---
kind: "section"
citation: "42 U.S.C. § 5106a"
title: "42"
title_heading: "The Public Health and Welfare"
number: "5106a"
heading: "Grants to States for child abuse or neglect prevention and treatment programs"
release: "119-102"
date: "2026-07-12"
url: "https://uscodex.org/usc/42/5106a"
units:
  - "Chapter 67 — Child Abuse Prevention and Treatment and Adoption Reform"
  - "Subchapter I — General Program"
---

# §5106a. Grants to States for child abuse or neglect prevention and treatment programs

- (a) **Development and operation grants—** The [Secretary](/usc/42/242q–4.md?p=2) shall make grants to the [States](/usc/42/2021b.md?p=14), from allotments made under [subsection (f)](#f) for each [State](/usc/42/2021b.md?p=14) that applies for a grant under this section, for purposes of assisting the [States](/usc/42/2021b.md?p=14) in improving the child protective services system of each such [State](/usc/42/2021b.md?p=14) in—
  - (1) the intake, assessment, screening, and investigation of reports of child abuse or neglect;
  - (2)
    - (A) creating and improving the use of multidisciplinary teams and interagency, intra-[agency](/usc/42/8262.md?p=1), interstate, and intrastate protocols to enhance investigations; and
    - (B) improving legal preparation and representation, including—
      - (i) procedures for appealing and responding to appeals of substantiated reports of child abuse or neglect; and
      - (ii) provisions for the appointment of an individual appointed to represent a child in judicial proceedings;
  - (3) case management, including ongoing case monitoring, and delivery of services and [treatment](/usc/42/11851.md?p=11) provided to children and their families;
  - (4) enhancing the general child protective system by developing, improving, and implementing risk and safety assessment tools and protocols, including the use of differential response;
  - (5) developing and updating systems of technology that support the program and track reports of child abuse and neglect from intake through final disposition and allow interstate and intrastate information exchange;
  - (6) developing, strengthening, and facilitating training including—
    - (A) training regarding research-based strategies, including the use of differential response, to promote collaboration with the families;
    - (B) training regarding the legal duties of such individuals;
    - (C) personal safety training for case workers; and
    - (D) training in early childhood, child, and adolescent development;
  - (7) improving the skills, qualifications, and availability of individuals providing services to children and families, and the supervisors of such individuals, through the child protection system, including improvements in the recruitment and retention of caseworkers;
  - (8) developing, facilitating the use of, and implementing research-based strategies and training protocols for individuals mandated to report child abuse and neglect;
  - (9) developing, implementing, or operating programs to assist in obtaining or coordinating necessary services for families of disabled infants with life-threatening conditions, including—
    - (A) existing social and health services;
    - (B) financial assistance;
    - (C) services necessary to facilitate adoptive placement of any such infants who have been relinquished for adoption; and
    - (D) the use of differential response in preventing child abuse and neglect;
  - (10) developing and delivering information to improve public education relating to the role and responsibilities of the child protection system and the nature and basis for reporting suspected incidents of child abuse and neglect, including the use of differential response;
  - (11) developing and enhancing the capacity of community-based programs to integrate shared leadership strategies between parents and professionals to prevent and treat child abuse and neglect at the neighborhood level;
  - (12) supporting and enhancing interagency collaboration between the child protection system and the juvenile justice system for improved delivery of services and [treatment](/usc/42/11851.md?p=11), including methods for continuity of [treatment](/usc/42/11851.md?p=11) plan and services as children transition between systems;
  - (13) supporting and enhancing interagency collaboration among public health [agencies](/usc/42/8262.md?p=1), [agencies](/usc/42/8262.md?p=1) in the child protective service system, and [agencies](/usc/42/8262.md?p=1) carrying out private community-based programs—
    - (A) to provide child abuse and neglect prevention and [treatment](/usc/42/11851.md?p=11) services (including linkages with education systems), and the use of differential response; and
    - (B) to address the health needs, including mental health needs, of children identified as victims of child abuse or neglect;,[^1] including supporting prompt, comprehensive health and developmental evaluations for children who are the subject of substantiated child maltreatment reports; or
  - (14) developing and implementing procedures for collaboration among child protective services, domestic violence services, and other [agencies](/usc/42/8262.md?p=1) in—
    - (A) investigations, interventions, and the delivery of services and [treatment](/usc/42/11851.md?p=11) provided to children and families, including the use of differential response, where appropriate; and
    - (B) the provision of services that assist children exposed to domestic violence, and that also support the caregiving role of their nonabusing parents.
- (b) **Eligibility requirements—**
  - (1) **State plan—**
    - (A) **In general—** To be eligible to receive a grant under this section, a [State](/usc/42/2021b.md?p=14) shall submit to the [Secretary](/usc/42/242q–4.md?p=2) a [State](/usc/42/2021b.md?p=14) plan that specifies the areas of the child protective services system described in [subsection (a)](#a) that the [State](/usc/42/2021b.md?p=14) will address with amounts received under the grant.
    - (B) **Duration of plan—** Each [State](/usc/42/2021b.md?p=14) plan shall—
      - (i) remain in effect for the duration of the [State](/usc/42/2021b.md?p=14)’s participation under this section; and
      - (ii) be periodically reviewed and revised as necessary by the [State](/usc/42/2021b.md?p=14) to reflect changes in the [State](/usc/42/2021b.md?p=14)’s strategies and programs under this section.
    - (C) **Additional information—** The [State](/usc/42/2021b.md?p=14) shall provide notice to the [Secretary](/usc/42/242q–4.md?p=2)—
      - (i) of any substantive changes, including any change to [State](/usc/42/2021b.md?p=14) law or regulations, relating to the prevention of child abuse and neglect that may affect the eligibility of the [State](/usc/42/2021b.md?p=14) under this section; and
      - (ii) of any significant changes in how funds provided under this section are used to support activities described in this section, which may differ from the activities described in the current [State](/usc/42/2021b.md?p=14) application.
  - (2) **Contents—** A [State](/usc/42/2021b.md?p=14) plan submitted under [paragraph (1)](#b-1) shall contain a description of the activities that the [State](/usc/42/2021b.md?p=14) will carry out using amounts received under the grant to achieve the objectives of this subchapter, including—
    - (A) an assurance that the [State](/usc/42/2021b.md?p=14) plan, to the maximum extent practicable, is coordinated with the [State](/usc/42/2021b.md?p=14) plan under part B of title IV of the Social Security Act [[42 U.S.C. 620](/usc/42/620.md) et seq.] relating to child welfare services and family preservation and family support services;
    - (B) an assurance in the form of a certification by the Governor of the [State](/usc/42/2021b.md?p=14) that the [State](/usc/42/2021b.md?p=14) has in effect and is enforcing a [State](/usc/42/2021b.md?p=14) law, or has in effect and is operating a statewide program, relating to child abuse and neglect that includes—
      - (i) provisions or procedures for an individual to report known and suspected instances of child abuse and neglect, including a [State](/usc/42/2021b.md?p=14) law for mandatory reporting by individuals required to report such instances;
      - (ii) policies and procedures (including appropriate referrals to child protection service systems and for other appropriate services) to address the needs of infants born with and identified as being affected by substance abuse or withdrawal symptoms resulting from prenatal [drug](/usc/42/11851.md?p=4) exposure, or a Fetal Alcohol Spectrum Disorder, including a requirement that health care providers involved in the delivery or care of such infants notify the child protective services system of the occurrence of such condition in such infants, except that such notification shall not be construed to—
        - (I) establish a definition under Federal law of what constitutes child abuse or neglect; or
        - (II) require prosecution for any illegal action;
      - (iii) the development of a plan of safe care for the infant born and identified as being affected by substance abuse or withdrawal symptoms, or a Fetal Alcohol Spectrum Disorder to ensure the safety and well-being of such infant following release from the care of health care providers, including through—
        - (I) addressing the health and substance use disorder [treatment](/usc/42/11851.md?p=11) needs of the infant and affected family or caregiver; and
        - (II) the development and implementation by the [State](/usc/42/2021b.md?p=14) of monitoring systems regarding the implementation of such plans to determine whether and in what manner local entities are providing, in accordance with [State](/usc/42/2021b.md?p=14) requirements, referrals to and delivery of appropriate services for the infant and affected family or caregiver;
      - (iv) procedures for the immediate screening, risk and safety assessment, and prompt investigation of such reports;
      - (v) triage procedures, including the use of differential response, for the appropriate referral of a child not at risk of imminent harm to a community organization or voluntary preventive service;
      - (vi) procedures for immediate steps to be taken to ensure and protect the safety of a victim of child abuse or neglect and of any other child under the same care who may also be in danger of child abuse or neglect and ensuring their placement in a safe environment;
      - (vii) provisions for immunity from civil or criminal liability under [State](/usc/42/2021b.md?p=14) and local laws and regulations for individuals making good faith reports of suspected or known instances of child abuse or neglect, or who otherwise provide information or assistance, including medical evaluations or consultations, in connection with a report, investigation, or legal intervention pursuant to a good faith report of child abuse or neglect;
      - (viii) methods to preserve the confidentiality of all records in order to protect the rights of the child and of the child’s parents or guardians, including requirements ensuring that reports and records made and maintained pursuant to the purposes of this subchapter and subchapter III shall only be made available to—
        - (I) individuals who are the subject of the report;
