---
kind: "section"
citation: "21 U.S.C. § 350a"
title: "21"
title_heading: "Food and Drugs"
number: "350a"
heading: "Infant formulas"
release: "119-102"
date: "2026-07-12"
url: "https://uscodex.org/usc/21/350a"
units:
  - "Chapter 9 — Federal Food, Drug, and Cosmetic Act"
  - "Subchapter IV — Food"
---

# §350a. Infant formulas

- (a) **Adulteration—** An [infant formula](/usc/21/321.md?p=z), including an [infant formula](/usc/21/321.md?p=z) powder, shall be deemed to be adulterated if—
  - (1) such [infant formula](/usc/21/321.md?p=z) does not provide nutrients as required by [subsection (i)](#i),
  - (2) such [infant formula](/usc/21/321.md?p=z) does not meet the quality factor requirements prescribed by the [Secretary](/usc/21/321.md?p=d) under [subsection (b)(1)](#b-1), or
  - (3) the processing of such [infant formula](/usc/21/321.md?p=z) is not in compliance with the good manufacturing practices and the quality control procedures prescribed by the [Secretary](/usc/21/321.md?p=d) under [subsection (b)(2)](#b-2).
- (b) **Requirements for quality factors, good manufacturing practices, and retention of records—**
  - (1) The [Secretary](/usc/21/321.md?p=d) shall by regulation establish requirements for quality factors for [infant formulas](/usc/21/321.md?p=z) to the extent possible consistent with current scientific knowledge, including quality factor requirements for the nutrients required by [subsection (i)](#i).
  - (2)
    - (A) The [Secretary](/usc/21/321.md?p=d) shall by regulation establish good manufacturing practices for [infant formulas](/usc/21/321.md?p=z), including quality control procedures that the [Secretary](/usc/21/321.md?p=d) determines are necessary to assure that an [infant formula](/usc/21/321.md?p=z) provides nutrients in accordance with this subsection and [subsection (i)](#i) and is manufactured in a manner designed to prevent adulteration of the [infant formula](/usc/21/321.md?p=z).
    - (B) The good manufacturing practices and quality control procedures prescribed by the [Secretary](/usc/21/321.md?p=d) under [subparagraph (A)](#b-2-A) shall include requirements for—
      - (i) the testing, in accordance with [paragraph (3)](#b-3) and by the [manufacturer](/usc/21/360hh.md?p=3) of an [infant formula](/usc/21/321.md?p=z) or an agent of such [manufacturer](/usc/21/360hh.md?p=3), of each batch of [infant formula](/usc/21/321.md?p=z) for each nutrient required by [subsection (i)](#i) before the [distribution](/usc/21/360eee.md?p=5) of such batch,
      - (ii) regularly scheduled testing, by the [manufacturer](/usc/21/360hh.md?p=3) of an [infant formula](/usc/21/321.md?p=z) or an agent of such [manufacturer](/usc/21/360hh.md?p=3), of samples of [infant formulas](/usc/21/321.md?p=z) during the shelf life of such formulas to ensure that such formulas are in compliance with this section,
      - (iii) in-process controls including, where necessary, testing required by good manufacturing practices designed to prevent adulteration of each batch of [infant formula](/usc/21/321.md?p=z), and
      - (iv) the conduct by the [manufacturer](/usc/21/360hh.md?p=3) of an [infant formula](/usc/21/321.md?p=z) or an agent of such [manufacturer](/usc/21/360hh.md?p=3) of regularly scheduled audits to determine that such [manufacturer](/usc/21/360hh.md?p=3) has complied with the regulations prescribed under [subparagraph (A)](#b-2-A).

      In prescribing requirements for audits under [clause (iv)](#b-2-B-iv), the [Secretary](/usc/21/321.md?p=d) shall provide that such audits be conducted by appropriately trained individuals who do not have any direct responsibility for the manufacture or production of [infant formula](/usc/21/321.md?p=z).

