---
kind: "section"
citation: "21 U.S.C. § 360e"
title: "21"
title_heading: "Food and Drugs"
number: "360e"
heading: "Premarket approval"
release: "119-102"
date: "2026-07-12"
url: "https://uscodex.org/usc/21/360e"
units:
  - "Chapter 9 — Federal Food, Drug, and Cosmetic Act"
  - "Subchapter V — Drugs and Devices"
  - "Part A — Drugs and Devices"
---

# §360e. Premarket approval

- (a) **General requirement—** A class III [device](/usc/21/321.md?p=h-1)—
  - (1) which is subject to an order issued under [subsection (b)](#b) (or a regulation promulgated under such subsection prior to July 9, 2012); or
  - (2) which is a class III [device](/usc/21/321.md?p=h-1) because of [section 360c(f) of this title](/usc/21/360c.md?p=f),

  is required to have, unless exempt under [section 360j(g) of this title](/usc/21/360j.md?p=g), an approval under this section of an application for premarket approval or, as applicable, an approval under [subsection (c)(2)](#c-2) of a report seeking premarket approval.

- (b) **Order to require premarket approval—**
  - (1) In the case of a class III [device](/usc/21/321.md?p=h-1) which—
    - (A) was introduced or delivered for introduction into [interstate commerce](/usc/21/321.md?p=b) for commercial [distribution](/usc/21/360eee.md?p=5) before May 28, 1976; or
    - (B) is (i) of a type so introduced or delivered, and (ii) is substantially equivalent to another [device](/usc/21/321.md?p=h-1) within that type,

    the [Secretary](/usc/21/321.md?p=d) shall by administrative order following publication of a proposed order in the Federal Register, a meeting of a [device](/usc/21/321.md?p=h-1) classification panel described in [section 360c(b) of this title](/usc/21/360c.md?p=b), and consideration of comments from all affected stakeholders, including patients, payors, and providers, notwithstanding subchapter II of [chapter 5](/usc/5/chptI/ch5.md) of title 5, require that such [device](/usc/21/321.md?p=h-1) have an approval under this section of an application for premarket approval. Authority to issue such administrative order shall not be delegated below the Director of the Center for [Devices](/usc/21/321.md?p=h-1) and Radiological Health, acting in consultation with the [Commissioner](/usc/21/321.md?p=ee).

  - (2) A proposed order required under [paragraph (1)](#b-1) shall contain—
    - (A) the proposed order;
    - (B) proposed findings with respect to the degree of risk of illness or injury designed to be eliminated or reduced by requiring the [device](/usc/21/321.md?p=h-1) to have an approved application for premarket approval and the benefit to the public from use of the [device](/usc/21/321.md?p=h-1);
    - (C) opportunity for the submission of comments on the proposed order and the proposed findings; and
    - (D) opportunity to request a change in the classification of the [device](/usc/21/321.md?p=h-1) based on new information relevant to the classification of the [device](/usc/21/321.md?p=h-1).
  - (3) After the expiration of the period for comment on a proposed order and proposed findings published under [paragraph (2)](#b-2), consideration of comments submitted on such proposed order and findings, and a meeting of a [device](/usc/21/321.md?p=h-1) classification panel described in [section 360c(b) of this title](/usc/21/360c.md?p=b), the [Secretary](/usc/21/321.md?p=d) shall (A) issue an administrative order under [paragraph (1)](#b-1) and publish in the Federal Register findings on the matters referred to in paragraph [(2)(B)](#b-2-B), or (B) publish a notice terminating the proceeding for the issuance of the administrative order together with the reasons for such termination. If a notice of termination is published, the [Secretary](/usc/21/321.md?p=d) shall (unless such notice is issued because the [device](/usc/21/321.md?p=h-1) is a banned [device](/usc/21/321.md?p=h-1) under [section 360f of this title](/usc/21/360f.md)) initiate a proceeding under [section 360c(e) of this title](/usc/21/360c.md?p=e) to reclassify the [device](/usc/21/321.md?p=h-1) subject to the proceeding terminated by such notice.
- (c) **Application for premarket approval—**
  - (1) Any [person](/usc/21/321.md?p=e) may file with the [Secretary](/usc/21/321.md?p=d) an application for premarket approval for a class III [device](/usc/21/321.md?p=h-1). Such an application for a [device](/usc/21/321.md?p=h-1) shall contain—
    - (A) full reports of all information, published or known to or which should reasonably be known to the applicant, concerning investigations which have been made to show whether or not such [device](/usc/21/321.md?p=h-1) is [safe](/usc/21/321.md?p=u) and effective;
    - (B) a full statement of the components, ingredients, and properties and of the principle or principles of operation, of such [device](/usc/21/321.md?p=h-1);
    - (C) a full description of the methods used in, and the facilities and controls used for, the manufacture, processing, and, when relevant, packing and installation of, such [device](/usc/21/321.md?p=h-1);
    - (D) an identifying reference to any performance standard under [section 360d of this title](/usc/21/360d.md) which would be applicable to any aspect of such [device](/usc/21/321.md?p=h-1) if it were a class II [device](/usc/21/321.md?p=h-1), and either adequate information to show that such aspect of such [device](/usc/21/321.md?p=h-1) fully meets such performance standard or adequate information to justify any deviation from such standard;
    - (E) such samples of such [device](/usc/21/321.md?p=h-1) and of components thereof as the [Secretary](/usc/21/321.md?p=d) may reasonably require, except that where the submission of such samples is impracticable or unduly burdensome, the requirement of this subparagraph may be met by the submission of complete information concerning the location of one or more such [devices](/usc/21/321.md?p=h-1) readily available for examination and testing;
    - (F) specimens of the [labeling](/usc/21/321.md?p=m) proposed to be used for such [device](/usc/21/321.md?p=h-1);
    - (G) the certification required under [section 282(j)(5)(B) of title 42](/usc/42/282.md?p=j-5-B) (which shall not be considered an element of such application); and
    - (H) such other information relevant to the subject matter of the application as the [Secretary](/usc/21/321.md?p=d), with the concurrence of the appropriate panel under [section 360c of this title](/usc/21/360c.md), may require.
  - (2)
    - (A) Any [person](/usc/21/321.md?p=e) may file with the [Secretary](/usc/21/321.md?p=d) a report seeking premarket approval for a class III [device](/usc/21/321.md?p=h-1) referred to in [subsection (a)](#a) that is a [reprocessed](/usc/21/321.md?p=ll-2-A) [single-use device](/usc/21/321.md?p=ll-1). Such a report shall contain the following:
      - (i) The [device](/usc/21/321.md?p=h-1) name, including both the trade or proprietary name and the common or usual name.
      - (ii) The establishment registration number of the owner or operator submitting the report.
      - (iii) Actions taken to comply with performance standards under [section 360d of this title](/usc/21/360d.md).
      - (iv) Proposed [labels](/usc/21/321.md?p=k), [labeling](/usc/21/321.md?p=m), and advertising sufficient to describe the [device](/usc/21/321.md?p=h-1), its intended use, and directions for use.
      - (v) Full reports of all information, published or known to or which should be reasonably known to the applicant, concerning investigations which have been made to show whether or not the [device](/usc/21/321.md?p=h-1) is [safe](/usc/21/321.md?p=u) or effective.
      - (vi) A description of the [device](/usc/21/321.md?p=h-1)’s components, ingredients, and properties.
      - (vii) A full description of the methods used in, and the facilities and controls used for, the reprocessing and packing of the [device](/usc/21/321.md?p=h-1).
      - (viii) Such samples of the [device](/usc/21/321.md?p=h-1) that the [Secretary](/usc/21/321.md?p=d) may reasonably require.
      - (ix) A financial certification or disclosure statement or both, as required by part 54 of title 21, Code of Federal Regulations.
      - (x) A statement that the applicant believes to the best of the applicant’s knowledge that all data and information submitted to the [Secretary](/usc/21/321.md?p=d) are truthful and accurate and that no material fact has been omitted in the report.
      - (xi) Any additional data and information, including information of the type required in [paragraph (1)](#c-1) for an application under such paragraph, that the [Secretary](/usc/21/321.md?p=d) determines is necessary to determine whether there is reasonable assurance of safety and effectiveness for the [reprocessed](/usc/21/321.md?p=ll-2-A) [device](/usc/21/321.md?p=h-1).
      - (xii) Validation data described in [section 360(o)(1)(A)](/usc/21/360.md?p=o-1-A) of this title that demonstrates that the reasonable assurance of the safety or effectiveness of the [device](/usc/21/321.md?p=h-1) will remain after the maximum number of times the [device](/usc/21/321.md?p=h-1) is [reprocessed](/usc/21/321.md?p=ll-2-A) as intended by the [person](/usc/21/321.md?p=e) submitting such report.
    - (B) In the case of a class III [device](/usc/21/321.md?p=h-1) referred to in [subsection (a)](#a) that is a [reprocessed](/usc/21/321.md?p=ll-2-A) [single-use device](/usc/21/321.md?p=ll-1):
      - (i) Subparagraph (A) of this paragraph applies in lieu of [paragraph (1)](#c-1).
      - (ii) Subject to [clause (i)](#c-2-B-i), the provisions of this section apply to a report under [subparagraph (A)](#c-2-A) to the same extent and in the same manner as such provisions apply to an application under [paragraph (1)](#c-1).
      - (iii) Each reference in other sections of this chapter to an application under this section, other than such a reference in section [379i](/usc/21/379i.md) or [379j](/usc/21/379j.md) of this title, shall be considered to be a reference to a report under [subparagraph (A)](#c-2-A).
      - (iv) Each reference in other sections of this chapter to a [device](/usc/21/321.md?p=h-1) for which an application under this section has been approved, or has been denied, suspended, or withdrawn, other than such a reference in section [379i](/usc/21/379i.md) or [379j](/usc/21/379j.md) of this title, shall be considered to be a reference to a [device](/usc/21/321.md?p=h-1) for which a report under [subparagraph (A)](#c-2-A) has been approved, or has been denied, suspended, or withdrawn, respectively.
  - (3) Upon receipt of an application meeting the requirements set forth in [paragraph (1)](#c-1), the [Secretary](/usc/21/321.md?p=d)—
    - (A) may on the [Secretary](/usc/21/321.md?p=d)’s own initiative, or
    - (B) shall, upon the request of an applicant unless the [Secretary](/usc/21/321.md?p=d) finds that the information in the application which would be reviewed by a panel substantially duplicates information which has previously been reviewed by a panel appointed under [section 360c of this title](/usc/21/360c.md),

