Securities Litigation Uniform Standards Act of 1998

Pub. L. 105-353

52 sections of the Code credited to this law, found between Public Law 105-153 and Public Law 105-394.

15 U.S.C. § 77b — Definitions; promotion of efficiency, competition, and capital formation
15 U.S.C. § 77k — Civil liabilities on account of false registration statement
15 U.S.C. § 77m — Limitation of actions
15 U.S.C. § 77p — Additional remedies; limitation on remedies
15 U.S.C. § 77r — Exemption from State regulation of securities offerings
15 U.S.C. § 77v — Jurisdiction of offenses and suits
15 U.S.C. § 77z-1 — 77z–1. Private securities litigation
15 U.S.C. § 77z-2 — 77z–2. Application of safe harbor for forward-looking statements
15 U.S.C. § 77z-3 — 77z–3. General exemptive authority
15 U.S.C. § 77aa — Schedule of information required in registration statement
15 U.S.C. § 77ccc — Definitions
15 U.S.C. § 77ddd — Exempted securities and transactions
15 U.S.C. § 77mmm — Reports by indenture trustee
15 U.S.C. § 77sss — Rules, regulations, and orders
15 U.S.C. § 78c — Definitions and application
15 U.S.C. § 78d — Securities and Exchange Commission
15 U.S.C. § 78g — Margin requirements
15 U.S.C. § 78n — Proxies
15 U.S.C. § 78o — Registration and regulation of brokers and dealers
15 U.S.C. § 78o-4 — 78o–4. Municipal securities
15 U.S.C. § 78o-5 — 78o–5. Government securities brokers and dealers
15 U.S.C. § 78q — Records and reports
15 U.S.C. § 78s — Registration, responsibilities, and oversight of self-regulatory organizations
15 U.S.C. § 78t — Liability of controlling persons and persons who aid and abet violations
15 U.S.C. § 78u-4 — 78u–4. Private securities litigation
15 U.S.C. § 78z — Unlawful representations
15 U.S.C. § 78bb — Effect on existing law
15 U.S.C. § 78ee — Transaction fees
15 U.S.C. § 78kk — Authorization of appropriations
15 U.S.C. § 78ll — Requirements for the EDGAR system
15 U.S.C. § 80a-2 — 80a–2. Definitions; applicability; rulemaking considerations
15 U.S.C. § 80a-3 — 80a–3. Definition of investment company
15 U.S.C. § 80a-12 — 80a–12. Functions and activities of investment companies
15 U.S.C. § 80a-18 — 80a–18. Capital structure of investment companies
15 U.S.C. § 80a-29 — 80a–29. Reports and financial statements of investment companies and affiliated persons
15 U.S.C. § 80a-30 — 80a–30. Accounts and records
15 U.S.C. § 80b-3 — 80b–3. Registration of investment advisers
15 U.S.C. § 80b-18a — 80b–18a. State regulation of investment advisers
15 U.S.C. § 77z–1 — Private securities litigation
15 U.S.C. § 77z–2 — Application of safe harbor for forward-looking statements
15 U.S.C. § 77z–3 — General exemptive authority
15 U.S.C. § 78o–4 — Municipal securities
15 U.S.C. § 78o–5 — Government securities brokers and dealers
15 U.S.C. § 78u–4 — Private securities litigation
15 U.S.C. § 80a–2 — Definitions; applicability; rulemaking considerations
15 U.S.C. § 80a–3 — Definition of investment company
15 U.S.C. § 80a–12 — Functions and activities of investment companies
15 U.S.C. § 80a–18 — Capital structure of investment companies
15 U.S.C. § 80a–29 — Reports and financial statements of investment companies and affiliated persons
15 U.S.C. § 80a–30 — Accounts and records
15 U.S.C. § 80b–3 — Registration of investment advisers
15 U.S.C. § 80b–18a — State regulation of investment advisers