  - (3)
    - (A) At the final [product](/usc/21/360eee.md?p=13) stage, each batch of [infant formula](/usc/21/321.md?p=z) shall be tested for vitamin A, vitamin B1, vitamin C, and vitamin E to ensure that such [infant formula](/usc/21/321.md?p=z) is in compliance with the requirements of this subsection and [subsection (i)](#i) relating to such vitamins.
    - (B) Each nutrient premix used in the manufacture of an [infant formula](/usc/21/321.md?p=z) shall be tested for each relied upon nutrient required by [subsection (i)](#i) which is contained in such premix to ensure that such premix is in compliance with its specifications or certifications by a premix supplier.
    - (C) During the manufacturing process or at the final [product](/usc/21/360eee.md?p=13) stage and before [distribution](/usc/21/360eee.md?p=5) of an [infant formula](/usc/21/321.md?p=z), an [infant formula](/usc/21/321.md?p=z) shall be tested for all nutrients required to be included in such formula by [subsection (i)](#i) for which testing has not been conducted pursuant to subparagraph [(A)](#b-3-A) or [(B)](#b-3-B). Testing under this subparagraph shall be conducted to—
      - (i) ensure that each batch of such [infant formula](/usc/21/321.md?p=z) is in compliance with the requirements of [subsection (i)](#i) relating to such nutrients, and
      - (ii) confirm that nutrients contained in any nutrient premix used in such [infant formula](/usc/21/321.md?p=z) are present in each batch of such [infant formula](/usc/21/321.md?p=z) in the proper concentration.
    - (D) If the [Secretary](/usc/21/321.md?p=d) adds a nutrient to the list of nutrients in the table in [subsection (i)](#i), the [Secretary](/usc/21/321.md?p=d) shall by regulation require that the [manufacturer](/usc/21/360hh.md?p=3) of an [infant formula](/usc/21/321.md?p=z) test each batch of such formula for such new nutrient in accordance with subparagraph [(A)](#b-3-A), [(B)](#b-3-B), or [(C)](#b-3-C).
    - (E) For purposes of this paragraph, the term “final [product](/usc/21/360eee.md?p=13) stage” means the point in the manufacturing process, before [distribution](/usc/21/360eee.md?p=5) of an [infant formula](/usc/21/321.md?p=z), at which an [infant formula](/usc/21/321.md?p=z) is homogenous and is not subject to further degradation.
  - (4)
    - (A) The [Secretary](/usc/21/321.md?p=d) shall by regulation establish requirements respecting the retention of records. Such requirements shall provide for—
      - (i) the retention of all records necessary to demonstrate compliance with the good manufacturing practices and quality control procedures prescribed by the [Secretary](/usc/21/321.md?p=d) under [paragraph (2)](#b-2), including records containing the results of all testing required under [paragraph (2)(B)](#b-2-B),
      - (ii) the retention of all certifications or guarantees of analysis by premix suppliers,
      - (iii) the retention by a premix supplier of all records necessary to confirm the accuracy of all premix certifications and guarantees of analysis,
      - (iv) the retention of—
        - (I) all records pertaining to the microbiological quality and purity of raw materials used in [infant formula](/usc/21/321.md?p=z) powder and in finished [infant formula](/usc/21/321.md?p=z), and
        - (II) all records pertaining to [food](/usc/21/321.md?p=f) packaging materials which show that such materials do not cause an [infant formula](/usc/21/321.md?p=z) to be adulterated within the meaning of [section 342(a)(2)(C) of this title](/usc/21/342.md),
      - (v) the retention of all records of the results of regularly scheduled audits conducted pursuant to the requirements prescribed by the [Secretary](/usc/21/321.md?p=d) under [paragraph (2)(B)(iv)](#b-2-B-iv), and
      - (vi) the retention of all complaints and the maintenance of files with respect to, and the review of, complaints concerning [infant formulas](/usc/21/321.md?p=z) which may reveal the possible existence of a hazard to health.
    - (B)
      - (i) Records required under [subparagraph (A)](#b-4-A) with respect to an [infant formula](/usc/21/321.md?p=z) shall be retained for at least one year after the expiration of the shelf life of such [infant formula](/usc/21/321.md?p=z). Except as provided in [clause (ii)](#b-4-B-ii), such records shall be made available to the [Secretary](/usc/21/321.md?p=d) for review and duplication upon request of the [Secretary](/usc/21/321.md?p=d).
      - (ii) A [manufacturer](/usc/21/360hh.md?p=3) need only provide written assurances to the [Secretary](/usc/21/321.md?p=d) that the regularly scheduled audits required by [paragraph (2)(B)(iv)](#b-2-B-iv) are being conducted by the [manufacturer](/usc/21/360hh.md?p=3), and need not make available to the [Secretary](/usc/21/321.md?p=d) the actual written reports of such audits.
- (c) **Registration of persons distributing new infant formula—**
  - (1) No [person](/usc/21/321.md?p=e) shall introduce or deliver for introduction into [interstate commerce](/usc/21/321.md?p=b) any new [infant formula](/usc/21/321.md?p=z) unless—
    - (A) such [person](/usc/21/321.md?p=e) has, before introducing such new [infant formula](/usc/21/321.md?p=z), or delivering such new [infant formula](/usc/21/321.md?p=z) for introduction, into [interstate commerce](/usc/21/321.md?p=b), registered with the [Secretary](/usc/21/321.md?p=d) the name of such [person](/usc/21/321.md?p=e), the place of business of such [person](/usc/21/321.md?p=e), and all establishments at which such [person](/usc/21/321.md?p=e) intends to manufacture such new [infant formula](/usc/21/321.md?p=z), and
    - (B) such [person](/usc/21/321.md?p=e) has at least 90 days before marketing such new [infant formula](/usc/21/321.md?p=z), made the submission to the [Secretary](/usc/21/321.md?p=d) required by [subsection (d)(1)](#d-1).
  - (2) For purposes of [paragraph (1)](#c-1), the term “new [infant formula](/usc/21/321.md?p=z)” includes—
    - (A) an [infant formula](/usc/21/321.md?p=z) manufactured by a [person](/usc/21/321.md?p=e) which has not previously manufactured an [infant formula](/usc/21/321.md?p=z), and
    - (B) an [infant formula](/usc/21/321.md?p=z) manufactured by a [person](/usc/21/321.md?p=e) which has previously manufactured [infant formula](/usc/21/321.md?p=z) and in which there is a major change, in processing or formulation, from a current or any previous formulation produced by such [manufacturer](/usc/21/360hh.md?p=3).

