§506. Amendment and repeal of chapter — Inbound Citations

Citations to 15 U.S.C. § 506 as a whole

• 15 U.S.C. § 77d(c)(1)

  Go to provision →
  (1) With respect to securities offered and sold in compliance with Rule 506 of Regulation D under this subchapter, no person who meets the conditions set forth in paragraph (2) shall be subject to registration as a broker or dealer pursuant to section 78o(a)(1) of this title,¹ solely because—

  (A) that person maintains a platform or mechanism that permits the offer, sale, purchase, or negotiation of or with respect to securities, or permits general solicitations, general advertisements, or similar or related activities by issuers of such securities, whether online, in person, or through any other means;

  (B) that person or any person associated with that person co-invests in such securities; or

  (C) that person or any person associated with that person provides ancillary services with respect to such securities.
• 15 U.S.C. § 77d(d)(5)

  Go to provision →
  (5) Neither the seller, nor any person that has been or will be paid (directly or indirectly) remuneration or a commission for their participation in the offer or sale of the securities, including solicitation of purchasers for the seller is subject to an event that would disqualify an issuer or other covered person under Rule 506(d)(1) of Regulation D (17 CFR 230.506(d)(1)) or is subject to a statutory disqualification described under section 78c(a)(39) of this title.
• 15 U.S.C. § 1459(a)(3)

  Go to provision →
  (3) any drug subject to the provisions of section 503(b)(1) or 506 of the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 353(b)(1) and 356);