency of discretion committed to the agency by statute or the Constitution of the United States, without regard to whether the discretion was granted to respond to changing circumstances, to make policy or managerial choices, or to protect the rights of third parties; or
(v)
removed
otherwise affords relief that the court could not enter under its own authority upon a final judgment in the civil action; or
(B)
removed
in the case of a covered settlement agreement, a term—
(i)
removed
that provides a remedy for a failure by the agency to comply with the terms of the covered settlement agreement other than the revival of the civil action resolved by the covered settlement agreement; and
(I)
removed
interferes with the authority of an agency to revise, amend, or issue rules under the procedures set forth in chapter 5 of title 5, United States Code, or any other statute or Executive order prescribing rulemaking procedures for a rulemaking that is the subject of the covered settlement agreement;
(II)
removed
commits the agency to expend funds that have not been appropriated and that have not been budgeted for the regulatory action in question; or
(III)
removed
for such a covered settlement agreement that commits the agency to exercise in a particular way discretion which was committed to the agency by statute or the Constitution of the United States to respond to changing circumstances, to make policy or managerial choices, or to protect the rights of third parties.
(f)
removed
Review by court—
(1)
removed
Amicus— A court considering a proposed covered consent decree or settlement agreement shall presume, subject to rebuttal, that it is proper to allow amicus participation relating to the covered consent decree or settlement agreement by any person who filed public comments or participated in a public hearing on the covered consent decree or settlement agreement under paragraph (2) or (3) of subsection (d).
(2)
removed
Review of deadlines—
(A)
removed
Proposed covered consent decrees— For a proposed covered consent decree, a court shall not approve the covered consent decree unless the proposed covered consent decree allows sufficient time and incorporates adequate procedures for the agency to comply with chapter 5 of title 5, United States Code, and other applicable statutes that govern rulemaking and, unless contrary to the public interest, the provisions of any Executive order that governs rulemaking.
(B)
removed
Proposed covered settlement agreements— For a proposed covered settlement agreement, a court shall ensure that the covered settlement agreement allows sufficient time and incorporates adequate procedures for the agency to comply with chapter 5 of title 5, United States Code, and other applicable statutes that govern rulemaking and, unless contrary to the public interest, the provisions of any Executive order that governs rulemaking.
(g)
removed
Annual reports— Each agency shall submit to Congress an annual report that, for the year covered by the report, includes—
(1)
removed
the number, identity, and content of covered civil actions brought against and covered consent decrees or settlement agreements entered against or into by the agency; and
(2)
removed
a description of the statutory basis for—
(A)
removed
each covered consent decree or settlement agreement entered against or into by the agency; and
(B)
removed
any award of attorneys fees or costs in a civil action resolved by a covered consent decree or settlement agreement entered against or into by the agency.
Sec. 103
Consent decree and settlement reform
added
(a)
added
Pleadings and preliminary matters—
(1)
added
In general— In any covered civil action, the agency against which the covered civil action is brought shall publish the notice of intent to sue and the complaint in a readily accessible manner, including by making the notice of intent to sue and the complaint available online not later than 15 days after receiving service of the notice of intent to sue or complaint, respectively.
(2)
added
Entry of a covered consent decree or settlement agreement— A party may not make a motion for entry of a covered consent decree or to dismiss a civil action pursuant to a covered settlement agreement until after the end of proceedings in accordance with paragraph (1) and subparagraphs (A) and (B) of paragraph (2) of subsection (d) or subsection (d)(3)(A), whichever is later.
(1)
added
Rebuttable presumption— In considering a motion to intervene in a covered civil action or a civil action in which a covered consent decree or settlement agreement has been proposed that is filed by a person who alleges that the agency action in dispute would affect the person, the court shall presume, subject to rebuttal, that the interests of the person would not be represented adequately by the existing parties to the action.
(2)
added
State, local, and tribal governments— In considering a motion to intervene in a covered civil action or a civil action in which a covered consent decree or settlement agreement has been proposed that is filed by a State, local, or tribal government, the court shall take due account of whether the movant—
(A)
added
administers jointly with an agency that is a defendant in the action the statutory provisions that give rise to the regulatory action to which the action relates; or
(B)
added
administers an authority under State, local, or tribal law that would be preempted by the regulatory action to which the action relates.
(c)
added
Settlement negotiations— Efforts to settle a covered civil action or otherwise reach an agreement on a covered consent decree or settlement agreement shall—
(1)
added
be conducted pursuant to the mediation or alternative dispute resolution program of the court or by a district judge other than the presiding judge, magistrate judge, or special master, as determined appropriate by the presiding judge; and
(2)
added
include any party that intervenes in the action.
