---
kind: "section"
citation: "5 C.F.R. § 5101.102"
title: "5"
number: "5101.102"
heading: "Prohibited financial interests and transactions."
url: "https://uscodex.org/cfr/5/5101.102"
---

# §5101.102. Prohibited financial interests and transactions.


In accordance with [5 CFR 2635.403(a)](/cfr/5/2635.403.md?p=a), no Commission member or other employee shall engage in business or financial transactions, or hold business or financial interests, prohibited by the Commodity Exchange Act, as set forth in [17 CFR 140.735-2](/cfr/17/140.735-2.md).


## Notes

### Authority

Authority: 5 U.S.C. 7301, 7353; 5 U.S.C. App. (Ethics in Government Act of 1978); 7 U.S.C. 4a(f) and (j); E.O. 12674, 54 FR 15159, 3 CFR, 1989 Comp., p. 215, as modified by E.O. 12731, 55 FR 42547, 3 CFR, 1990 Comp., p. 306; 5 CFR 2635.105, 2635.403(a), 2635.802(a), 2635.803.

### Source

Source: 58 FR 52638, Oct. 12, 1993, unless otherwise noted.