    refer such application to the appropriate panel under [section 360c of this title](/usc/21/360c.md) for study and for submission (within such period as he may establish) of a report and recommendation respecting approval of the application, together with all underlying data and the reasons or basis for the recommendation. Where appropriate, the [Secretary](/usc/21/321.md?p=d) shall ensure that such panel includes, or consults with, one or more pediatric experts.

  - (4)
    - (A) Prior to the submission of an application under this subsection, the [Secretary](/usc/21/321.md?p=d) shall accept and review any portion of the application that the applicant and the [Secretary](/usc/21/321.md?p=d) agree is complete, ready, and appropriate for review, except that such requirement does not apply, and the [Secretary](/usc/21/321.md?p=d) has discretion whether to accept and review such portion, during any period in which, under [section 379j(g) of this title](/usc/21/379j.md?p=g), the [Secretary](/usc/21/321.md?p=d) does not have the authority to collect fees under [section 379j(a) of this title](/usc/21/379j.md?p=a).
    - (B) Each portion of a submission reviewed under [subparagraph (A)](#c-4-A) and found acceptable by the [Secretary](/usc/21/321.md?p=d) shall not be further reviewed after receipt of an application that satisfies the requirements of [paragraph (1)](#c-1), unless a significant issue of safety or effectiveness provides the [Secretary](/usc/21/321.md?p=d) reason to review such accepted portion.
    - (C) Whenever the [Secretary](/usc/21/321.md?p=d) determines that a portion of a submission under [subparagraph (A)](#c-4-A) is unacceptable, the [Secretary](/usc/21/321.md?p=d) shall, in writing, provide to the applicant a description of any deficiencies in such portion and identify the information that is required to correct these deficiencies, unless the applicant is no longer pursuing the application.
  - (5)
    - (A) In requesting additional information with respect to an application under this section, the [Secretary](/usc/21/321.md?p=d) shall consider the least burdensome appropriate means necessary to demonstrate a reasonable assurance of [device](/usc/21/321.md?p=h-1) safety and effectiveness.
    - (B) For purposes of [subparagraph (A)](#c-5-A), the term “necessary” means the minimum required information that would support a determination by the [Secretary](/usc/21/321.md?p=d) that an application provides a reasonable assurance of the safety and effectiveness of the [device](/usc/21/321.md?p=h-1).
    - (C) For purposes of this paragraph, the [Secretary](/usc/21/321.md?p=d) shall consider the role of postmarket information in determining the least burdensome means of demonstrating a reasonable assurance of [device](/usc/21/321.md?p=h-1) safety and effectiveness.
    - (D) Nothing in this paragraph alters the standards for premarket approval of a [device](/usc/21/321.md?p=h-1).
- (d) **Action on application for premarket approval—**
  - (1)
    - (A) As promptly as possible, but in no event later than one hundred and eighty days after the receipt of an application under [subsection (c)](#c) (except as provided in [section 360j(l)(3)(D)(ii)](/usc/21/360j.md?p=l-3-D-ii) of this title or unless, in accordance with [subparagraph (B)(i)](#d-1-B-i), an additional period as agreed upon by the [Secretary](/usc/21/321.md?p=d) and the applicant), the [Secretary](/usc/21/321.md?p=d), after considering the report and recommendation submitted under [paragraph (2)](#d-2) of such subsection, shall—
      - (i) issue an order approving the application if he finds that none of the grounds for denying approval specified in paragraph (2) of this subsection applies; or
      - (ii) deny approval of the application if he finds (and sets forth the basis for such finding as part of or accompanying such denial) that one or more grounds for denial specified in paragraph (2) of this subsection apply.