        - (II) Federal, [State](/usc/42/2021b.md?p=14), or local government entities, or any agent of such entities, as described in [clause (ix)](#b-2-B-ix);
        - (III) child abuse citizen review panels;
        - (IV) child fatality review panels;
        - (V) a grand jury or court, upon a finding that information in the record is necessary for the determination of an issue before the court or grand jury; and
        - (VI) other entities or classes of individuals statutorily authorized by the [State](/usc/42/2021b.md?p=14) to receive such information pursuant to a legitimate [State](/usc/42/2021b.md?p=14) purpose;
      - (ix) provisions to require a [State](/usc/42/2021b.md?p=14) to disclose confidential information to any Federal, [State](/usc/42/2021b.md?p=14), or local government entity, or any agent of such entity, that has a need for such information in order to carry out its responsibilities under law to protect children from child abuse and neglect;
      - (x) provisions which allow for public disclosure of the findings or information about the case of child abuse or neglect which has resulted in a child fatality or near fatality;
      - (xi) the cooperation of [State](/usc/42/2021b.md?p=14) law enforcement officials, court of competent jurisdiction, and appropriate [State agencies](/usc/42/300s–3.md?p=12) providing human services in the investigation, assessment, prosecution, and [treatment](/usc/42/11851.md?p=11) of child abuse and neglect;
      - (xii) provisions requiring, and procedures in place that facilitate the prompt expungement of any records that are accessible to the general public or are used for purposes of employment or other background checks in cases determined to be unsubstantiated or false, except that nothing in this section shall prevent [State](/usc/42/2021b.md?p=14) child protective services [agencies](/usc/42/8262.md?p=1) from keeping information on unsubstantiated reports in their casework files to assist in future risk and safety assessment;
      - (xiii) provisions and procedures requiring that in every case involving a victim of child abuse or neglect which results in a judicial proceeding, a guardian ad litem, who has received training appropriate to the role, including training in early childhood, child, and adolescent development, and who may be an attorney or a court appointed special advocate who has received training appropriate to that role (or both), shall be appointed to represent the child in such proceedings—
        - (I) to obtain first-hand, a clear understanding of the situation and needs of the child; and
        - (II) to make recommendations to the court concerning the best interests of the child;
      - (xiv) the establishment of citizen review panels in accordance with [subsection (c)](#c);
      - (xv) provisions, procedures, and mechanisms—
        - (I) for the expedited termination of parental rights in the case of any infant determined to be abandoned under [State](/usc/42/2021b.md?p=14) law; and
        - (II) by which individuals who disagree with an official finding of child abuse or neglect can appeal such finding;
      - (xvi) provisions, procedures, and mechanisms that assure that the [State](/usc/42/2021b.md?p=14) does not require reunification of a surviving child with a parent who has been found by a court of competent jurisdiction—
        - (I) to have committed murder (which would have been an offense under [section 1111(a) of title 18](/usc/18/1111.md?p=a) if the offense had occurred in the special maritime or territorial jurisdiction of the United States) of another child of such parent;
        - (II) to have committed voluntary manslaughter (which would have been an offense under [section 1112(a) of title 18](/usc/18/1112.md?p=a) if the offense had occurred in the special maritime or territorial jurisdiction of the United States) of another child of such parent;
        - (III) to have aided or abetted, attempted, conspired, or solicited to commit such murder or voluntary manslaughter;
        - (IV) to have committed a felony assault that results in the serious bodily injury to the surviving child or another child of such parent;
        - (V) to have committed [sexual abuse](/usc/42/5106g.md?p=a-4) against the surviving child or another child of such parent; or
        - (VI) to be required to register with a sex offender registry under [section 20913(a) of title 34](/usc/34/20913.md?p=a);
      - (xvii) an assurance that, upon the implementation by the [State](/usc/42/2021b.md?p=14) of the provisions, procedures, and mechanisms under [clause (xvi)](#b-2-B-xvi), conviction of any one of the felonies listed in [clause (xvi)](#b-2-B-xvi) constitute grounds under [State](/usc/42/2021b.md?p=14) law for the termination of parental rights of the convicted parent as to the surviving children (although case-by-case determinations of whether or not to seek termination of parental rights shall be within the sole discretion of the [State](/usc/42/2021b.md?p=14));
      - (xviii) provisions and procedures to require that a representative of the child protective services [agency](/usc/42/8262.md?p=1) shall, at the initial time of contact with the individual subject to a child abuse or neglect investigation, advise the individual of the complaints or allegations made against the individual, in a manner that is consistent with laws protecting the rights of the informant;
      - (xix) provisions addressing the training of representatives of the child protective services system regarding the legal duties of the representatives, which may consist of various methods of informing such representatives of such duties, in order to protect the legal rights and safety of children and families from the initial time of contact during investigation through [treatment](/usc/42/11851.md?p=11);
      - (xx) provisions and procedures for improving the training, retention, and supervision of caseworkers;
      - (xxi) provisions and procedures for referral of a child under the age of 3 who is involved in a substantiated case of child abuse or neglect to early intervention services funded under part C of the Individuals with Disabilities Education Act ([20 U.S.C. 1431](/usc/20/1431.md) et seq.);
      - (xxii) provisions and procedures for requiring criminal background record checks that meet the requirements of section 471(a)(20) of the Social Security Act ([42 U.S.C. 671(a)(20)](/usc/42/671.md?p=a-20)) for prospective foster and adoptive parents and other adult relatives and non-relatives residing in the household;
      - (xxiii) provisions for systems of technology that support the [State](/usc/42/2021b.md?p=14) child protective service system described in [subsection (a)](#a) and track reports of child abuse and neglect from intake through final disposition;
      - (xxiv) provisions and procedures requiring identification and assessment of all reports involving children known or suspected to be victims of sex trafficking (as defined in section 7102(10)[^2] of title 22); and
      - (xxv) provisions and procedures for training child protective services workers about identifying, assessing, and providing comprehensive services for children who are sex trafficking victims, including efforts to coordinate with [State](/usc/42/2021b.md?p=14) law enforcement, juvenile justice, and social service [agencies](/usc/42/8262.md?p=1) such as runaway and homeless youth shelters to serve this population;
    - (C) an assurance that the [State](/usc/42/2021b.md?p=14) has in place procedures for responding to the reporting of medical neglect (including instances of [withholding of medically indicated treatment](/usc/42/5106g.md?p=a-5) from infants with disabilities who have life-threatening conditions), procedures or programs, or both (within the [State](/usc/42/2021b.md?p=14) child protective services system), to provide for—
      - (i) coordination and consultation with individuals designated by and within appropriate health-care facilities;
      - (ii) prompt notification by individuals designated by and within appropriate health-care facilities of cases of suspected medical neglect (including instances of [withholding of medically indicated treatment](/usc/42/5106g.md?p=a-5) from infants with disabilities who have life-threatening conditions); and
      - (iii) authority, under [State](/usc/42/2021b.md?p=14) law, for the [State](/usc/42/2021b.md?p=14) child protective services system to pursue any legal remedies, including the authority to initiate legal proceedings in a court of competent jurisdiction, as may be necessary to prevent the [withholding of medically indicated treatment](/usc/42/5106g.md?p=a-5) from infants with disabilities who have life-threatening conditions;
    - (D) a description of—
      - (i) the services to be provided under the grant to individuals, families, or communities, either directly or through referrals aimed at preventing the occurrence of child abuse and neglect;
      - (ii) the training to be provided under the grant to support direct line and supervisory personnel in report taking, screening, assessment, decision making, and referral for investigating suspected instances of child abuse and neglect;
      - (iii) the training to be provided under the grant for individuals who are required to report suspected cases of child abuse and neglect;
      - (iv) policies and procedures encouraging the appropriate involvement of families in decisionmaking pertaining to children who experienced child abuse or neglect;
      - (v) policies and procedures that promote and enhance appropriate collaboration among child protective service [agencies](/usc/42/8262.md?p=1), domestic violence service [agencies](/usc/42/8262.md?p=1), substance abuse [treatment](/usc/42/11851.md?p=11) [agencies](/usc/42/8262.md?p=1), and other [agencies](/usc/42/8262.md?p=1) in investigations, interventions, and the delivery of services and [treatment](/usc/42/11851.md?p=11) provided to children and families affected by child abuse or neglect, including children exposed to domestic violence, where appropriate; and
      - (vi) policies and procedures regarding the use of differential response, as applicable;
    - (E) an assurance or certification that the programs or [projects](/usc/42/13641.md?p=2) relating to child abuse and neglect carried out under part B of title IV of the Social Security Act [[42 U.S.C. 620](/usc/42/620.md) et seq.] comply with the requirements set forth in [paragraph (1)](#b-1) and this paragraph;
    - (F) an assurance or certification that programs and training conducted under this subchapter address the unique needs of unaccompanied homeless youth, including access to enrollment and support services and that such youth are eligible for under parts B and E of title IV of the Social Security Act [[42 U.S.C. 620](/usc/42/620.md) et seq., 670 et seq.] and meet the requirements of the McKinney-Vento Homeless Assistance Act ([42 U.S.C. 11301](/usc/42/11301.md) et seq.); and
    - (G) an assurance that the [State](/usc/42/2021b.md?p=14), in developing the [State](/usc/42/2021b.md?p=14) plan described in [paragraph (1)](#b-1), has collaborated with community-based prevention [agencies](/usc/42/8262.md?p=1) and with families affected by child abuse or neglect.