(d)
added
Publication of and comment on covered consent decrees or settlement agreements—
(1)
added
In general— Not later than 60 days before the date on which a covered consent decree or settlement agreement is filed with a court, the agency seeking to enter the covered consent decree or settlement agreement shall publish in the Federal Register and online—
(A)
added
the proposed covered consent decree or settlement agreement; and
(B)
added
a statement providing—
(i)
added
the statutory basis for the covered consent decree or settlement agreement; and
(ii)
added
a description of the terms of the covered consent decree or settlement agreement, including whether it provides for the award of attorneys’ fees or costs and, if so, the basis for including the award.
(2)
added
Public comment—
(A)
added
In general— An agency seeking to enter a covered consent decree or settlement agreement shall accept public comment during the period described in paragraph (1) on any issue relating to the matters alleged in the complaint in the applicable civil action or addressed or affected by the proposed covered consent decree or settlement agreement.
(B)
added
Response to comments— An agency shall respond to any comment received under subparagraph (A).
(C)
added
Submissions to court— When moving that the court enter a proposed covered consent decree or settlement agreement or for dismissal pursuant to a proposed covered consent decree or settlement agreement, an agency shall—
(i)
added
inform the court of the statutory basis for the proposed covered consent decree or settlement agreement and its terms;
(ii)
added
submit to the court a summary of the comments received under subparagraph (A) and the response of the agency to the comments;
(iii)
added
submit to the court a certified index of the administrative record of the notice and comment proceeding; and
(iv)
added
make the administrative record described in clause (iii) fully accessible to the court.
(D)
added
Inclusion in record— The court shall include in the court record for a civil action the certified index of the administrative record submitted by an agency under subparagraph (C)(iii) and any documents listed in the index which any party or amicus curiae appearing before the court in the action submits to the court.
(3)
added
Public hearings permitted—
(A)
added
In general— After providing notice in the Federal Register and online, an agency may hold a public hearing regarding whether to enter into a proposed covered consent decree or settlement agreement.
(B)
added
Record— If an agency holds a public hearing under subparagraph (A)—
(i)
added
the agency shall—
(I)
added
submit to the court a summary of the proceedings;
(II)
added
submit to the court a certified index of the hearing record; and
(III)
added
provide access to the hearing record to the court; and
(ii)
added
the full hearing record shall be included in the court record.
(4)
added
Mandatory deadlines— If a proposed covered consent decree or settlement agreement requires an agency action by a date certain, the agency shall, when moving for entry of the covered consent decree or settlement agreement or dismissal based on the covered consent decree or settlement agreement, inform the court of—
(A)
added
any required regulatory action the agency has not taken that the covered consent decree or settlement agreement does not address;
(B)
added
how the covered consent decree or settlement agreement, if approved, would affect the discharge of the duties described in subparagraph (A); and
(C)
added
why the effects of the covered consent decree or settlement agreement on the manner in which the agency discharges its duties is in the public interest.
(e)
added
Submission by the government—
(1)
added
In general— For any proposed covered consent decree or settlement agreement that contains a term described in paragraph (2), the Attorney General or, if the matter is being litigated independently by an agency, the head of the agency shall submit to the court a certification that the Attorney General or head of the agency approves the proposed covered consent decree or settlement agreement. The Attorney General or head of the agency shall personally sign any certification submitted under this paragraph.
(2)
added
Terms— A term described in this paragraph is—
(A)
added
in the case of a covered consent decree, a term that—
(i)
added
converts into a nondiscretionary duty a discretionary authority of an agency to propose, promulgate, revise, or amend regulations;
(ii)
added
commits an agency to expend funds that have not been appropriated and that have not been budgeted for the regulatory action in question;
(iii)
added
commits an agency to seek a particular appropriation or budget authorization;
(iv)
added
divests an agency of discretion committed to the agency by statute or the Constitution of the United States, without regard to whether the discretion was granted to respond to changing circumstances, to make policy or managerial choices, or to protect the rights of third parties; or
(v)
added
otherwise affords relief that the court could not enter under its own authority upon a final judgment in the civil action; or
(B)
added
in the case of a covered settlement agreement, a term—
(i)
added
that provides a remedy for a failure by the agency to comply with the terms of the covered settlement agreement other than the revival of the civil action resolved by the covered settlement agreement; and
(I)
added
interferes with the authority of an agency to revise, amend, or issue rules under the procedures set forth in chapter 5 of title 5, United States Code, or any other statute or Executive order prescribing rulemaking procedures for a rulemaking that is the subject of the covered settlement agreement;
(II)
added
commits the agency to expend funds that have not been appropriated and that have not been budgeted for the regulatory action in question; or
(III)
added
for such a covered settlement agreement that commits the agency to exercise in a particular way discretion which was committed to the agency by statute or the Constitution of the United States to respond to changing circumstances, to make policy or managerial choices, or to protect the rights of third parties.