      In making the determination whether to approve or deny the application, the [Secretary](/usc/21/321.md?p=d) shall rely on the conditions of use included in the proposed [labeling](/usc/21/321.md?p=m) as the basis for determining whether or not there is a reasonable assurance of safety and effectiveness, if the proposed [labeling](/usc/21/321.md?p=m) is neither false nor misleading. In determining whether or not such [labeling](/usc/21/321.md?p=m) is false or misleading, the [Secretary](/usc/21/321.md?p=d) shall fairly evaluate all material facts pertinent to the proposed [labeling](/usc/21/321.md?p=m).

    - (B)
      - (i) The [Secretary](/usc/21/321.md?p=d) may not enter into an agreement to extend the period in which to take action with respect to an application submitted for a [device](/usc/21/321.md?p=h-1) subject to a regulation promulgated under [subsection (b)](#b) unless he finds that the continued availability of the [device](/usc/21/321.md?p=h-1) is necessary for the public health.
      - (ii) An order approving an application for a [device](/usc/21/321.md?p=h-1) may require as a condition to such approval that the sale and [distribution](/usc/21/360eee.md?p=5) of the [device](/usc/21/321.md?p=h-1) be restricted but only to the extent that the sale and [distribution](/usc/21/360eee.md?p=5) of a [device](/usc/21/321.md?p=h-1) may be restricted under a regulation under [section 360j(e) of this title](/usc/21/360j.md?p=e).
      - (iii) The [Secretary](/usc/21/321.md?p=d) shall accept and review statistically valid and reliable data and any other information from investigations conducted under the authority of regulations required by [section 360j(g) of this title](/usc/21/360j.md?p=g) to make a determination of whether there is a reasonable assurance of safety and effectiveness of a [device](/usc/21/321.md?p=h-1) subject to a pending application under this section if—
        - (I) the data or information is derived from investigations of an earlier version of the [device](/usc/21/321.md?p=h-1), the [device](/usc/21/321.md?p=h-1) has been modified during or after the investigations (but prior to submission of an application under [subsection (c)](#c)) and such a modification of the [device](/usc/21/321.md?p=h-1) does not constitute a significant change in the design or in the basic principles of operation of the [device](/usc/21/321.md?p=h-1) that would invalidate the data or information; or
        - (II) the data or information relates to a [device](/usc/21/321.md?p=h-1) approved under this section, is available for use under this chapter, and is relevant to the design and intended use of the [device](/usc/21/321.md?p=h-1) for which the application is pending.
  - (2) The [Secretary](/usc/21/321.md?p=d) shall deny approval of an application for a [device](/usc/21/321.md?p=h-1) if, upon the basis of the information submitted to the [Secretary](/usc/21/321.md?p=d) as part of the application and any other information before him with respect to such [device](/usc/21/321.md?p=h-1), the [Secretary](/usc/21/321.md?p=d) finds that—
    - (A) there is a lack of a showing of reasonable assurance that such [device](/usc/21/321.md?p=h-1) is [safe](/usc/21/321.md?p=u) under the conditions of use prescribed, recommended, or suggested in the proposed [labeling](/usc/21/321.md?p=m) thereof;
    - (B) there is a lack of a showing of reasonable assurance that the [device](/usc/21/321.md?p=h-1) is effective under the conditions of use prescribed, recommended, or suggested in the proposed [labeling](/usc/21/321.md?p=m) thereof;
    - (C) the methods used in, or the facilities or controls used for, the manufacture, processing, packing, or installation of such [device](/usc/21/321.md?p=h-1) do not conform to the requirements of [section 360j(f) of this title](/usc/21/360j.md?p=f);
    - (D) based on a fair evaluation of all material facts, the proposed [labeling](/usc/21/321.md?p=m) is false or misleading in any particular; or
    - (E) such [device](/usc/21/321.md?p=h-1) is not shown to conform in all respects to a performance standard in effect under [section 360d of this title](/usc/21/360d.md) compliance with which is a condition to approval of the application and there is a lack of adequate information to justify the deviation from such standard.

    Any denial of an application shall, insofar as the [Secretary](/usc/21/321.md?p=d) determines to be practicable, be accompanied by a statement informing the applicant of the measures required to place such application in approvable form (which measures may include further research by the applicant in accordance with one or more protocols prescribed by the [Secretary](/usc/21/321.md?p=d)).

  - (3)
    - (A)
      - (i) The [Secretary](/usc/21/321.md?p=d) shall, upon the written request of an applicant, meet with the applicant, not later than 100 days after the receipt of an application that has been filed as complete under [subsection (c)](#c), to discuss the review status of the application.
      - (ii) The [Secretary](/usc/21/321.md?p=d) shall, in writing and prior to the meeting, provide to the applicant a description of any deficiencies in the application that, at that point, have been identified by the [Secretary](/usc/21/321.md?p=d) based on an interim review of the entire application and identify the information that is required to correct those deficiencies.
      - (iii) The [Secretary](/usc/21/321.md?p=d) shall notify the applicant promptly of—
        - (I) any additional deficiency identified in the application, or
        - (II) any additional information required to achieve completion of the review and final action on the application,

        that was not described as a deficiency in the written description provided by the [Secretary](/usc/21/321.md?p=d) under [clause (ii)](#d-3-A-ii).