    Nothing in [subparagraph (B)](#b-2-B) shall be construed to limit the [State](/usc/42/2021b.md?p=14)’s flexibility to determine [State](/usc/42/2021b.md?p=14) policies relating to public access to court proceedings to determine child abuse and neglect, except that such policies shall, at a minimum, ensure the safety and well-being of the child, parents, and families.

  - (3) **Limitation—** With regard to clauses [(vi)](#b-2-B-vi) and [(vii)](#b-2-B-vii) of paragraph (2)(B), nothing in this section shall be construed as restricting the ability of a [State](/usc/42/2021b.md?p=14) to refuse to disclose identifying information concerning the individual initiating a report or complaint alleging suspected instances of child abuse or neglect, except that the [State](/usc/42/2021b.md?p=14) may not refuse such a disclosure where a court orders such disclosure after such court has reviewed, in camera, the record of the [State](/usc/42/2021b.md?p=14) related to the report or complaint and has found it has reason to believe that the reporter knowingly made a false report.
  - (4) **Definitions—** For purposes of this subsection—
    - (A) the term “near fatality” means an act that, as certified by a physician, places the child in serious or critical condition; and
    - (B) the term “serious bodily injury” means bodily injury which involves substantial risk of death, extreme physical pain, protracted and obvious disfigurement, or protracted loss or impairment of the function of a bodily member, organ, or mental faculty.
- (c) **Citizen review panels—**
  - (1) **Establishment—**
    - (A) **In general—** Except as provided in [subparagraph (B)](#c-1-B), each [State](/usc/42/2021b.md?p=14) to which a grant is made under this section shall establish not less than 3 citizen review panels.
    - (B) **Exceptions—**
      - (i) **Establishment of panels by States receiving minimum allotment—** A [State](/usc/42/2021b.md?p=14) that receives the minimum allotment of $175,000 under [section 5116b(b)(1)(A) of this title](/usc/42/5116b.md?p=b-1-A) for a fiscal year shall establish not less than 1 citizen review panel.
      - (ii) **Designation of existing entities—** A [State](/usc/42/2021b.md?p=14) may designate as panels for purposes of this subsection one or more existing entities established under [State](/usc/42/2021b.md?p=14) or Federal law, such as child fatality panels or foster care review panels, if such entities have the capacity to satisfy the requirements of [paragraph (4)](#c-4) and the [State](/usc/42/2021b.md?p=14) ensures that such entities will satisfy such requirements.
  - (2) **Membership—** Each panel established pursuant to [paragraph (1)](#c-1) shall be composed of volunteer members who are broadly representative of the community in which such panel is established, including members who have expertise in the prevention and [treatment](/usc/42/11851.md?p=11) of child abuse and neglect, and may include adult former victims of child abuse or neglect.
  - (3) **Meetings—** Each panel established pursuant to [paragraph (1)](#c-1) shall meet not less than once every 3 months.
  - (4) **Functions—**
    - (A) **In general—** Each panel established pursuant to [paragraph (1)](#c-1) shall, by examining the policies, procedures, and [practices](/usc/42/17061.md?p=19) of [State](/usc/42/2021b.md?p=14) and local [agencies](/usc/42/8262.md?p=1) and where appropriate, specific cases, evaluate the extent to which [State](/usc/42/2021b.md?p=14) and local child protection system [agencies](/usc/42/8262.md?p=1) are effectively discharging their child protection responsibilities in accordance with—
      - (i) the [State](/usc/42/2021b.md?p=14) plan under [subsection (b)](#b);
      - (ii) the child protection standards set forth in [subsection (b)](#b); and
      - (iii) any other criteria that the panel considers important to ensure the protection of children, including—
        - (I) a review of the extent to which the [State](/usc/42/2021b.md?p=14) and local child protective services system is coordinated with the foster care and adoption programs established under part E of title IV of the Social Security Act ([42 U.S.C. 670](/usc/42/670.md) et seq.); and
        - (II) a review of child fatalities and near fatalities (as defined in [subsection (b)(4)](#b-4)).
    - (B) **Confidentiality—**
      - (i) **In general—** The members and staff of a panel established under [paragraph (1)](#c-1)—
        - (I) shall not disclose to any person or government official any identifying information about any specific child protection case with respect to which the panel is provided information; and
        - (II) shall not make public other information unless authorized by [State](/usc/42/2021b.md?p=14) statute.
      - (ii) **Civil sanctions—** Each [State](/usc/42/2021b.md?p=14) that establishes a panel pursuant to [paragraph (1)](#c-1) shall establish civil sanctions for a [violation](/usc/42/2000e–16a.md?p=c) of [clause (i)](#c-4-B-i).
    - (C) **Public outreach—** Each panel shall provide for public outreach and comment in order to assess the impact of current procedures and [practices](/usc/42/17061.md?p=19) upon children and families in the community and in order to meet its obligations under [subparagraph (A)](#c-4-A).
  - (5) **State assistance—** Each [State](/usc/42/2021b.md?p=14) that establishes a panel pursuant to [paragraph (1)](#c-1)—
    - (A) shall provide the panel access to information on cases that the panel desires to review if such information is necessary for the panel to carry out its functions under [paragraph (4)](#c-4); and
    - (B) shall provide the panel, upon its request, staff assistance for the performance of the duties of the panel.
  - (6) **Reports—** Each panel established under [paragraph (1)](#c-1) shall prepare and make available to the [State](/usc/42/2021b.md?p=14) and the public, on an annual basis, a report containing a summary of the activities of the panel and recommendations to improve the child protection services system at the [State](/usc/42/2021b.md?p=14) and local levels. Not later than 6 months after the date on which a report is submitted by the panel to the [State](/usc/42/2021b.md?p=14), the appropriate [State agency](/usc/42/300s–3.md?p=12) shall submit a written response to [State](/usc/42/2021b.md?p=14) and local child protection systems and the citizen review panel that describes whether or how the [State](/usc/42/2021b.md?p=14) will incorporate the recommendations of such panel (where appropriate) to make measurable progress in improving the [State](/usc/42/2021b.md?p=14) and local child protective system.
- (d) **Annual State data reports—** Each [State](/usc/42/2021b.md?p=14) to which a grant is made under this section shall annually work with the [Secretary](/usc/42/242q–4.md?p=2) to provide, to the maximum extent practicable, a report that includes the following:
  - (1) The number of children who were reported to the [State](/usc/42/2021b.md?p=14) during the year as victims of child abuse or neglect.
  - (2) Of the number of children described in [paragraph (1)](#d-1), the number with respect to whom such reports were—
    - (A) substantiated;
    - (B) unsubstantiated; or
    - (C) determined to be false.
  - (3) Of the number of children described in [paragraph (2)](#d-2)—
    - (A) the number that did not receive services during the year under the [State](/usc/42/2021b.md?p=14) program funded under this section or an equivalent [State](/usc/42/2021b.md?p=14) program;
    - (B) the number that received services during the year under the [State](/usc/42/2021b.md?p=14) program funded under this section or an equivalent [State](/usc/42/2021b.md?p=14) program; and
    - (C) the number that were removed from their families during the year by disposition of the case.
  - (4) The number of families that received preventive services, including use of differential response, from the [State](/usc/42/2021b.md?p=14) during the year.