    For purposes of this paragraph, the term “major change” has the meaning given to such term in section 106.30(c)(2) of title 21, Code of Federal Regulations (as in effect on August 1, 1986), and guidelines issued thereunder.

- (d) **Submission of information about new infant formula required—**
  - (1) A [person](/usc/21/321.md?p=e) shall, with respect to any [infant formula](/usc/21/321.md?p=z) subject to [subsection (c)](#c), make a submission to the [Secretary](/usc/21/321.md?p=d) which shall include—
    - (A) the quantitative formulation of the [infant formula](/usc/21/321.md?p=z),
    - (B) a description of any reformulation of the formula or change in processing of the [infant formula](/usc/21/321.md?p=z),
    - (C) assurances that the [infant formula](/usc/21/321.md?p=z) will not be marketed unless it meets the requirements of subsections [(b)(1)](#b-1) and [(i)](#i), as demonstrated by the testing required under [subsection (b)(3)](#b-3), and
    - (D) assurances that the processing of the [infant formula](/usc/21/321.md?p=z) complies with [subsection (b)(2)](#b-2).
  - (2) After the first production of an [infant formula](/usc/21/321.md?p=z) subject to [subsection (c)](#c), and before the introduction into [interstate commerce](/usc/21/321.md?p=b) of such formula, the [manufacturer](/usc/21/360hh.md?p=3) of such formula shall submit to the [Secretary](/usc/21/321.md?p=d), in such form as may be prescribed by the [Secretary](/usc/21/321.md?p=d), a written [verification](/usc/21/360eee.md?p=28) which summarizes test results and records demonstrating that such formula complies with the requirements of subsections [(b)(1)](#b-1), [(b)(2)(A)](#b-2-A), [(b)(2)(B)(i)](#b-2-B-i), [(b)(2)(B)(iii)](#b-2-B-iii), [(b)(3)(A)](#b-3-A), [(b)(3)(C)](#b-3-C), and [(i)](#i).
  - (3) If the [manufacturer](/usc/21/360hh.md?p=3) of an [infant formula](/usc/21/321.md?p=z) for commercial or charitable [distribution](/usc/21/360eee.md?p=5) for human consumption determines that a change in the formulation of the formula or a change in the processing of the formula may affect whether the formula is adulterated under [subsection (a)](#a), the [manufacturer](/usc/21/360hh.md?p=3) shall, before the first processing of such formula, make the submission to the [Secretary](/usc/21/321.md?p=d) required by [paragraph (1)](#d-1).
  - (4) The [Secretary](/usc/21/321.md?p=d) shall provide a response to a submission under this subsection not later than 45 days after receiving such submission.
- (e) **Additional notice requirements for manufacturer—**
  - (1) If the [manufacturer](/usc/21/360hh.md?p=3) of an [infant formula](/usc/21/321.md?p=z) has knowledge which reasonably supports the conclusion that an [infant formula](/usc/21/321.md?p=z) which has been processed by the [manufacturer](/usc/21/360hh.md?p=3) and which has left an establishment subject to the control of the [manufacturer](/usc/21/360hh.md?p=3)—
    - (A) may not provide the nutrients required by [subsection (i)](#i), or
    - (B) may be otherwise adulterated or misbranded,