    - (B) The [Secretary](/usc/21/321.md?p=d) and the applicant may, by mutual consent, establish a different schedule for a meeting required under this paragraph.
  - (4) An applicant whose application has been denied approval may, by petition filed on or before the thirtieth day after the date upon which he receives notice of such denial, obtain review thereof in accordance with either paragraph [(1)](#g-1) or [(2)](#g-2) of subsection (g), and any interested [person](/usc/21/321.md?p=e) may obtain review, in accordance with paragraph [(1)](#g-1) or [(2)](#g-2) of subsection (g), of an order of the [Secretary](/usc/21/321.md?p=d) approving an application.
  - (5)
    - (A)
      - (i) Unless the change is consistent with a predetermined change control plan approved under [section 360e–4 of this title](/usc/21/360e–4.md), a supplemental application shall be required for any change to a [device](/usc/21/321.md?p=h-1) subject to an approved application under this subsection that affects safety or effectiveness, unless such change is a modification in a manufacturing procedure or method of manufacturing and the holder of the approved application submits a written notice to the [Secretary](/usc/21/321.md?p=d) that describes in detail the change, summarizes the data or information supporting the change, and informs the [Secretary](/usc/21/321.md?p=d) that the change has been made under the requirements of [section 360j(f) of this title](/usc/21/360j.md?p=f).
      - (ii) The holder of an approved application who submits a notice under [clause (i)](#d-5-A-i) with respect to a manufacturing change of a [device](/usc/21/321.md?p=h-1) may [distribute](/usc/21/360eee.md?p=5) the [device](/usc/21/321.md?p=h-1) 30 days after the date on which the [Secretary](/usc/21/321.md?p=d) receives the notice, unless the [Secretary](/usc/21/321.md?p=d) within such 30-day period notifies the holder that the notice is not adequate and describes such further information or action that is required for acceptance of such change. If the [Secretary](/usc/21/321.md?p=d) notifies the holder that a supplemental application is required, the [Secretary](/usc/21/321.md?p=d) shall review the supplement within 135 days after the receipt of the supplement. The time used by the [Secretary](/usc/21/321.md?p=d) to review the notice of the manufacturing change shall be deducted from the 135-day review period if the notice meets appropriate content requirements for premarket approval supplements.
    - (B)
      - (i) Subject to [clause (ii)](#d-5-B-ii), in reviewing a supplement to an approved application, for an incremental change to the design of a [device](/usc/21/321.md?p=h-1) that affects safety or effectiveness, the [Secretary](/usc/21/321.md?p=d) shall approve such supplement if—
        - (I) nonclinical data demonstrate that the design modification creates the intended additional capacity, function, or performance of the [device](/usc/21/321.md?p=h-1); and
        - (II) clinical data from the approved application and any supplement to the approved application provide a reasonable assurance of safety and effectiveness for the changed [device](/usc/21/321.md?p=h-1).
      - (ii) The [Secretary](/usc/21/321.md?p=d) may require, when necessary, additional clinical data to evaluate the design modification of the [device](/usc/21/321.md?p=h-1) to provide a reasonable assurance of safety and effectiveness.
- (e) **Withdrawal and temporary suspension of approval of application—**
  - (1) The [Secretary](/usc/21/321.md?p=d) shall, upon obtaining, where appropriate, advice on scientific matters from a panel or panels under [section 360c of this title](/usc/21/360c.md), and after due notice and opportunity for [informal hearing](/usc/21/321.md?p=x) to the holder of an approved application for a [device](/usc/21/321.md?p=h-1), issue an order withdrawing approval of the application if the [Secretary](/usc/21/321.md?p=d) finds—
    - (A) that such [device](/usc/21/321.md?p=h-1) is unsafe or ineffective under the conditions of use prescribed, recommended, or suggested in the [labeling](/usc/21/321.md?p=m) thereof;
    - (B) on the basis of new information before him with respect to such [device](/usc/21/321.md?p=h-1), evaluated together with the evidence available to him when the application was approved, that there is a lack of a showing of reasonable assurance that the [device](/usc/21/321.md?p=h-1) is [safe](/usc/21/321.md?p=u) or effective under the conditions of use prescribed, recommended, or suggested in the [labeling](/usc/21/321.md?p=m) thereof;
    - (C) that the application contained or was accompanied by an untrue statement of a material fact;
    - (D) that the applicant (i) has failed to establish a system for maintaining records, or has repeatedly or deliberately failed to maintain records or to make reports, required by an applicable regulation under [section 360i(a) of this title](/usc/21/360i.md?p=a), (ii) has refused to permit access to, or copying or [verification](/usc/21/360eee.md?p=28) of, such records as required by [section 374 of this title](/usc/21/374.md), or (iii) has not complied with the requirements of [section 360 of this title](/usc/21/360.md);
    - (E) on the basis of new information before him with respect to such [device](/usc/21/321.md?p=h-1), evaluated together with the evidence before him when the application was approved, that the methods used in, or the facilities and controls used for, the manufacture, processing, packing, or installation of such [device](/usc/21/321.md?p=h-1) do not conform with the requirements of [section 360j(f) of this title](/usc/21/360j.md?p=f) and were not brought into conformity with such requirements within a reasonable time after receipt of written notice from the [Secretary](/usc/21/321.md?p=d) of nonconformity;
    - (F) on the basis of new information before him, evaluated together with the evidence before him when the application was approved, that the [labeling](/usc/21/321.md?p=m) of such [device](/usc/21/321.md?p=h-1), based on a fair evaluation of all material facts, is false or misleading in any particular and was not corrected within a reasonable time after receipt of written notice from the [Secretary](/usc/21/321.md?p=d) of such fact; or
    - (G) on the basis of new information before him, evaluated together with the evidence before him when the application was approved, that such [device](/usc/21/321.md?p=h-1) is not shown to conform in all respects to a performance standard which is in effect under [section 360d of this title](/usc/21/360d.md) compliance with which was a condition to approval of the application and that there is a lack of adequate information to justify the deviation from such standard.
  - (2) The holder of an application subject to an order issued under [paragraph (1)](#e-1) withdrawing approval of the application may, by petition filed on or before the thirtieth day after the date upon which he receives notice of such withdrawal, obtain review thereof in accordance with either paragraph [(1)](#g-1) or [(2)](#g-2) of subsection (g).
  - (3) If, after providing an opportunity for an [informal hearing](/usc/21/321.md?p=x), the [Secretary](/usc/21/321.md?p=d) determines there is reasonable probability that the continuation of [distribution](/usc/21/360eee.md?p=5) of a [device](/usc/21/321.md?p=h-1) under an approved application would cause serious, adverse health consequences or death, the [Secretary](/usc/21/321.md?p=d) shall by order temporarily suspend the approval of the application approved under this section. If the [Secretary](/usc/21/321.md?p=d) issues such an order, the [Secretary](/usc/21/321.md?p=d) shall proceed expeditiously under [paragraph (1)](#e-1) to withdraw such application.
- (f) **Product development protocol—**
  - (1) In the case of a class III [device](/usc/21/321.md?p=h-1) which is required to have an approval of an application submitted under [subsection (c)](#c), such [device](/usc/21/321.md?p=h-1) shall be considered as having such an approval if a notice of completion of testing conducted in accordance with a [product](/usc/21/360eee.md?p=13) development protocol approved under [paragraph (4)](#f-4) has been declared completed under [paragraph (6)](#f-6).
  - (2) Any [person](/usc/21/321.md?p=e) may submit to the [Secretary](/usc/21/321.md?p=d) a proposed [product](/usc/21/360eee.md?p=13) development protocol with respect to a [device](/usc/21/321.md?p=h-1). Such a protocol shall be accompanied by data supporting it. If, within thirty days of the receipt of such a protocol, the [Secretary](/usc/21/321.md?p=d) determines that it appears to be appropriate to apply the requirements of this subsection to the [device](/usc/21/321.md?p=h-1) with respect to which the protocol is submitted, the [Secretary](/usc/21/321.md?p=d)—