  - (5) The number of deaths in the [State](/usc/42/2021b.md?p=14) during the year resulting from child abuse or neglect.
  - (6) Of the number of children described in [paragraph (5)](#d-5), the number of such children who were in foster care.
  - (7)
    - (A) The number of child protective service personnel responsible for the—
      - (i) intake of reports filed in the previous year;
      - (ii) screening of such reports;
      - (iii) assessment of such reports; and
      - (iv) investigation of such reports.
    - (B) The average caseload for the workers described in [subparagraph (A)](#d-7-A).
  - (8) The [agency](/usc/42/8262.md?p=1) response time with respect to each such report with respect to initial investigation of reports of child abuse or neglect.
  - (9) The response time with respect to the provision of services to families and children where an allegation of child abuse or neglect has been made.
  - (10) For child protective service personnel responsible for intake, screening, assessment, and investigation of child abuse and neglect reports in the [State](/usc/42/2021b.md?p=14)—
    - (A) information on the education, qualifications, and training requirements established by the [State](/usc/42/2021b.md?p=14) for child protective service professionals, including for entry and advancement in the profession, including advancement to supervisory positions;
    - (B) data on the education, qualifications, and training of such personnel;
    - (C) demographic information of the child protective service personnel; and
    - (D) information on caseload or workload requirements for such personnel, including requirements for average number and maximum number of cases per child protective service worker and supervisor.
  - (11) The number of children reunited with their families or receiving family preservation services that, within five years, result in subsequent substantiated reports of child abuse or neglect, including the death of the child.
  - (12) The number of children for whom individuals were appointed by the court to represent the best interests of such children and the average number of out of court contacts between such individuals and children.
  - (13) The annual report containing the summary of the activities of the citizen review panels of the [State](/usc/42/2021b.md?p=14) required by [subsection (c)(6)](#c-6).
  - (14) The number of children under the care of the [State](/usc/42/2021b.md?p=14) child protection system who are transferred into the custody of the [State](/usc/42/2021b.md?p=14) juvenile justice system.
  - (15) The number of children referred to a child protective services system under [subsection (b)(2)(B)(ii)](#b-2-B-ii).
  - (16) The number of children determined to be eligible for referral, and the number of children referred, under [subsection (b)(2)(B)(xxi)](#b-2-B-xxi), to [agencies](/usc/42/8262.md?p=1) providing early intervention services under part C of the Individuals with Disabilities Education Act ([20 U.S.C. 1431](/usc/20/1431.md) et seq.).
  - (17) The number of children determined to be victims described in [subsection (b)(2)(B)(xxiv)](#b-2-B-xxiv).
  - (18) The number of infants—
    - (A) identified under [subsection (b)(2)(B)(ii)](#b-2-B-ii);
    - (B) for whom a plan of safe care was developed under [subsection (b)(2)(B)(iii)](#b-2-B-iii); and
    - (C) for whom a referral was made for appropriate services, including services for the affected family or caregiver, under [subsection (b)(2)(B)(iii)](#b-2-B-iii).
- (e) **Annual report by Secretary—** Within 6 months after receiving the [State](/usc/42/2021b.md?p=14) reports under [subsection (d)](#d), the [Secretary](/usc/42/242q–4.md?p=2) shall prepare a report based on information provided by the [States](/usc/42/2021b.md?p=14) for the fiscal year under such subsection and shall make the report and such information available to the Congress and the national clearinghouse for information relating to child abuse and neglect.
- (f) **Allotments—**
  - (1) **Definitions—** In this subsection:
    - (A) **Fiscal year 2009 grant funds—** The term “fiscal year 2009 grant funds” means the amount appropriated under [section 5106h of this title](/usc/42/5106h.md) for fiscal year 2009, and not reserved under [section 5106h(a)(2) of this title](/usc/42/5106h.md?p=a-2).
    - (B) **Grant funds—** The term “grant funds” means the amount appropriated under [section 5106h of this title](/usc/42/5106h.md) for a fiscal year and not reserved under [section 5106h(a)(2) of this title](/usc/42/5106h.md?p=a-2).
    - (C) **State—** The term “[State](/usc/42/2021b.md?p=14)” means each of the several [States](/usc/42/2021b.md?p=14), the District of Columbia, and the Commonwealth of Puerto Rico.
    - (D) **Territory—** The term “territory” means Guam, American Samoa, the United States Virgin Islands, and the Commonwealth of the Northern Mariana Islands.
  - (2) **In general—** Except as otherwise provided in this section, the [Secretary](/usc/42/242q–4.md?p=2) shall make allotments to each [State](/usc/42/2021b.md?p=14) and territory that applies for a grant under this section in an amount equal to the sum of—
    - (A) $50,000; and
    - (B) an amount that bears the same relationship to any grant funds remaining after all such [States](/usc/42/2021b.md?p=14) and territories have received $50,000, as the number of children under the age of 18 in the [State](/usc/42/2021b.md?p=14) or territory bears to the number of such children in all [States](/usc/42/2021b.md?p=14) and territories that apply for such a grant.
  - (3) **Allotments for decreased appropriation years—** In the case where the grant funds for a fiscal year are less than the fiscal year 2009 grant funds, the [Secretary](/usc/42/242q–4.md?p=2) shall ratably reduce each of the allotments under [paragraph (2)](#f-2) for such fiscal year.
  - (4) **Allotments for increased appropriation years—**
    - (A) **Minimum allotments to States for increased appropriations years—** In any fiscal year for which the grant funds exceed the fiscal year 2009 grant funds by more than $1,000,000, the [Secretary](/usc/42/242q–4.md?p=2) shall adjust the allotments under [paragraph (2)](#f-2), as necessary, such that no [State](/usc/42/2021b.md?p=14) that applies for a grant under this section receives an allotment in an amount that is less than—
      - (i) $100,000, for a fiscal year in which the grant funds exceed the fiscal year 2009 grant funds by more than $1,000,000 but less than $2,000,000;
      - (ii) $125,000, for a fiscal year in which the grant funds exceed the fiscal year 2009 grant funds by at least $2,000,000 but less than $3,000,000; and
      - (iii) $150,000, for a fiscal year in which the grant funds exceed the fiscal year 2009 grant funds by at least $3,000,000.
    - (B) **Allotment adjustment—** In the case of a fiscal year for which [subparagraph (A)](#f-4-A) applies and the grant funds are insufficient to satisfy the requirements of such [subparagraph (A)](#f-4-A), [paragraph (2)](#f-2), and [paragraph (5)](#f-5), the [Secretary](/usc/42/242q–4.md?p=2) shall, subject to [paragraph (5)](#f-5), ratably reduce the allotment of each [State](/usc/42/2021b.md?p=14) for which the allotment under [paragraph (2)](#f-2) is an amount that exceeds the applicable minimum under [subparagraph (A)](#f-4-A), as necessary to ensure that each [State](/usc/42/2021b.md?p=14) receives the applicable minimum allotment under [subparagraph (A)](#f-4-A).
  - (5) **Hold harmless—** Notwithstanding paragraphs [(2)](#f-2) and [(4)](#f-4), except as provided in [paragraph (3)](#f-3), no [State](/usc/42/2021b.md?p=14) or territory shall receive a grant under this section in an amount that is less than the amount such [State](/usc/42/2021b.md?p=14) or territory received under this section for fiscal year 2009.

