---
kind: "unit"
title: "5"
title_heading: "Administrative Personnel"
key: "chXXXIV/part4401"
level: "part"
label: "Part 4401"
heading: "Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission"
release: "ecfr-current"
date: "2026-08-27"
url: "https://uscodex.org/cfr/5/chXXXIV-part4401"
sections_count: 3
---

# Part 4401 — Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission

Title 5 C.F.R. — Administrative Personnel › Chapter XXXIV — Securities and Exchange Commission

## Sections

- [§4401.101. General.](/cfr/5/4401.101.md)
- [§4401.102. Prohibited and restricted financial interests and transactions.](/cfr/5/4401.102.md)
- [§4401.103. Outside employment and activities.](/cfr/5/4401.103.md)