(f)
added
Review by court—
(1)
added
Amicus— A court considering a proposed covered consent decree or settlement agreement shall presume, subject to rebuttal, that it is proper to allow amicus participation relating to the covered consent decree or settlement agreement by any person who filed public comments or participated in a public hearing on the covered consent decree or settlement agreement under paragraph (2) or (3) of subsection (d).
(2)
added
Review of deadlines—
(A)
added
Proposed covered consent decrees— For a proposed covered consent decree, a court shall not approve the covered consent decree unless the proposed covered consent decree allows sufficient time and incorporates adequate procedures for the agency to comply with chapter 5 of title 5, United States Code, and other applicable statutes that govern rulemaking and, unless contrary to the public interest, the provisions of any Executive order that governs rulemaking.
(B)
added
Proposed covered settlement agreements— For a proposed covered settlement agreement, a court shall ensure that the covered settlement agreement allows sufficient time and incorporates adequate procedures for the agency to comply with chapter 5 of title 5, United States Code, and other applicable statutes that govern rulemaking and, unless contrary to the public interest, the provisions of any Executive order that governs rulemaking.
(g)
added
Annual reports— Each agency shall submit to Congress an annual report that, for the year covered by the report, includes—
(1)
added
the number, identity, and content of covered civil actions brought against and covered consent decrees or settlement agreements entered against or into by the agency; and
(2)
added
a description of the statutory basis for—
(A)
added
each covered consent decree or settlement agreement entered against or into by the agency; and
(B)
added
any award of attorneys fees or costs in a civil action resolved by a covered consent decree or settlement agreement entered against or into by the agency.
Sec. 202
Office of information and regulatory affairs publication of information relating to rules
added
(a)
added
Amendment— Title 5, United States Code, is amended by inserting after chapter 6 the following new chapter:
added
“6A OFFICE OF INFORMATION AND REGULATORY AFFAIRS PUBLICATION OF INFORMATION RELATING TO RULES
added
“651. Agency monthly submission to Office of Information and Regulatory Affairs
added
“On a monthly basis, the head of each agency shall submit to the Administrator of the Office of Information and Regulatory Affairs (referred to in this chapter as the “Administrator”), in such a manner as the Administrator may reasonably require, the following information:
added
“(1) For each rule that the agency expects to propose or finalize during the 12-month period following the month covered by the monthly submission:
added
“(A) A summary of the nature of the rule, including the regulation identifier number and the docket number for the rule.
added
“(B) The objectives of and legal basis for the issuance of the rule, including—
added
“(i) any statutory or judicial deadline; and
added
“(ii) whether the legal basis restricts or precludes the agency from conducting an analysis of the costs or benefits of the rule during the rule making, and if not, whether the agency plans to conduct an analysis of the costs or benefits of the rule during the rule making.
added
“(C) Whether the agency plans to claim an exemption from the requirements of section 553 pursuant to section 553(b)(B).
added
“(D) The stage of the rule making as of the date of submission.
added
“(E) Whether the rule is subject to review under section 610.
added
“(2) For any rule that the agency expects to finalize during the 12-month period following the month covered by the monthly submission and for which the agency has issued a general notice of proposed rule making—
added
“(A) an approximate schedule for completing action on the rule;
added
“(B) an estimate of whether the rule will cost—
added
“(i) less than $50,000,000;
added
“(ii) $50,000,000 or more but less than $100,000,000;
added
“(iii) $100,000,000 or more but less than $500,000,000;
added
“(iv) $500,000,000 or more but less than $1,000,000,000;
added
“(v) $1,000,000,000 or more but less than $5,000,000,000;
added
“(vi) $5,000,000,000 or more but less than $10,000,000,000; or
added
“(vii) $10,000,000,000 or more; and
added
“(C) any estimate of the economic effects of the rule, including the imposition of unfunded mandates and any estimate of the net effect that the rule will have on the number of jobs in the United States, that was considered in drafting the rule, or, if no such estimate is available, a statement affirming that no information on the economic effects, including the effect on the number of jobs, of the rule has been considered.
added
“652. Office of Information and Regulatory Affairs publications
added
“(a) Agency-Specific information published monthly—Not later than 30 days after the submission of information pursuant to section 651, the Administrator shall make such information publicly available on the Internet.