## Footnotes

[^1]: So in original.
[^2]: See References in Text note below.

## Source credit

(Pub. L. 93–247, title I, § 106, formerly § 8, as added Pub. L. 100–294, title I, § 101, Apr. 25, 1988, 102 Stat. 110; renumbered title I, § 107, Pub. L. 101–126, § 3(a)(1), (2), Oct. 25, 1989, 103 Stat. 764; amended Pub. L. 102–295, title I, § 114(a)–(c), May 28, 1992, 106 Stat. 192, 195; Pub. L. 102–586, § 9(b), Nov. 4, 1992, 106 Stat. 5037; renumbered § 106 and amended Pub. L. 104–235, title I, §§ 107, 113(a)(1)(A), Oct. 3, 1996, 110 Stat. 3071, 3079; Pub. L. 108–36, title I, § 114(a)–(d), June 25, 2003, 117 Stat. 808–812; Pub. L. 111–320, title I, § 115, Dec. 20, 2010, 124 Stat. 3467; Pub. L. 114–22, title VIII, § 802(b), May 29, 2015, 129 Stat. 263; Pub. L. 114–198, title V, § 503(b), (c), July 22, 2016, 130 Stat. 729, 730; Pub. L. 115–424, § 3(a), Jan. 7, 2019, 132 Stat. 5470.)

## Notes

### Editorial Notes

### References in Text

The Social Security Act, referred to in subsecs. (b)(2)(A), (E), (F) and (c)(4)(A), is act Aug. 14, 1935, ch. 531, 49 Stat. 620. Parts B and E of title IV of the Act are classified generally to part B (§ 620 et seq.) and part E (§ 670 et seq.), respectively, of subchapter IV of chapter 7 of this title. For complete classification of this Act to the Code, see section 1305 of this title and Tables.

The Individuals with Disabilities Education Act, referred to in subsecs. (b)(2)(B)(xxi) and (d)(16), is title VI of Pub. L. 91–230, Apr. 13, 1970, 84 Stat. 175. Part C of the Act is classified generally to subchapter III (§ 1431 et seq.) of chapter 33 of Title 20, Education. For complete classification of this Act to the Code, see section 1400 of Title 20 and Tables.

Section 7102(10) of title 22, referred to in subsec. (b)(2)(B)(xxiv), was redesignated section 7102(12) of title 22 by Pub. L. 115–427, § 2(1), Jan. 9, 2019, 132 Stat. 5503.

The McKinney-Vento Homeless Assistance Act, referred to in subsec. (b)(2)(F), is Pub. L. 100–77, July 22, 1987, 101 Stat. 482, which is classified principally to chapter 119 (§ 11301 et seq.) of this title. For complete classification of this Act to the Code, see Short Title note set out under section 11301 of this title and Tables.

### Prior Provisions

A prior section 106 of Pub. L. 93–247 was renumbered section 105 and is classified to section 5106 of this title.

### Amendments

2019—Subsec. (b)(2)(B)(vii). Pub. L. 115–424 amended cl. (vii) generally. Prior to amendment, cl. (vii) read as follows: “provisions for immunity from prosecution under State and local laws and regulations for individuals making good faith reports of suspected or known instances of child abuse or neglect;”.

2016—Subsec. (b)(2)(B)(ii). Pub. L. 114–198, § 503(b)(1), substituted “substance abuse” for “illegal substance abuse” in introductory provisions.

Subsec. (b)(2)(B)(iii). Pub. L. 114–198, § 503(b)(2), substituted “substance abuse” for “illegal substance abuse” and inserted before semicolon at end “to ensure the safety and well-being of such infant following release from the care of health care providers, including through—

“(I) addressing the health and substance use disorder treatment needs of the infant and affected family or caregiver; and

“(II) the development and implementation by the State of monitoring systems regarding the implementation of such plans to determine whether and in what manner local entities are providing, in accordance with State requirements, referrals to and delivery of appropriate services for the infant and affected family or caregiver”.

Subsec. (d)(17). Pub. L. 114–198, § 503(c)(1), added par. (17) relating to the number of infants described in subsec. (b)(2)(B)(ii) and (iii).

Subsec. (d)(18). Pub. L. 114–198, § 503(c)(2), redesignated par. (17) relating to the number of infants described in subsec. (b)(2)(B)(ii) and (iii) as (18).

2015—Subsec. (b)(2)(B)(xxiv), (xxv). Pub. L. 114–22, § 802(b)(1), added cls. (xxiv) and (xxv).

Subsec. (d)(17). Pub. L. 114–22, § 802(b)(2), added par. (17) relating to the number of children determined to be victims described in subsection (b)(2)(B)(xxiv).

2010—Pub. L. 111–320, § 115(a), substituted “child abuse or neglect” for “child abuse and neglect” in section catchline.

Subsec. (a). Pub. L. 111–320, § 115(b)(1), substituted “from allotments made under subsection (f) for” for “based on the population of children under the age of 18 in” in introductory provisions.

Subsec. (a)(1). Pub. L. 111–320, § 115(b)(2), substituted “child abuse or neglect” for “abuse and neglect”.