    the [manufacturer](/usc/21/360hh.md?p=3) shall promptly notify the [Secretary](/usc/21/321.md?p=d) of such knowledge. If the [Secretary](/usc/21/321.md?p=d) determines that the [infant formula](/usc/21/321.md?p=z) presents a risk to human health, the [manufacturer](/usc/21/360hh.md?p=3) shall immediately take all actions necessary to recall shipments of such [infant formula](/usc/21/321.md?p=z) from all wholesale and retail establishments, consistent with recall regulations and guidelines issued by the [Secretary](/usc/21/321.md?p=d).

  - (2) For purposes of [paragraph (1)](#e-1), the term “knowledge” as applied to a [manufacturer](/usc/21/360hh.md?p=3) means (A) the actual knowledge that the [manufacturer](/usc/21/360hh.md?p=3) had, or (B) the knowledge which a reasonable [person](/usc/21/321.md?p=e) would have had under like circumstances or which would have been obtained upon the exercise of due care.
- (f) **Procedures applicable to recalls by manufacturer; regulatory oversight—**
  - (1) If a recall of [infant formula](/usc/21/321.md?p=z) is begun by a [manufacturer](/usc/21/360hh.md?p=3), the recall shall be carried out in accordance with such requirements as the [Secretary](/usc/21/321.md?p=d) shall prescribe under [paragraph (2)](#f-2) and—
    - (A) the [Secretary](/usc/21/321.md?p=d) shall, not later than the 15th day after the beginning of such recall and at least once every 15 days thereafter until the recall is terminated, review the actions taken under the recall to determine whether the recall meets the requirements prescribed under [paragraph (2)](#f-2), and
    - (B) the [manufacturer](/usc/21/360hh.md?p=3) shall, not later than the 14th day after the beginning of such recall and at least once every 14 days thereafter until the recall is terminated, report to the [Secretary](/usc/21/321.md?p=d) the actions taken to implement the recall.
  - (2) The [Secretary](/usc/21/321.md?p=d) shall by regulation prescribe the scope and extent of recalls of [infant formulas](/usc/21/321.md?p=z) necessary and appropriate for the degree of risks to human health presented by the formula subject to the recall.
  - (3) The [Secretary](/usc/21/321.md?p=d) shall by regulation require each [manufacturer](/usc/21/360hh.md?p=3) of an [infant formula](/usc/21/321.md?p=z) who begins a recall of such formula because of a risk to human health to request each retail establishment at which such formula is sold or available for sale to post at the point of purchase of such formula a notice of such recall at such establishment for such time that the [Secretary](/usc/21/321.md?p=d) determines necessary to inform the public of such recall.
- (g) **Recordkeeping requirements for manufacturer; regulatory oversight and enforcement—**
  - (1) Each [manufacturer](/usc/21/360hh.md?p=3) of an [infant formula](/usc/21/321.md?p=z) shall make and retain such records respecting the [distribution](/usc/21/360eee.md?p=5) of the [infant formula](/usc/21/321.md?p=z) through any establishment owned or operated by such [manufacturer](/usc/21/360hh.md?p=3) as may be necessary to effect and monitor recalls of the formula. Such records shall be retained for at least one year after the expiration of the shelf life of the [infant formula](/usc/21/321.md?p=z).
  - (2) To the extent that the [Secretary](/usc/21/321.md?p=d) determines that records are not being made or maintained in accordance with [paragraph (1)](#g-1), the [Secretary](/usc/21/321.md?p=d) may by regulation prescribe the rec­ords required to be made under [paragraph (1)](#g-1) and requirements respecting the retention of such records under such paragraph. Such regulations shall take effect on such date as the [Secretary](/usc/21/321.md?p=d) prescribes but not sooner than the 180th day after the date such regulations are promulgated. Such regulations shall apply only with respect to [distributions](/usc/21/360eee.md?p=5) of [infant formulas](/usc/21/321.md?p=z) made after such effective date.
- (h) **Exemptions; regulatory oversight—**
  - (1) Any [infant formula](/usc/21/321.md?p=z) which is represented and labeled for use by an infant—
    - (A) who has an inborn error of metabolism or a low birth weight, or
    - (B) who otherwise has an unusual medical or dietary problem,