    - (A) may, at the initiative of the [Secretary](/usc/21/321.md?p=d), refer the proposed protocol to the appropriate panel under [section 360c of this title](/usc/21/360c.md) for its recommendation respecting approval of the protocol; or
    - (B) shall so refer such protocol upon the request of the submitter, unless the [Secretary](/usc/21/321.md?p=d) finds that the proposed protocol and accompanying data which would be reviewed by such panel substantially duplicate a [product](/usc/21/360eee.md?p=13) development protocol and accompanying data which have previously been reviewed by such a panel.
  - (3) A proposed [product](/usc/21/360eee.md?p=13) development protocol for a [device](/usc/21/321.md?p=h-1) may be approved only if—
    - (A) the [Secretary](/usc/21/321.md?p=d) determines that it is appropriate to apply the requirements of this subsection to the [device](/usc/21/321.md?p=h-1) in lieu of the requirement of approval of an application submitted under [subsection (c)](#c); and
    - (B) the [Secretary](/usc/21/321.md?p=d) determines that the proposed protocol provides—
      - (i) a description of the [device](/usc/21/321.md?p=h-1) and the changes which may be made in the [device](/usc/21/321.md?p=h-1),
      - (ii) a description of the preclinical trials (if any) of the [device](/usc/21/321.md?p=h-1) and a specification of (I) the results from such trials to be required before the commencement of clinical trials of the [device](/usc/21/321.md?p=h-1), and (II) any permissible variations in preclinical trials and the results therefrom,
      - (iii) a description of the clinical trials (if any) of the [device](/usc/21/321.md?p=h-1) and a specification of (I) the results from such trials to be required before the filing of a notice of completion of the requirements of the protocol, and (II) any permissible variations in such trials and the results therefrom,
      - (iv) a description of the methods to be used in, and the facilities and controls to be used for, the manufacture, processing, and, when relevant, packing and installation of the [device](/usc/21/321.md?p=h-1),
      - (v) an identifying reference to any performance standard under [section 360d of this title](/usc/21/360d.md) to be applicable to any aspect of such [device](/usc/21/321.md?p=h-1),
      - (vi) if appropriate, specimens of the [labeling](/usc/21/321.md?p=m) proposed to be used for such [device](/usc/21/321.md?p=h-1),
      - (vii) such other information relevant to the subject matter of the protocol as the [Secretary](/usc/21/321.md?p=d), with the concurrence of the appropriate panel or panels under [section 360c of this title](/usc/21/360c.md), may require, and
      - (viii) a requirement for submission of progress reports and, when completed, records of the trials conducted under the protocol which records are adequate to show compliance with the protocol.
  - (4) The [Secretary](/usc/21/321.md?p=d) shall approve or disapprove a proposed [product](/usc/21/360eee.md?p=13) development protocol submitted under [paragraph (2)](#f-2) within one hundred and twenty days of its receipt unless an additional period is agreed upon by the [Secretary](/usc/21/321.md?p=d) and the [person](/usc/21/321.md?p=e) who submitted the protocol. Approval of a protocol or denial of approval of a protocol is final agency action subject to judicial review under chapter 7 of title 5.
  - (5) At any time after a [product](/usc/21/360eee.md?p=13) development protocol for a [device](/usc/21/321.md?p=h-1) has been approved pursuant to [paragraph (4)](#f-4), the [person](/usc/21/321.md?p=e) for whom the protocol was approved may submit a notice of completion—
    - (A) stating (i) his determination that the requirements of the protocol have been fulfilled and that, to the best of his knowledge, there is no reason bearing on safety or effectiveness why the notice of completion should not become effective, and (ii) the data and other information upon which such determination was made, and
    - (B) setting forth the results of the trials required by the protocol and all the information required by [subsection (c)(1)](#c-1).
  - (6)
    - (A) The [Secretary](/usc/21/321.md?p=d) may, after providing the [person](/usc/21/321.md?p=e) who has an approved protocol an opportunity for an [informal hearing](/usc/21/321.md?p=x) and at any time prior to receipt of notice of completion of such protocol, issue a final order to revoke such protocol if he finds that—
      - (i) such [person](/usc/21/321.md?p=e) has failed substantially to comply with the requirements of the protocol,
      - (ii) the results of the trials obtained under the protocol differ so substantially from the results required by the protocol that further trials cannot be justified, or
      - (iii) the results of the trials conducted under the protocol or available new information do not demonstrate that the [device](/usc/21/321.md?p=h-1) tested under the protocol does not present an unreasonable risk to health and safety.
    - (B) After the receipt of a notice of completion of an approved protocol the [Secretary](/usc/21/321.md?p=d) shall, within the ninety-day period beginning on the date such notice is received, by order either declare the protocol completed or declare it not completed. An order declaring a protocol not completed may take effect only after the [Secretary](/usc/21/321.md?p=d) has provided the [person](/usc/21/321.md?p=e) who has the protocol opportunity for an [informal hearing](/usc/21/321.md?p=x) on the order. Such an order may be issued only if the [Secretary](/usc/21/321.md?p=d) finds—
      - (i) such [person](/usc/21/321.md?p=e) has failed substantially to comply with the requirements of the protocol,
      - (ii) the results of the trials obtained under the protocol differ substantially from the results required by the protocol, or
      - (iii) there is a lack of a showing of reasonable assurance of the safety and effectiveness of the [device](/usc/21/321.md?p=h-1) under the conditions of use prescribed, recommended, or suggested in the proposed [labeling](/usc/21/321.md?p=m) thereof.
    - (C) A final order issued under subparagraph [(A)](#f-6-A) or [(B)](#f-6-B) shall be in writing and shall contain the reasons to support the conclusions thereof.
  - (7) At any time after a notice of completion has become effective, the [Secretary](/usc/21/321.md?p=d) may issue an order (after due notice and opportunity for an [informal hearing](/usc/21/321.md?p=x) to the [person](/usc/21/321.md?p=e) for whom the notice is effective) revoking the approval of a [device](/usc/21/321.md?p=h-1) provided by a notice of completion which has become effective as provided in subparagraph (B) if he finds that any of the grounds listed in subparagraphs [(A)](#e-1-A) through [(G)](#e-1-G) of subsection (e)(1) of this section apply. Each reference in such subparagraphs to an application shall be considered for purposes of this paragraph as a reference to a protocol and the notice of completion of such protocol, and each reference to the time when an application was approved shall be considered for purposes of this paragraph as a reference to the time when a notice of completion took effect.
  - (8) A [person](/usc/21/321.md?p=e) who has an approved protocol subject to an order issued under [paragraph (6)(A)](#f-6-A) revoking such protocol, a [person](/usc/21/321.md?p=e) who has an approved protocol with respect to which an order under [paragraph (6)(B)](#f-6-B) was issued declaring that the protocol had not been completed, or a [person](/usc/21/321.md?p=e) subject to an order issued under [paragraph (7)](#f-7) revoking the approval of a [device](/usc/21/321.md?p=h-1) may, by petition filed on or before the thirtieth day after the date upon which he receives notice of such order, obtain review thereof in accordance with either paragraph [(1)](#g-1) or [(2)](#g-2) of subsection (g).
- (g) **Review—**
  - (1) Upon petition for review of—
    - (A) an order under [subsection (d)](#d) approving or denying approval of an application or an order under [subsection (e)](#e) withdrawing approval of an application, or
    - (B) an order under [subsection (f)(6)(A)](#f-6-A) revoking an approved protocol, under [subsection (f)(6)(B)](#f-6-B) declaring that an approved protocol has not been completed, or under [subsection (f)(7)](#f-7) revoking the approval of a [device](/usc/21/321.md?p=h-1),