Subsec. (a)(2)(A). Pub. L. 111–320, § 115(b)(3)(A), inserted “, intra-agency, interstate, and intrastate” after “interagency”.

Subsec. (a)(2)(B)(i). Pub. L. 111–320, § 115(b)(3)(B), substituted “child abuse or neglect” for “abuse and neglect”.

Subsec. (a)(4). Pub. L. 111–320, § 115(b)(4), inserted “, including the use of differential response” after “protocols”.

Subsec. (a)(6)(A). Pub. L. 111–320, § 115(b)(5)(A), inserted “, including the use of differential response,” after “strategies”.

Subsec. (a)(6)(B) to (D). Pub. L. 111–320, § 115(b)(5)(B)–(D), in subpar. (B), struck out “and” at end, in subpar. (C), substituted “workers; and” for “workers;;”, and added subpar. (D).

Subsec. (a)(8), (9). Pub. L. 111–320, § 115(b)(6)–(8), added par. (8), redesignated par. (10) as (9) and added subpar. (D), and struck out former pars. (8) and (9) which read as follows:

“(8) developing and facilitating training protocols for individuals mandated to report child abuse or neglect;

“(9) developing and facilitating research-based strategies for training for individuals mandated to report child abuse or neglect;”.

Subsec. (a)(10). Pub. L. 111–320, § 115(b)(7), (9), redesignated par. (11) as (10) and inserted “, including the use of differential response” before semicolon at end. Former par. (10) redesignated (9).

Subsec. (a)(11). Pub. L. 111–320, § 115(b)(7), redesignated par. (12) as (11). Former par. (11) redesignated (10).

Subsec. (a)(12). Pub. L. 111–320, § 115(b)(7), (10), redesignated par. (13) as (12) and struck out “or” at end. Former par. (12) redesignated (11).

Subsec. (a)(13). Pub. L. 111–320, § 115(b)(7), (11), redesignated par. (14) as (13), substituted “supporting and enhancing interagency collaboration among public health agencies, agencies in the child protective service system, and agencies carrying out private community-based programs—” for “supporting and enhancing collaboration among public health agencies, the child protection system, and private community-based programs”, inserted subpar. (A) designation before “to provide” and substituted “systems), and the use of differential response; and” for “systems) and”, and inserted subpar. (B) designation before “to address” and substituted “victims of child abuse or neglect;” for “abused or neglected” and “; or” for period at end.

Subsec. (a)(14). Pub. L. 111–320, § 115(b)(12), added par. (14). Former par. (14) redesignated (13).

Subsec. (b)(1). Pub. L. 111–320, § 115(c)(1), added par. (1) and struck out former par. (1) which related to requirement that a State submit a plan at the time of the initial grant application and every 5 years thereafter and additional requirement to provide notice of substantive changes and significant changes in how funds have been used.

Subsec. (b)(2). Pub. L. 111–320, § 115(c)(2)(H), substituted “subparagraph (B)” for “subparagraph (A)” in concluding provisions.

Pub. L. 111–320, § 115(c)(2)(B), substituted “Contents” for “Coordination” in heading and, in introductory provisions, substituted “A State plan submitted under paragraph (1) shall contain a description of the activities that the State will carry out using amounts received under the grant to achieve the objectives of this subchapter, including—” for “A State plan submitted under paragraph (1) shall, to the maximum extent practicable, be coordinated with the State plan under part B of title IV of the Social Security Act relating to child welfare services and family preservation and family support services, and shall contain an outline of the activities that the State intends to carry out using amounts received under the grant to achieve the purposes of this subchapter, including—”.

Subsec. (b)(2)(A). Pub. L. 111–320, § 115(c)(2)(B), added subpar. (A). Former subpar. (A) redesignated (B).

Subsec. (b)(2)(B). Pub. L. 111–320, § 115(c)(2)(A), (C)(i), redesignated subpar. (A) as (B) and, in introductory provisions, substituted “Governor” for “chief executive officer” and “statewide” for “Statewide”. Former subpar. (B) redesignated (C).

Subsec. (b)(2)(B)(i). Pub. L. 111–320, § 115(c)(2)(C)(ii), amended cl. (i) generally. Prior to amendment, cl. (i) read as follows: “provisions or procedures for the reporting of known and suspected instances of child abuse and neglect;”.

Subsec. (b)(2)(B)(ii). Pub. L. 111–320, § 115(c)(2)(C)(iii), in introductory provisions, inserted “with” after “born” and “or a Fetal Alcohol Spectrum Disorder,” after “drug exposure” and, in subcl. (I), inserted “or neglect” before semicolon at end.

Subsec. (b)(2)(B)(iii). Pub. L. 111–320, § 115(c)(2)(C)(iv), inserted “, or a Fetal Alcohol Spectrum Disorder” before semicolon at end.

Subsec. (b)(2)(B)(v). Pub. L. 111–320, § 115(c)(2)(C)(v), inserted “, including the use of differential response,” after “procedures”.

Subsec. (b)(2)(B)(vi). Pub. L. 111–320, § 115(c)(2)(C)(vi), substituted “a victim of child abuse or neglect” for “the abused or neglected child” and “danger of child abuse or neglect” for “danger of abuse or neglect”.

Subsec. (b)(2)(B)(ix). Pub. L. 111–320, § 115(c)(2)(C)(vii), substituted “child abuse and neglect” for “abuse and neglect”.

Subsec. (b)(2)(B)(xi). Pub. L. 111–320, § 115(c)(2)(C)(viii), substituted “and neglect” for “or neglect”.

Subsec. (b)(2)(B)(xiii). Pub. L. 111–320, § 115(c)(2)(C)(ix), in introductory provisions, substituted “a victim of child abuse or neglect” for “an abused or neglected child” and inserted “including training in early childhood, child, and adolescent development,” after “to the role,”.

Subsec. (b)(2)(B)(xv)(II). Pub. L. 111–320, § 115(c)(2)(C)(x), substituted “child abuse or neglect” for “abuse or neglect”.

Subsec. (b)(2)(B)(xvi)(V), (VI). Pub. L. 111–320, § 115(c)(2)(C)(xii), added subcls. (V) and (VI).

Subsec. (b)(2)(B)(xviii). Pub. L. 111–320, § 115(c)(2)(C)(xi), substituted “abuse or” for “abuse and”.

Subsec. (b)(2)(B)(xxi). Pub. L. 111–320, § 115(c)(2)(C)(xiii), inserted “(20 U.S.C. 1431 et seq.)” after “Individuals with Disabilities Education Act” and struck out “and” at end.

Subsec. (b)(2)(B)(xxii). Pub. L. 111–320, § 115(c)(2)(C)(xiv), struck out “not later than 2 years after June 25, 2003,” before “provisions” and inserted “that meet the requirements of section 471(a)(20) of the Social Security Act (42 U.S.C. 671(a)(20))” after “checks” and “and” at end.

Subsec. (b)(2)(B)(xxiii). Pub. L. 111–320, § 115(c)(2)(C)(xv), added cl. (xxiii).

Subsec. (b)(2)(C). Pub. L. 111–320, § 115(c)(2)(A), (D), redesignated subpar. (B) as (C), substituted “infants with disabilities who have” for “disabled infants with” wherever appearing, and in cl. (iii) substituted “life-threatening” for “life threatening”. Former subpar. (C) redesignated (D).

Subsec. (b)(2)(D). Pub. L. 111–320, § 115(c)(2)(A), (E), redesignated subpar. (C) as (D) and added cls. (iv) to (vi). Former subpar. (D) redesignated (E).