    is exempt from the requirements of subsections [(a)](#a), [(b)](#b), and [(c)](#c). The [manufacturer](/usc/21/360hh.md?p=3) of an [infant formula](/usc/21/321.md?p=z) exempt under this paragraph shall, in the case of the exempt formula, be required to provide the notice required by [subsection (e)(1)](#e-1) only with respect to adulteration or misbranding described in [subsection (e)(1)(B)](#e-1-B) and to comply with the regulations prescribed by the [Secretary](/usc/21/321.md?p=d) under [paragraph (2)](#h-2).

  - (2) The [Secretary](/usc/21/321.md?p=d) may by regulation establish terms and conditions for the exemption of an [infant formula](/usc/21/321.md?p=z) from the requirements of subsections [(a)](#a), [(b)](#b), and [(c)](#c). An exemption of an [infant formula](/usc/21/321.md?p=z) under [paragraph (1)](#h-1) may be withdrawn by the [Secretary](/usc/21/321.md?p=d) if such formula is not in compliance with applicable terms and conditions prescribed under this paragraph.
- (i) **Nutrient requirements—**
  - (1) An [infant formula](/usc/21/321.md?p=z) shall contain nutrients in accordance with the table set out in this subsection, which shall be reviewed by the [Secretary](/usc/21/321.md?p=d) every 4 years as appropriate. In reviewing such table, the [Secretary](/usc/21/321.md?p=d) shall consider any new scientific data or information related to [infant formula](/usc/21/321.md?p=z) nutrients, including international [infant formula](/usc/21/321.md?p=z) standards. The [Secretary](/usc/21/321.md?p=d) may revise the list of nutrients and the required level for any nutrient required by the table.
  - (2) The [Secretary](/usc/21/321.md?p=d) may by regulation—
    - (A) revise the list of nutrients in the table in this subsection, and
    - (B) revise the required level for any nutrient required by the table.

