§78h. Restrictions on borrowing and lending by members, brokers, and dealers — Inbound Citations

Citations to 15 U.S.C. § 78h as a whole

• 15 U.S.C. § 78f(g)(4)(A)(ii)

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  (ii) Section 78h of this title.
• 15 U.S.C. § 78hh

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  This chapter shall become effective on July 1, 1934, except that sections 78f and 78l(b to e) of this title shall become effective on September 1, 1934; and sections 78e, 78g, 78h, 78i(a)(6), 78j, 78k, 78l(a), 78m, 78n, 78o, 78p, 78q, 78r, 78s, and 78dd of this title shall become effective on October 1, 1934.
• 15 U.S.C. § 78o(b)(11)(B)(i)

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  (i) Section 78h of this title.
• 15 U.S.C. § 78o(b)(12)(B)(i)

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  (i) Section 78h of this title.
• 15 U.S.C. § 78o(c)(3)(B)

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  (B) Consistent with this chapter, the Commission, in consultation with the Commodity Futures Trading Commission, shall issue such rules, regulations, or orders as are necessary to avoid duplicative or conflicting regulations applicable to any broker or dealer registered with the Commission pursuant to subsection (b) (except paragraph (11) thereof), that is also registered with the Commodity Futures Trading Commission pursuant to section 4f(a) of the Commodity Exchange Act [7 U.S.C. 6f(a)] (except paragraph (2) thereof), with respect to the application of: (i) the provisions of section 78h of this title, subsection (c)(3), and section 78q of this title and the rules and regulations thereunder related to the treatment of customer funds, securities, or property, maintenance of books and records, financial reporting, or other financial responsibility rules, involving security futures products; and (ii) similar provisions of the Commodity Exchange Act [7 U.S.C. 1 et seq.] and rules and regulations thereunder involving security futures products.
• 15 U.S.C. § 78o–3(k)(4)(A)

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  (A) Section 78h of this title.