    the [Secretary](/usc/21/321.md?p=d) shall, unless he finds the petition to be without good cause or unless a petition for review of such order has been submitted under [paragraph (2)](#g-2), hold a hearing, in accordance with [section 554 of title 5](/usc/5/554.md), on the order. The panel or panels which considered the application, protocol, or [device](/usc/21/321.md?p=h-1) subject to such order shall designate a member to appear and testify at any such hearing upon request of the [Secretary](/usc/21/321.md?p=d), the petitioner, or the officer conducting the hearing, but this requirement does not preclude any other member of the panel or panels from appearing and testifying at any such hearing. Upon completion of such hearing and after considering the record established in such hearing, the [Secretary](/usc/21/321.md?p=d) shall issue an order either affirming the order subject to the hearing or reversing such order and, as appropriate, approving or denying approval of the application, reinstating the application’s approval, approving the protocol, or placing in effect a notice of completion.

  - (2)
    - (A) Upon petition for review of—
      - (i) an order under [subsection (d)](#d) approving or denying approval of an application or an order under [subsection (e)](#e) withdrawing approval of an application, or
      - (ii) an order under [subsection (f)(6)(A)](#f-6-A) revoking an approved protocol, under [subsection (f)(6)(B)](#f-6-B) declaring that an approved protocol has not been completed, or under [subsection (f)(7)](#f-7) revoking the approval of a [device](/usc/21/321.md?p=h-1),

      the [Secretary](/usc/21/321.md?p=d) shall refer the application or protocol subject to the order and the basis for the order to an [advisory committee](/usc/21/360fff.md?p=1) of experts established pursuant to [subparagraph (B)](#g-2-B) for a report and recommendation with respect to the order. The [advisory committee](/usc/21/360fff.md?p=1) shall, after independent study of the data and information furnished to it by the [Secretary](/usc/21/321.md?p=d) and other data and information before it, submit to the [Secretary](/usc/21/321.md?p=d) a report and recommendation, together with all underlying data and information and a statement of the reasons or basis for the recommendation. A copy of such report shall be promptly supplied by the [Secretary](/usc/21/321.md?p=d) to any [person](/usc/21/321.md?p=e) who petitioned for such referral to the [advisory committee](/usc/21/360fff.md?p=1).

    - (B) The [Secretary](/usc/21/321.md?p=d) shall establish [advisory committees](/usc/21/360fff.md?p=1) (which may not be panels under [section 360c of this title](/usc/21/360c.md)) to receive referrals under [subparagraph (A)](#g-2-A). The [Secretary](/usc/21/321.md?p=d) shall appoint as members of any such [advisory committee](/usc/21/360fff.md?p=1) [persons](/usc/21/321.md?p=e) qualified in the subject matter to be referred to the committee and of appropriately diversified professional backgrounds, except that the [Secretary](/usc/21/321.md?p=d) may not appoint to such a committee any individual who is in the regular full-time employ of the United States and engaged in the administration of this chapter. Members of an [advisory committee](/usc/21/360fff.md?p=1) (other than officers or employees of the United States), while attending conferences or meetings of their committee or otherwise serving at the request of the [Secretary](/usc/21/321.md?p=d), shall be entitled to receive compensation at rates to be fixed by the [Secretary](/usc/21/321.md?p=d), which rates may not exceed the daily equivalent for grade GS–18 of the General Schedule for each day (including traveltime) they are so engaged; and while so serving away from their homes or regular places of business each member may be allowed travel expenses, including per diem in lieu of subsistence, as [authorized](/usc/21/360eee.md?p=2) by [section 5703 of title 5](/usc/5/5703.md) for [persons](/usc/21/321.md?p=e) in the Government service employed intermittently. The [Secretary](/usc/21/321.md?p=d) shall designate the chairman of an [advisory committee](/usc/21/360fff.md?p=1) from its members. The [Secretary](/usc/21/321.md?p=d) shall furnish each [advisory committee](/usc/21/360fff.md?p=1) with clerical and other assistance, and shall by regulation prescribe the procedures to be followed by each such committee in acting on referrals made under [subparagraph (A)](#g-2-A).
    - (C) The [Secretary](/usc/21/321.md?p=d) shall make public the report and recommendation made by an [advisory committee](/usc/21/360fff.md?p=1) with respect to an application and shall by order, stating the reasons therefor, either affirm the order referred to the [advisory committee](/usc/21/360fff.md?p=1) or reverse such order and, if appropriate, approve or deny approval of the application, reinstate the application’s approval, approve the protocol, or place in effect a notice of completion.
- (h) **Service of orders—** Orders of the [Secretary](/usc/21/321.md?p=d) under this section shall be served (1) in [person](/usc/21/321.md?p=e) by any officer or employee of the [department](/usc/21/321.md?p=c) designated by the [Secretary](/usc/21/321.md?p=d), or (2) by mailing the order by registered mail or certified mail addressed to the applicant at his last known address in the records of the [Secretary](/usc/21/321.md?p=d).
- (i) **Revision—**
  - (1) Before December 1, 1995, the [Secretary](/usc/21/321.md?p=d) shall by order require [manufacturers](/usc/21/360hh.md?p=3) of [devices](/usc/21/321.md?p=h-1), which were introduced or delivered for introduction into [interstate commerce](/usc/21/321.md?p=b) for commercial [distribution](/usc/21/360eee.md?p=5) before May 28, 1976, and which are subject to revision of classification under [paragraph (2)](#i-2), to submit to the [Secretary](/usc/21/321.md?p=d) a summary of and citation to any information known or otherwise available to the [manufacturer](/usc/21/360hh.md?p=3) respecting such [devices](/usc/21/321.md?p=h-1), including adverse safety or effectiveness information which has not been submitted under [section 360i of this title](/usc/21/360i.md). The [Secretary](/usc/21/321.md?p=d) may require the [manufacturer](/usc/21/360hh.md?p=3) to submit the adverse safety or effectiveness data for which a summary and citation were submitted, if such data are available to the [manufacturer](/usc/21/360hh.md?p=3).
  - (2) After the issuance of an order under [paragraph (1)](#i-1) but before the date that is 2 years after July 9, 2012, the [Secretary](/usc/21/321.md?p=d) shall issue an administrative order following publication of a proposed order in the Federal Register, a meeting of a [device](/usc/21/321.md?p=h-1) classification panel described in [section 360c(b) of this title](/usc/21/360c.md?p=b), and consideration of comments from all affected stakeholders, including patients, payors, and providers, notwithstanding subchapter II of [chapter 5](/usc/5/chptI/ch5.md) of title 5, for each [device](/usc/21/321.md?p=h-1)—
    - (A) which the [Secretary](/usc/21/321.md?p=d) has classified as a class III [device](/usc/21/321.md?p=h-1), and
    - (B) for which no administrative order has been issued under [subsection (b)](#b) (or no regulation has been promulgated under such subsection prior to July 9, 2012),

    revising the classification of the [device](/usc/21/321.md?p=h-1) so that the [device](/usc/21/321.md?p=h-1) is classified into class I or class II, unless the administrative order issued under this paragraph requires the [device](/usc/21/321.md?p=h-1) to remain in class III. In determining whether to revise the classification of a [device](/usc/21/321.md?p=h-1) or to require a [device](/usc/21/321.md?p=h-1) to remain in class III, the [Secretary](/usc/21/321.md?p=d) shall apply the criteria set forth in [section 360c(a) of this title](/usc/21/360c.md?p=a).

