§78w. Rules, regulations, and orders; annual reports — Inbound Citations
15 U.S.C. § 78w
Cited by 2 provisions in release 119-102.
Citations to §78w(b)
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(26) The term “self-regulatory organization” means any national securities exchange, registered securities association, or registered clearing agency, or (solely for purposes of sections 78s(b), 78s(c), and 78w(b)1 of this title) the Municipal Securities Rulemaking Board established by section 78o–4 of this title.
Citations to §78w(b)(1)
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(d) The Commission shall, in each of the first 5 annual reports (under section 78w(b)(1) of this title) submitted more than 12 months after October 15, 1990, include a description of the status of the penny stock automated quotation system or systems required by subsection (b). Such description shall include—(1) a review of the development, implementation, and progress of the project, including achievement of significant milestones and current project schedule; and(2) a review of the activities of registered securities associations and national securities exchanges in the development of the system.