Subsec. (b)(2)(E). Pub. L. 111–320, § 115(c)(2)(A), (F)(i), redesignated subpar. (D) as (E) and inserted “(42 U.S.C. 621 et seq.)”, which was translated as “[42 U.S.C. 620 et seq.]”, after “part B of title IV of the Social Security Act”.

Subsec. (b)(2)(F), (G). Pub. L. 111–320, § 115(c)(2)(F)(ii), (G), added subpars. (F) and (G).

Subsec. (b)(3). Pub. L. 111–320, § 115(c)(3), substituted “paragraph (2)(B)” for “paragraph (2)(A)”.

Subsec. (c)(2). Pub. L. 111–320, § 115(d)(1), inserted “, and may include adult former victims of child abuse or neglect” before period at end.

Subsec. (c)(4)(A)(iii)(I). Pub. L. 111–320, § 115(d)(2), inserted “(42 U.S.C. 670 et seq.)” after “Act”.

Subsec. (d)(1). Pub. L. 111–320, § 115(e)(1), substituted “as victims of child abuse or neglect” for “as abused or neglected”.

Subsec. (d)(4). Pub. L. 111–320, § 115(e)(2), inserted “, including use of differential response,” after “services”.

Subsec. (d)(7). Pub. L. 111–320, § 115(e)(3), added par. (7) and struck out former par. (7) which read as follows: “The number of child protective services workers responsible for the intake and screening of reports filed in the previous year.”

Subsec. (d)(9). Pub. L. 111–320, § 115(e)(4), substituted “child abuse or neglect” for “abuse or neglect”.

Subsec. (d)(10). Pub. L. 111–320, § 115(e)(5), added par. (10) and struck out former par. (10) which read as follows: “The number of child protective services workers responsible for intake, assessment, and investigation of child abuse and neglect reports relative to the number of reports investigated in the previous year.”

Subsec. (d)(11). Pub. L. 111–320, § 115(e)(6), substituted “or neglect” for “and neglect”.

Subsec. (d)(15), (16). Pub. L. 111–320, § 115(e)(7), added pars. (15) and (16).

Subsec. (e). Pub. L. 111–320, § 115(f), inserted “and neglect” before period at end.

Subsec. (f). Pub. L. 111–320, § 115(g), added subsec. (f).

2003—Subsec. (a)(3). Pub. L. 108–36, § 114(a)(1), inserted “, including ongoing case monitoring,” after “case management” and “and treatment” after “and delivery of services”.

Subsec. (a)(4). Pub. L. 108–36, § 114(a)(2), substituted “developing, improving, and implementing risk and safety assessment tools and protocols” for “improving risk and safety assessment tools and protocols, automation systems that support the program and track reports of child abuse and neglect from intake through final disposition and information referral systems”.

Subsec. (a)(5). Pub. L. 108–36, § 114(a)(5), added par. (5). Former par. (5) redesignated (6).

Subsec. (a)(6). Pub. L. 108–36, § 114(a)(6), substituted “including—” and subpars. (A) to (C) for “opportunities and requirements for individuals overseeing and providing services to children and their families through the child protection system”.

Pub. L. 108–36, § 114(a)(4), redesignated par. (5) as (6). Former par. (6) redesignated (8).

Subsec. (a)(7). Pub. L. 108–36, § 114(a)(3), (7), added par. (7) and struck out former par. (7) which read as follows: “developing, strengthening, and supporting child abuse and neglect prevention, treatment, and research programs in the public and private sectors;”.

Subsec. (a)(8). Pub. L. 108–36, § 114(a)(4), redesignated par. (6) as (8). Former par. (8) redesignated (9).

Subsec. (a)(9). Pub. L. 108–36, § 114(a)(8), added par. (9) and struck out former par. (9) which related to programs to improve the provision of services for disabled infants with life-threatening conditions.

Pub. L. 108–36, § 114(a)(4), redesignated par. (8) as (9). Former par. (9) redesignated (12).

Subsec. (a)(10), (11). Pub. L. 108–36, § 114(a)(8), added pars. (10) and (11).

Subsec. (a)(12). Pub. L. 108–36, § 114(a)(4), (9), redesignated par. (9) as (12) and substituted a semicolon for period at end.

Subsec. (a)(13), (14). Pub. L. 108–36, § 114(a)(10), added pars. (13) and (14).

Subsec. (b)(1)(B). Pub. L. 108–36, § 114(b)(1)(A), substituted “Secretary—” for “Secretary”, “(i) of any substantive changes; and” for “of any substantive changes”, and “under this section; and” for “under this section.” and added cl. (ii).

Subsec. (b)(2). Pub. L. 108–36, § 114(b)(1)(C), inserted concluding provisions.

Subsec. (b)(2)(A)(ii), (iii). Pub. L. 108–36, § 114(b)(1)(B)(ii), added cls. (ii) and (iii). Former cls. (ii) and (iii) redesignated (iv) and (vi), respectively.

Subsec. (b)(2)(A)(iv). Pub. L. 108–36, § 114(b)(1)(B)(iii), inserted “risk and” before “safety assessment”.

Pub. L. 108–36, § 114(b)(1)(B)(i), redesignated cl. (ii) as (iv). Former cl. (iv) redesignated (vii).

Subsec. (b)(2)(A)(v). Pub. L. 108–36, § 114(b)(1)(B)(iv), added cl. (v). Former cl. (v) redesignated (viii).

Subsec. (b)(2)(A)(vi), (vii). Pub. L. 108–36, § 114(b)(1)(B)(i), redesignated cls. (iii) and (iv) as (vi) and (vii), respectively. Former cls. (vi) and (vii) redesignated (x) and (xi), respectively.

Subsec. (b)(2)(A)(viii). Pub. L. 108–36, § 114(b)(1)(B)(i), redesignated cl. (v) as (viii). Former cl. (viii) redesignated (xii).

Subsec. (b)(2)(A)(viii)(II). Pub. L. 108–36, § 114(b)(1)(B)(v), substituted “, as described in clause (ix)” for “, having a need for such information in order to carry out its responsibilities under law to protect children from abuse and neglect”.

Subsec. (b)(2)(A)(ix). Pub. L. 108–36, § 114(b)(1)(B)(vi), added cl. (ix). Former cl. (ix) redesignated (xiii).

Subsec. (b)(2)(A)(x) to (xii). Pub. L. 108–36, § 114(b)(1)(B)(i), redesignated cls. (vi) to (viii) as (x) to (xii), respectively. Former cls. (x) to (xii) redesignated (xiv) to (xvi), respectively.

Subsec. (b)(2)(A)(xiii). Pub. L. 108–36, § 114(b)(1)(B)(vii), inserted “who has received training appropriate to the role, and” after “guardian ad litem,” and “who has received training appropriate to that role” after “advocate”.

Pub. L. 108–36, § 114(b)(1)(B)(i), redesignated cl. (ix) as (xiii). Former cl. (xiii) redesignated (xvii).

Subsec. (b)(2)(A)(xiv). Pub. L. 108–36, § 114(b)(1)(B)(i), redesignated cl. (x) as (xiv).

Subsec. (b)(2)(A)(xv). Pub. L. 108–36, § 114(b)(1)(B)(viii), struck out “to be effective not later than 2 years after October 3, 1996” before dash at end of introductory provisions.

Pub. L. 108–36, § 114(b)(1)(B)(i), redesignated cl. (xi) as (xv).

Subsec. (b)(2)(A)(xvi). Pub. L. 108–36, § 114(b)(1)(B)(ix)(I), struck out “to be effective not later than 2 years after October 3, 1996,” after “mechanisms” in introductory provisions.

Pub. L. 108–36, § 114(b)(1)(B)(i), redesignated cl. (xii) as (xvi).

