§80a–48. Penalties — Inbound Citations

Citations to 15 U.S.C. § 80a–48 as a whole

• 15 U.S.C. § 80a–35(b)(6)

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  (6) No finding by a court with respect to a breach of fiduciary duty under this subsection shall be made a basis (A) for a finding of a violation of this subchapter for the purposes of sections 80a–9 and 80a–48 of this title, section 78o of this title, or section 80b–3 of this title, or (B) for an injunction to prohibit any person from serving in any of the capacities enumerated in subsection (a) of this section.
• 15 U.S.C. § 80a–36

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  Whoever steals, unlawfully abstracts, unlawfully and willfully converts to his own use or to the use of another, or embezzles any of the moneys, funds, securities, credits, property, or assets of any registered investment company shall be deemed guilty of a crime, and upon conviction thereof shall be subject to the penalties provided in section 80a–48 of this title. A judgment of conviction or acquittal on the merits under the laws of any State shall be a bar to any prosecution under this section for the same act or acts.
• 18 U.S.C. § 3301(a)(5)

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  (5) section 49 of the Investment Company Act of 1940 (15 U.S.C. 80a–48); or