  - (3) The [Secretary](/usc/21/321.md?p=d) shall, as promptly as is reasonably achievable, but not later than 12 months after the effective date of the order requiring a [device](/usc/21/321.md?p=h-1) to remain in class III, establish a schedule for the issuance of an administrative order under [subsection (b)](#b) for each [device](/usc/21/321.md?p=h-1) which is subject to the order requiring the [device](/usc/21/321.md?p=h-1) to remain in class III.

## Source credit

(June 25, 1938, ch. 675, § 515, as added Pub. L. 94–295, § 2, May 28, 1976, 90 Stat. 552; amended Pub. L. 101–629, §§ 4(b)(1), 9(a), 18(c), Nov. 28, 1990, 104 Stat. 4515, 4521, 4528; Pub. L. 103–80, § 3(t), Aug. 13, 1993, 107 Stat. 778; Pub. L. 105–115, title II, §§ 201(b), 202, 205(c), 209(b), 216(b), Nov. 21, 1997, 111 Stat. 2334, 2338, 2341, 2349; Pub. L. 107–250, title II, §§ 209, 210, title III, § 302(c), Oct. 26, 2002, 116 Stat. 1613, 1614, 1618; Pub. L. 108–214, § 2(d)(1), Apr. 1, 2004, 118 Stat. 576; Pub. L. 110–85, title VIII, § 801(b)(3)(D), Sept. 27, 2007, 121 Stat. 921; Pub. L. 112–144, title II, § 203(g), title VI, § 608(b)(1), July 9, 2012, 126 Stat. 1006, 1056; Pub. L. 114–255, div. A, title III, §§ 3051(c)(1), 3058(b), 3101(a)(2)(J), Dec. 13, 2016, 130 Stat. 1124, 1129, 1154; Pub. L. 115–52, title II, § 203(f)(2)(A), Aug. 18, 2017, 131 Stat. 1015; Pub. L. 117–328, div. FF, title III, § 3308(b)(2), Dec. 29, 2022, 136 Stat. 5836.)

## Notes

### Editorial Notes

### Amendments

2022—Subsec. (d)(5)(A)(i). Pub. L. 117–328 substituted “Unless the change is consistent with a predetermined change control plan approved under section 360e–4 of this title, a supplemental” for “A supplemental”.

2017—Subsec. (c)(4)(A). Pub. L. 115–52 substituted “section 379j(g)” for “section 379j(h)”.

2016—Subsec. (a)(1). Pub. L. 114–255, § 3101(a)(2)(J), substituted “subject to an order” for “subject to a an order”.

Subsec. (c)(5). Pub. L. 114–255, § 3058(b), added par. (5).

Subsec. (d)(5), (6). Pub. L. 114–255, § 3051(c)(1), redesignated par. (6) as (5) and struck out former par. (5) which read as follows: “In order to provide for more effective treatment or diagnosis of life-threatening or irreversibly debilitating human diseases or conditions, the Secretary shall provide review priority for devices—

“(A) representing breakthrough technologies,

“(B) for which no approved alternatives exist,

“(C) which offer significant advantages over existing approved alternatives, or

“(D) the availability of which is in the best interest of the patients.”

2012—Subsec. (a)(1). Pub. L. 112–144, § 608(b)(1)(A), substituted “an order issued under subsection (b) (or a regulation promulgated under such subsection prior to July 9, 2012)” for “regulation promulgated under subsection (b)”.

Subsec. (b). Pub. L. 112–144, § 608(b)(1)(B)(i)(I), which directed substitution of “Order” for “Regulation” in the heading of par. (1) of subsec. (b), was executed by making the substitution in the heading of subsec. (b), to reflect the probable intent of Congress.

Subsec. (b)(1). Pub. L. 112–144, § 608(b)(1)(B)(i)(II), in concluding provisions, substituted “by administrative order following publication of a proposed order in the Federal Register, a meeting of a device classification panel described in section 360c(b) of this title, and consideration of comments from all affected stakeholders, including patients, payors, and providers, notwithstanding subchapter II of chapter 5 of title 5” for “by regulation, promulgated in accordance with this subsection” and inserted at end “Authority to issue such administrative order shall not be delegated below the Director of the Center for Devices and Radiological Health, acting in consultation with the Commissioner.”

Subsec. (b)(2). Pub. L. 112–144, § 608(b)(1)(B)(ii), struck out subpar. (A) designation after “(2)” and substituted “A proposed order required under paragraph (1) shall contain—” for “A proceeding for the promulgation of a regulation under paragraph (1) respecting a device shall be initiated by the publication in the Federal Register of a notice of proposed rulemaking. Such notice shall contain—” in introductory provisions, redesignated cls. (i) to (iv) as subpars. (A) to (D), respectively, substituted “order” for “regulation” in subpars. (A) and (C), and struck out former subpar. (B) which read as follows: “If, within fifteen days after publication of a notice under subparagraph (A), the Secretary receives a request for a change in the classification of a device, he shall, within sixty days of the publication of such notice and after consultation with the appropriate panel under section 360c of this title, by order published in the Federal Register, either deny the request for change in classification or give notice of his intent to initiate such a change under section 360c(e) of this title.”

Subsec. (b)(3). Pub. L. 112–144, § 608(b)(1)(B)(iii)(I), (II), (IV), (V), substituted “proposed order” for “proposed regulation” in two places, “paragraph (2),” for “paragraph (2) and after”, “(A) issue an administrative order under paragraph (1)” for “(A) promulgate such regulation”, “paragraph (2)(B)” for “paragraph (2)(A)(ii)”, and “issuance of the administrative order” for “promulgation of the regulation”.

Pub. L. 112–144, § 608(b)(1)(B)(iii)(III), which directed insertion of “and a meeting of a device classification panel described in section 360c(b) of this title,” after “such proposed regulation and findings,” was inserted after “such proposed order and findings,” to reflect the probable intent of Congress and amendment by Pub. L. 112–144, § 608(b)(1)(B)(iii)(I). See above.

Subsec. (b)(4). Pub. L. 112–144, § 608(b)(1)(B)(iv), struck out par. (4) which read as follows: “The Secretary, upon his own initiative or upon petition of an interested person, may by regulation amend or revoke any regulation promulgated under this subsection. A regulation to amend or revoke a regulation under this subsection shall be promulgated in accordance with the requirements prescribed by this subsection for the promulgation of the regulation to be amended or revoked.”

Subsec. (c)(4)(A). Pub. L. 112–144, § 203(g), substituted “379j(h)” for “379j(g)”.

