§80b–4a. Prevention of misuse of nonpublic information — Inbound Citations

Citations to 15 U.S.C. § 80b–4a as a whole

• 15 U.S.C. § 78u–1(b)(1)(B)

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  (B) such controlling person knowingly or recklessly failed to establish, maintain, or enforce any policy or procedure required under section 78o(f)¹ of this title or section 80b–4a of this title and such failure substantially contributed to or permitted the occurrence of the act or acts constituting the violation.