§80a–15. Contracts of advisers and underwriters — Inbound Citations
15 U.S.C. § 80a–15
Cited by 4 provisions in release 119-102.
Citations to §80a–15(a)
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Notwithstanding the exemption set forth in section 80–6(f) of this title), sections 80a–1, 80a–2, 80a–3, 80a–4, 80a–5, 80a–6, 80a–9, 80a–10(f), 80a–15(a), (c), and (f), 80a–16(b), 80a–17(f) through (j), 80a–19(a), 80a–20(b), 80a–31(a) and (c), 80a–32 through 80a–46, and 80a–48 through 80a–52 of this title shall apply to a business development company to the same extent as if it were a registered closed-end investment company.
Citations to §80a–15(f)(1)
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(e) If by reason of the death, disqualification, or bona fide resignation of any director or directors, the requirements of the foregoing provisions of this section or of section 80a–15(f)(1) of this title in respect of directors shall not be met by a registered investment company, the operation of such provision shall be suspended as to such registered company—(1) for a period of thirty days if the vacancy or vacancies may be filled by action of the board of directors;(2) for a period of sixty days if a vote of stockholders is required to fill the vacancy or vacancies; or(3) for such longer period as the Commission may prescribe, by rules and regulations upon its own motion or by order upon application, as not inconsistent with the protection of investors.
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(b) If, by reason of the death, disqualification, or bona fide resignation of any director or general partner, a business development company does not meet the requirements of subsection (a) of this section, or the requirements of section 80a–15(f)(1) of this title with respect to directors, the operation of such provisions shall be suspended for a period of 90 days or for such longer period as the Commission may prescribe, upon its own motion or by order upon application, as not inconsistent with the protection of investors.
Citations to §80a–15(f)(1)(A)
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(a) Election of directors