Subsec. (i)(2). Pub. L. 112–144, § 608(b)(1)(C)(i)(III), (IV), in concluding provisions, substituted “administrative order issued under this paragraph requires” for “regulation requires” and struck out at end “Before the publication of a regulation requiring a device to remain in class III or revising its classification, the Secretary shall publish a proposed regulation respecting the classification of a device under this paragraph and provide reasonable opportunity for the submission of comments on any such regulation. No regulation requiring a device to remain in class III or revising its classification may take effect before the expiration of 90 days from the date of its publication in the Federal Register as a proposed regulation.”

Pub. L. 112–144, § 608(b)(1)(C)(i)(I), in introductory provisions, substituted “the date that is 2 years after July 9, 2012” for “December 1, 1995” and “issue an administrative order following publication of a proposed order in the Federal Register, a meeting of a device classification panel described in section 360c(b) of this title, and consideration of comments from all affected stakeholders, including patients, payors, and providers, notwithstanding subchapter II of chapter 5 of title 5,” for “publish a regulation in the Federal Register”.

Subsec. (i)(2)(B). Pub. L. 112–144, § 608(b)(1)(C)(i)(II), substituted “administrative order has been issued under subsection (b) (or no regulation has been promulgated under such subsection prior to July 9, 2012)” for “final regulation has been promulgated under subsection (b) of this section”.

Subsec. (i)(3). Pub. L. 112–144, § 608(b)(1)(C)(ii), substituted “order requiring” for “regulation requiring” in two places and “issuance of an administrative order under subsection (b)” for “promulgation of a subsection (b) of this section regulation”.

2007—Subsec. (c)(1)(G), (H). Pub. L. 110–85 added subpar. (G) and redesignated former subpar. (G) as (H).

2004—Subsec. (c)(3). Pub. L. 108–214, § 2(d)(1)(B), amended directory language of Pub. L. 107–250, § 210. See 2002 Amendment note below.

Pub. L. 108–214, § 2(d)(1)(A)(i), redesignated par. (3) relating to acceptance and review of any portion of the application prior to submission as (4).

Subsec. (c)(4). Pub. L. 108–214, § 2(d)(1)(A), redesignated par. (3) relating to acceptance and review of any portion of the application prior to submission as (4) and substituted “unless a significant issue of safety” for “unless an issue of safety” in subpar. (B).

2002—Subsec. (a). Pub. L. 107–250, § 302(c)(1), inserted “or, as applicable, an approval under subsection (c)(2) of a report seeking premarket approval” before period in concluding provisions.

Subsec. (c)(2). Pub. L. 107–250, § 302(c)(2)(B), added par. (2). Former par. (2) redesignated (3).

Subsec. (c)(3). Pub. L. 107–250, § 302(c)(2)(A), redesignated par. (2) relating to Secretary’s referral of application to appropriate panel as (3).

Pub. L. 107–250, § 210, as amended by Pub. L. 108–214, § 2(d)(1)(B), inserted “Where appropriate, the Secretary shall ensure that such panel includes, or consults with, one or more pediatric experts.” at the end of the concluding provisions of par. (3) as redesignated by Pub. L. 107–250, § 302(c)(2)(A).

Pub. L. 107–250, § 209, added par. (3) relating to acceptance and review of any portion of the application prior to submission.

1997—Subsec. (d)(1)(A). Pub. L. 105–115, § 205(c)(1), inserted at end “In making the determination whether to approve or deny the application, the Secretary shall rely on the conditions of use included in the proposed labeling as the basis for determining whether or not there is a reasonable assurance of safety and effectiveness, if the proposed labeling is neither false nor misleading. In determining whether or not such labeling is false or misleading, the Secretary shall fairly evaluate all material facts pertinent to the proposed labeling.”

Subsec. (d)(1)(B)(iii). Pub. L. 105–115, § 201(b), added cl. (iii).

Subsec. (d)(3), (4). Pub. L. 105–115, § 202(1), 209(b), added par. (3) and redesignated former par. (3) as (4).

Subsec. (d)(5). Pub. L. 105–115, § 202(2), added par. (5).

Subsec. (d)(6). Pub. L. 105–115, § 205(c)(2), added par. (6).

Subsec. (f)(2). Pub. L. 105–115, § 216(b), substituted “the Secretary—” and subpars. (A) and (B) for “he shall refer the proposed protocol to the appropriate panel under section 360c of this title for its recommendation respecting approval of the protocol.”

1993—Subsec. (c)(2)(A). Pub. L. 103–80 struck out “refer such application” after “own initiative”.

1990—Subsec. (c)(2). Pub. L. 101–629, § 18(c), substituted “the Secretary—” for “the Secretary shall” and added subpars. (A) and (B).

Subsec. (e). Pub. L. 101–629, § 9(a)(2), inserted “and temporary suspension” after “Withdrawal” in heading.

Subsec. (e)(3). Pub. L. 101–629, § 9(a)(1), added par. (3).

Subsec. (i). Pub. L. 101–629, § 4(b)(1), added subsec. (i).

### Statutory Notes and Related Subsidiaries

### Effective Date of 2017 Amendment

Amendment by Pub. L. 115–52 effective Oct. 1, 2017, with fees under subpart 3 of part C of subchapter VII of this chapter to be assessed for all submissions listed in section 379j(a)(2)(A) of this title received on or after Oct. 1, 2017, see section 209 of Pub. L. 115–52, set out as a note under section 379i of this title.

### Effective Date of 2012 Amendment

Amendment by section 203(g) of Pub. L. 112–144 effective Oct. 1, 2012, with additional provision for assessment of certain fees, see section 206 of Pub. L. 112–144, set out as a note under section 379i of this title.

### Effective Date of 1997 Amendment

Amendment by Pub. L. 105–115 effective 90 days after Nov. 21, 1997, except as otherwise provided, see section 501 of Pub. L. 105–115, set out as a note under section 321 of this title.

### Termination of Advisory Committees

Advisory committees in existence on Jan. 5, 1973, to terminate not later than the expiration of the 2-year period following Jan. 5, 1973, and advisory committees established after Jan. 5, 1973, to terminate not later than the expiration of the 2-year period beginning on the date of their establishment, unless in the case of a committee established by the President or an officer of the Federal Government, such committee is renewed by appropriate action prior to the expiration of such 2-year period, or in the case of a committee established by Congress, its duration is otherwise provided by law. See section 1013 of Title 5, Government Organization and Employees.

### Report on Certain Devices

Pub. L. 107–250, title II, § 205, Oct. 26, 2002, 116 Stat. 1612, directed the Secretary of Health and Human Services, not later than one year after Oct. 26, 2002, to report to the appropriate committees of Congress on the timeliness and effectiveness of device premarket reviews by centers other than the Center for Devices and Radiological Health, including information on the times required to log in and review original submissions and supplements, times required to review manufacturers’ replies to submissions, times to approve or clear such devices, and recommendations on improvement of performance and reassignment of responsibility for regulating such devices.

### References in Other Laws to GS–16, 17, or 18 Pay Rates

References in laws to the rates of pay for GS–16, 17, or 18, or to maximum rates of pay under the General Schedule, to be considered references to rates payable under specified sections of Title 5, Government Organization and Employees, see section 529 [title I, § 101(c)(1)] of Pub. L. 101–509, set out in a note under section 5376 of Title 5.