      | NUTRIENTS |  |  |  |
      | --- | --- | --- | --- |
      | Nutrient |  | Minimum <sup>a</sup> | Maximum <sup>a</sup> |
      | Protein (gm) | 1.8 <sup>b</sup> |  | 4.5. |
      | Fat: |  |  |  |
      | gm | 3.3 |  | 6.0. |
      | percent cal | 30.0 |  | 54.0. |
      | Essential fatty acids (linoleate): |  |  |  |
      | percent cal | 2.7 |  |  |
      | mg | 300.0 |  |  |
      | Vitamins: |  |  |  |
      | A (IU) | 250.0 | (75 μg)<sup>c</sup> | 750.0 (225 μg).<sup>c</sup> |
      | D (IU) | 40.0 |  | 100.0. |
      | K (μg) | 4.0 |  |  |
      | E (IU) | 0.7 | (with 0.7 IU/gm linoleic acid) |  |
      | C (ascorbic acid) (mg) | 8.0 |  |  |
      | B<sub>1</sub> (thiamine) (μg) | 40.0 |  |  |
      | B<sub>2</sub> (riboflavin) (μg) | 60.0 |  |  |
      | B<sub>6</sub> (pyridoxine) (μg) | 35.0 | (with 15 μg/gm of protein in formula) |  |
      | B<sub>12</sub> (μg) | 0.15 |  |  |
      | Niacin (μg) | 250.0 |  |  |
      | Folic acid (μg) | 4.0 |  |  |
      | Pantothenic acid (μg) | 300.0 |  |  |
      | Biotin (μg) | 1.5 <sup>d</sup> |  |  |
      | Choline (mg) | 7.0 <sup>d</sup> |  |  |
      | Inositol (mg) | 4.0 <sup>d</sup> |  |  |
      | Minerals: |  |  |  |
      | Calcium (mg) | 50.0 <sup>e</sup> |  |  |
      | Phosphorus (mg) | 25.0 <sup>e</sup> |  |  |
      | Magnesium (mg) | 6.0 |  |  |
      | Iron (mg) | 0.15 |  |  |
      | Iodine (μg) | 5.0 |  |  |
      | Zinc (mg) | 0.5 |  |  |
      | Copper (μg) | 60.0 |  |  |
      | Manganese (μg) | 5.0 |  |  |
      | Sodium (mg) | 20.0 |  | 60.0. |
      | Potassium (mg) | 80.0 |  | 200.0. |
      | Chloride (mg) | 55.0 |  | 150.0. |
      | <sup>a</sup> Stated per 100 kilocalories. |  |  |  |
      | <sup>b</sup> The source of protein shall be at least nutritionally equivalent to casein. |  |  |  |
      | <sup>c</sup> Retinol equivalents. |  |  |  |
      | <sup>d</sup> Required to be included in this amount only in formulas which are not milk-based. |  |  |  |
      | <sup>e</sup> Calcium to phosphorus ratio must be no less than 1.1 nor more than 2.0. |  |  |  |