Subsec. (b)(2)(A)(xvi)(IV). Pub. L. 108–36, § 114(b)(1)(B)(ix)(II), struck out “and” at end.

Subsec. (b)(2)(A)(xvii). Pub. L. 108–36, § 114(b)(1)(B)(x), substituted “clause (xvi)” for “clause (xii)” in two places.

Pub. L. 108–36, § 114(b)(1)(B)(i), redesignated cl. (xiii) as (xvii).

Subsec. (b)(2)(A)(xviii) to (xxii). Pub. L. 108–36, § 114(b)(1)(B)(xi), added cls. (xviii) to (xxii).

Subsec. (b)(3). Pub. L. 108–36, § 114(b)(2), substituted “With regard to clauses (vi) and (vii) of paragraph (2)(A)” for “With regard to clauses (v) and (vi) of paragraph (2)(A)”.

Subsec. (c)(4)(A). Pub. L. 108–36, § 114(c)(1)(A)(i), in introductory provisions, substituted “, procedures, and practices” for “and procedures” and “State and local child protection system agencies” for “the agencies”.

Subsec. (c)(4)(A)(iii)(I). Pub. L. 108–36, § 114(c)(1)(A)(ii), substituted “State and local” for “State”.

Subsec. (c)(4)(C). Pub. L. 108–36, § 114(c)(1)(B), added subpar. (C).

Subsec. (c)(6). Pub. L. 108–36, § 114(c)(2), substituted “State and the public” for “public” and inserted before period at end “and recommendations to improve the child protection services system at the State and local levels. Not later than 6 months after the date on which a report is submitted by the panel to the State, the appropriate State agency shall submit a written response to State and local child protection systems and the citizen review panel that describes whether or how the State will incorporate the recommendations of such panel (where appropriate) to make measurable progress in improving the State and local child protective system”.

Subsec. (d)(13), (14). Pub. L. 108–36, § 114(d), added pars. (13) and (14).

1996—Pub. L. 104–235 reenacted section catchline without change and amended text generally, revising and restating subsecs. (a) and (b), substituting provisions relating to citizen review panels for provisions relating to State program plan in subsec. (c), provisions relating to annual State data reports for provisions relating to waivers in subsec. (d), provisions relating to annual report by Secretary for provisions relating to reduction of funds in case of failure to obligate in subsec. (e), and striking out subsecs. (f) and (g) which related to child welfare services and compliance and education grants, respectively.

1992—Subsec. (a). Pub. L. 102–295, § 114(a), amended subsec. (a) generally. Prior to amendment, subsec. (a) read as follows: “The Secretary, through the Center, is authorized to make grants to the States for purposes of assisting the States in developing, strengthening, and carrying out child abuse and neglect prevention and treatment programs.”

Subsec. (b)(4). Pub. L. 102–586 amended par. (4) generally. Prior to amendment, par. (4) read as follows: “provide for methods to preserve the confidentiality of all records in order to protect the rights of the child and of the child’s parents or guardians;”.

Subsec. (c). Pub. L. 102–295, § 114(b), added subsec. (c). Former subsec. (c) redesignated (d).

Subsec. (d). Pub. L. 102–295, § 114(b)(1), redesignated subsec. (c) as (d). Former subsec. (d) redesignated (e).

Subsec. (d)(1). Pub. L. 102–295, § 114(c), which directed the amendment of subsec. (d) by substituting “subsection (a) of this section” for “this subsection” in provisions preceding subparagraph (A), was executed by making the substitution the second place that phrase appeared in introductory provisions of par. (1) of subsec. (d) to reflect the probable intent of Congress.

Subsecs. (e) to (g). Pub. L. 102–295, § 114(b)(1), redesignated subsecs. (d) to (f) as (e) to (g), respectively.

### Statutory Notes and Related Subsidiaries

### Effective Date of 2016 Amendment

Pub. L. 114–198, title V, § 503(c)(2), July 22, 2016, 130 Stat. 730, provided that the amendment made by section 503(c)(2) is effective on May 29, 2017.

### Effective Date of 2015 Amendment

Pub. L. 114–22, title VIII, § 802(a), May 29, 2015, 129 Stat. 263, provided that: “The amendments to the Child Abuse Prevention and Treatment Act (42 U.S.C. 5101 et seq.) made by this section [amending this section and section 5106g of this title and provisions set out as a note under section 5101 of this title] shall take effect 2 years after the date of the enactment of this Act [May 29, 2015].”

### Effective Date of 1992 Amendment

Pub. L. 102–295, title I, § 114(d), May 28, 1992, 106 Stat. 195, as amended by Pub. L. 103–171, § 9(a), Dec. 2, 1993, 107 Stat. 1994, provided that: “The amendments described in subsections (a) and (b) [amending this section] are made upon the date of the enactment of this Act [May 28, 1992]. Such amendments take effect on October 1 of the first fiscal year for which $40,000,000 or more is made available under subsection (a)(2)(B)(ii) of section 114 of the Child Abuse Prevention and Treatment Act [section 5106h(a)(2)(B)(ii) of this title] (as amended by section 117 of this Act). Prior to such amendments taking effect, section 107(a) of the Child Abuse Prevention and Treatment Act [subsec. (a) of this section], as in effect on the day before the date of the enactment of this Act, continues to be in effect.”

[Pub. L. 103–171, § 9(b), Dec. 2, 1993, 107 Stat. 1994, provided that: “The amendments made by subsection (a) [amending section 114(d) of Pub. L. 102–295, set out above] take effect on September 30, 1993.” ]

### Construction of 2016 Amendment

Pub. L. 114–198, title V, § 503(e), July 22, 2016, 130 Stat. 731, provided that: “Nothing in this section [enacting section 5108 of this title, amending this section and section 5104 of this title, and enacting provisions set out as a note above], or the amendments made by this section, shall be construed to authorize the Secretary of Health and Human Services or any other officer of the Federal Government to add new requirements to section 106(b) of the Child Abuse Prevention and Treatment Act (42 U.S.C. 5106a(b)), as amended by this section.”

### Report

Pub. L. 108–36, title I, § 114(e), June 25, 2003, 117 Stat. 812, required the Secretary of Health and Human Services to prepare and submit to Congress, not later than 2 years after June 25, 2003, a report describing the extent of State implementation of the policies and procedures required under section 5106a(b)(2)(B)(ii) of this title.

### Congressional Findings

Pub. L. 102–586, § 9(a), Nov. 4, 1992, 106 Stat. 5036, provided that: “The Congress finds that— circumstances surrounding the death of a young boy named Adam Mann in New York City prompted a shocking documentary focusing on the inability of child protection services to protect suffering children; the documentary described in paragraph (1) showed the serious need for systemic changes in our child welfare protection system; thorough, coordinated, and comprehensive investigation will, it is hoped, lead to the prevention of abuse, neglect, or death in the future; an undue burden is placed on investigation due to strict Federal and State laws and regulations regarding confidentiality; while the Congress recognizes the importance of maintaining the confidentiality of records pertaining to child abuse, neglect, and death, often the purpose of confidentiality laws and regulations are [sic] defeated when they have the effect of protecting those responsible; comprehensive and coordinated interagency communication needs to be established, with adequate provisions to protect against the public disclosure of any detrimental information need to be established [sic]; certain States, including Georgia, North Carolina, California, Missouri, Arizona, Minnesota, Oklahoma, and Oregon, have taken steps to establish by statute interagency, multidisciplinary fatality review teams to fully investigate incidents of death believed to be caused by child abuse or neglect; teams such as those described in paragraph (7) should be established in every State, and their scope of review should be expanded to include egregious incidents of child abuse and neglect before the child in question dies; and teams such as those described in paragraph (7) will increase the accountability of child protection services.”