§78cc. Validity of contracts — Inbound Citations
15 U.S.C. § 78cc
Cited by 1 provision in release 119-102.
Citations to 15 U.S.C. § 78cc as a whole
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(D) if the Board deems appropriate, provide for the arbitration of claims, disputes, and controversies relating to transactions in municipal securities and advice concerning municipal financial products: Provided, however, that no person other than a municipal securities broker, municipal securities dealer, municipal advisor, or person associated with such a municipal securities broker, municipal securities dealer, or municipal advisor may be compelled to submit to such arbitration except at his instance and in accordance with section 78cc of this title.