- (j) **Premarket submissions to address shortages—**
  - (1) **In general—** The [Secretary](/usc/21/321.md?p=d) shall waive the 90-day premarket submission requirement under [subsection (c)](#c) and apply a 30-day premarket submission requirement for any [person](/usc/21/321.md?p=e) who intends to introduce or deliver for introduction into [interstate commerce](/usc/21/321.md?p=b) any new [infant formula](/usc/21/321.md?p=z).
  - (2) **Effective period—** The waiver authority under this subsection shall remain in effect—
    - (A) for 90 days beginning on the date that the [Secretary](/usc/21/321.md?p=d) [distributes](/usc/21/360eee.md?p=5) information under [section 350m(a)(2) of this title](/usc/21/350m.md?p=a-2) with respect to a shortage of [infant formula](/usc/21/321.md?p=z); or
    - (B) such longer period as the [Secretary](/usc/21/321.md?p=d) determines appropriate, to prevent or mitigate a shortage of [infant formula](/usc/21/321.md?p=z).
- (k) **Congressional notification of recall—**
  - (1) **In general—** Not later than 24 hours after the initiation of a recall of [infant formula](/usc/21/321.md?p=z) as described in [subsection (e)](#e), the [Secretary](/usc/21/321.md?p=d) shall submit to the Committee on Health, Education, Labor, and Pensions of the Senate and the Committee on Energy and [Commerce](/usc/21/360hh.md?p=4) of the House of Representatives a notification of such recall.
  - (2) **Contents—** A notification under [paragraph (1)](#k-1) shall include the following:
    - (A) If the recall is required by the [Food](/usc/21/321.md?p=f) and [Drug](/usc/21/321.md?p=g-1) Administration, a summary of the information supporting a determination that the adulterated or misbranded [infant formula](/usc/21/321.md?p=z) presents a risk to human health.
    - (B) If the recall is voluntarily initiated by the [manufacturer](/usc/21/360hh.md?p=3), a summary of the information provided to the [Food](/usc/21/321.md?p=f) and [Drug](/usc/21/321.md?p=g-1) Administration by the [manufacturer](/usc/21/360hh.md?p=3) regarding [infant formula](/usc/21/321.md?p=z) that has left the control of the [manufacturer](/usc/21/360hh.md?p=3) that may be adulterated or misbranded.
    - (C) Specification of when the [Food](/usc/21/321.md?p=f) and [Drug](/usc/21/321.md?p=g-1) Administration was first made aware of the instance or circumstances surrounding the recall.
    - (D) An initial estimate of the disruption in domestic production that may result from the recall.
- (l) **Annual report to Congress—**
  - (1) **In general—** Not later than March 30 of each year, the [Secretary](/usc/21/321.md?p=d) shall submit a report to Congress containing, with respect to the preceding calendar year, the following information:
    - (A) The number of submissions received by the [Secretary](/usc/21/321.md?p=d) under [subsection (d)](#d).
    - (B) The number of such submissions that included any new ingredients that were not included in any [infant formula](/usc/21/321.md?p=z) already on the market.
    - (C) The number of inspections conducted by the [Food](/usc/21/321.md?p=f) and [Drug](/usc/21/321.md?p=g-1) Administration or any agent thereof to evaluate compliance with the requirements for [infant formulas](/usc/21/321.md?p=z) under [subsection (b)](#b).
    - (D) The time between any inspection referred to in [subparagraph (C)](#l-1-C) and any necessary reinspection to evaluate compliance with the requirements for [infant formulas](/usc/21/321.md?p=z) under [subsection (b)](#b).
    - (E) A breakdown of the information described in subparagraphs [(A)](#l-1-A) through [(D)](#l-1-D) between foreign and domestic [manufacturers](/usc/21/360hh.md?p=3) and facilities.
  - (2) **Confidentiality—** The [Secretary](/usc/21/321.md?p=d) shall ensure that the reports under [paragraph (1)](#l-1) do not include any information that is a trade secret or confidential information subject to [section 552(b)(4) of title 5](/usc/5/552.md?p=b-4) or [section 1905 of title 18](/usc/18/1905.md).
- (m) **Waiver of requirements for importation of specialty infant formula—**
  - (1) **In general—** The [Secretary](/usc/21/321.md?p=d) may, during a shortage of specialty [infant formula](/usc/21/321.md?p=z) as determined by the [Secretary](/usc/21/321.md?p=d), waive any requirement under this chapter applicable to facilitate the importation of specialty [infant formula](/usc/21/321.md?p=z). Such a waiver may be applicable to—
    - (A) the importation of specialty [infant formula](/usc/21/321.md?p=z) from any country that is determined by the [Secretary](/usc/21/321.md?p=d) to be implementing and enforcing requirements for [infant formula](/usc/21/321.md?p=z) that provide a similar assurance of safety and nutritional adequacy as the requirements of this chapter; or
    - (B) the [distribution](/usc/21/360eee.md?p=5) and sale of such imported specialty [infant formula](/usc/21/321.md?p=z).
  - (2) **Rule of construction—** Nothing in [paragraph (1)](#m-1) shall be construed to limit the authority of the [Secretary](/usc/21/321.md?p=d) to require a recall of, or otherwise impose restrictions and requirements under this chapter with respect to, specialty [infant formula](/usc/21/321.md?p=z) that is subject to a waiver under [paragraph (1)](#m-1).
  - (3) **Definition of specialty infant formula—** In this subsection, the term “specialty [infant formula](/usc/21/321.md?p=z)” means [infant formula](/usc/21/321.md?p=z) described in [subsection (h)(1)](#h-1).