added
“(b) Cumulative assessment of agency rule making published annually
added
“(1) Publication in the federal register—Not later than October 1 of each year, the Administrator shall publish, in the Federal Register, the following, with respect to the previous year:
added
“(A) The information that the Administrator received from the head of each agency under section 651.
added
“(B) The number of rules and a list of each such rule—
added
“(i) that was proposed by each agency, including, for each such rule, an indication of whether the issuing agency conducted an analysis of the costs or benefits of the rule; and
added
“(ii) that was finalized by each agency, including for each such rule an indication of whether—
added
“(I) the issuing agency conducted an analysis of the costs or benefits of the rule;
added
“(II) the agency claimed an exemption from the procedures under section 553 pursuant to section 553(b)(B); and
added
“(III) the rule was issued pursuant to a statutory mandate or the rule making is committed to agency discretion by law.
added
“(C) The number of agency actions and a list of each such action taken by each agency that—
added
“(i) repealed a rule;
added
“(ii) reduced the scope of a rule;
added
“(iii) reduced the cost of a rule; or
added
“(iv) accelerated the expiration date of a rule.
added
“(D) The total cost (without reducing the cost by any offsetting benefits) of all rules proposed or finalized, the total cost of any unfunded mandates imposed by all such rules, and the number of rules for which an estimate of the cost of the rule was not available.
added
“(2) Publication on the internet—Not later than October 1 of each year, the Administrator shall make publicly available on the Internet the following:
added
“(A) The analysis of the costs or benefits, if conducted, for each proposed rule or final rule issued by an agency for the previous year.
added
“(B) The docket number and regulation identifier number for each proposed or final rule issued by an agency for the previous year.
added
“(C) The number of rules and a list of each such rule reviewed by the Director of the Office of Management and Budget for the previous year, and the authority under which each such review was conducted.
added
“(D) The number of rules and a list of each such rule for which the head of an agency completed a review under section 610 for the previous year.
added
“(E) The number of rules and a list of each such rule submitted to the Comptroller General under section 801.
added
“(F) The number of rules and a list of each such rule for which a resolution of disapproval was introduced in either the House of Representatives or the Senate under section 802.
added
“653. Requirement for rules to appear in agency-specific monthly publication
added
“(a) In general—Subject to subsection (b), a rule may not take effect until the information required to be made publicly available on the Internet regarding such rule pursuant to section 652(a) has been so available for not less than 6 months.
added
“(b) Exceptions—The requirement of subsection (a) shall not apply in the case of a rule—
added
“(1) for which the agency issuing the rule claims an exception under section 553(b)(B); or
added
“(2) which the President determines by Executive order should take effect because the rule is—
added
“(A) necessary because of an imminent threat to health or safety or other emergency;
added
“(B) necessary for the enforcement of criminal laws;
added
“(C) necessary for national security; or
added
“(D) issued pursuant to any statute implementing an international trade agreement.
added
“654. Definitions
added
“In this chapter, the terms “agency”, “agency action”, “rule”, and “rule making” have the meanings given those terms in section 551, and the term “unfunded mandate” has the meaning given the term “Federal mandate” in section 421(6) of the Congressional Budget Act of 1974 (2 U.S.C. 658(6)).”
(b)
added
Technical and conforming amendment— The table of chapters for part I of title 5, United States Code, is amended by inserting after the item relating to chapter 5 the following:
(c)
added
Effective dates—
(1)
added
Agency monthly submission to the office of information and regulatory affairs— The first submission required pursuant to section 651 of title 5, United States Code, as added by subsection (a), shall be submitted not later than 30 days after the date of the enactment of this Act, and monthly thereafter.
(2)
added
Cumulative assessment of agency rule making—
(A)
added
In general— Subsection (b) of section 652 of title 5, United States Code, as added by subsection (a), shall take effect on the date that is 60 days after the date of the enactment of this Act.
(B)
added
Deadline— The first requirement to publish or make available, as the case may be, under subsection (b) of section 652 of title 5, United States Code, as added by subsection (a), shall be the first October 1 after the effective date of such subsection.
(C)
added
First publication— The requirement under section 652(b)(2)(A) of title 5, United States Code, as added by subsection (a), shall include for the first publication, any analysis of the costs or benefits conducted for a proposed or final rule, for the 10 years before the date of the enactment of this Act.
(3)
added
Requirement for rules to appear in agency-specific monthly publication— Section 653 of title 5, United States Code, as added by subsection (a), shall take effect on the date that is 8 months after the date of the enactment of this Act.