---
kind: "section"
citation: "15 U.S.C. § 78o–1"
title: "15"
title_heading: "Commerce and Trade"
number: "78o–1"
heading: "Brokers deemed to be registered"
release: "119-102"
date: "2026-07-12"
url: "https://uscodex.org/usc/15/78o-1"
units:
  - "Chapter 2B — Securities Exchanges"
---

# §78o–1. Brokers deemed to be registered


All [brokers](/usc/15/78c.md?p=a-4-A) and [dealers](/usc/15/78c.md?p=a-5-A) for whom registration was in effect on May 27, 1936, in accordance with rules and regulations of the [Commission](/usc/15/78c.md?p=a-15) prescribed pursuant to [section 78o](/usc/15/78o.md) of this title shall be deemed to be registered pursuant to said section.


## Source credit

(May 27, 1936, ch. 462, § 10, 49 Stat. 1380.)

## Notes

### Editorial Notes

### Codification

Section was not enacted as a part of the Securities Exchange Act of 1934 which comprises this chapter.

### Executive Documents

### Transfer of Functions

For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§ 1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.