## Source credit

(June 25, 1938, ch. 675, § 412, as added Pub. L. 96–359, § 2, Sept. 26, 1980, 94 Stat. 1190; amended Pub. L. 99–570, title IV, § 4014(a), (b)(1), Oct. 27, 1986, 100 Stat. 3207–116, 3207–120; Pub. L. 103–80, § 3(l), Aug. 13, 1993, 107 Stat. 777; Pub. L. 117–328, div. FF, title III, § 3401(c), (g)(1)–(4), (6), (l), Dec. 29, 2022, 136 Stat. 5838, 5840, 5841, 5845.)

## Notes

### Editorial Notes

### Amendments

2022—Subsec. (c)(1)(B). Pub. L. 117–328, § 3401(g)(6), substituted “subsection (d)(1)” for “subsection (c)(1)”.

Subsec. (d)(4). Pub. L. 117–328, § 3401(g)(3), added par. (4).

Subsec. (i)(1). Pub. L. 117–328, § 3401(g)(4), substituted “, which shall be reviewed by the Secretary every 4 years as appropriate. In reviewing such table, the Secretary shall consider any new scientific data or information related to infant formula nutrients, including international infant formula standards. The Secretary may revise the list of nutrients and the required level for any nutrient required by the table” for “or, if revised by the Secretary under paragraph (2), as so revised”.

Subsec. (j). Pub. L. 117–328, § 3401(c), added subsec. (j).

Subsec. (k). Pub. L. 117–328, § 3401(g)(1), added subsec. (k).

Subsec. (l). Pub. L. 117–328, § 3401(g)(2), added subsec. (l).

Subsec. (m). Pub. L. 117–328, § 3401(l), added subsec. (m).

1993—Subsec. (h)(1). Pub. L. 103–80 substituted “(e)(1)(B)” for “(c)(1)(B),” in concluding provisions.

1986—Subsecs. (a) to (d). Pub. L. 99–570, § 4014(a)(7), added subsecs. (a) to (d) and struck out former subsecs. (a) relating to adulteration and regulatory oversight, (b) relating to notice to the Secretary by a manufacturer and requirements and scope of that notice, (c) relating to additional notice requirements for the manufacturer, and (d) relating to procedures applicable to recalls by a manufacturer.

Subsecs. (e), (f). Pub. L. 99–570, § 4014(a)(1), (7), added subsecs. (e) and (f) and redesignated former subsecs. (e) and (f) as (g) and (h), respectively.

Subsec. (g). Pub. L. 99–570, § 4014(a)(1), (2), redesignated subsec. (e) as (g) and substituted “Such records shall be retained for at least one year after the expiration of the shelf life of the infant formula” for “No manufacturer shall be required under this subsection to retain any record respecting the distribution of an infant formula for a period of longer than 2 years from the date the record was made”. Former subsec. (g) redesignated (i).

Subsec. (h). Pub. L. 99–570, § 4014(a)(1), redesignated subsec. (f) as (h).

Subsec. (h)(1). Pub. L. 99–570, § 4014(a)(3), (4), substituted “(a), (b), and (c)” for “(a) and (b)” and “(e)(1)” for “(c)(1)”.

Pub. L. 99–570, § 4014(a)(5), which directed that “(d)(1)(B)” be substituted for “(e)(1)(B)” in second sentence could not be executed because “(e)(1)(B)” did not appear. See 1993 Amendment note above.

Subsec. (h)(2). Pub. L. 99–570, § 4014(a)(6), substituted “(a), (b), and (c)” for “(a) and (b)”.

Subsec. (i). Pub. L. 99–570, § 4014(a)(1), (b)(1), redesignated subsec. (g) as (i), designated existing provisions as par. (1), substituted “paragraph (2)” for “subsection (a)(2) of this section”, substituted a period for the colon after “as so revised”, and added par. (2).

### Statutory Notes and Related Subsidiaries

### Effective Date of 1980 Amendment

Pub. L. 96–359, § 6, Sept. 26, 1980, 94 Stat. 1193, provided that: “Section 412 of the Federal Food, Drug, and Cosmetic Act (added by section 2) [this section] shall apply with respect to infant formulas manufactured on or after the 90th day after the date of the enactment of this Act [Sept. 26, 1980].”
