---
kind: "section"
citation: "46 C.F.R. § 515.27"
title: "46"
number: "515.27"
heading: "Proof of compliance—NVOCC."
url: "https://uscodex.org/cfr/46/515.27"
---

# §515.27. Proof of compliance—NVOCC.

- (a) No common carrier may knowingly and willfully accept cargo from or transport cargo for the account of:
  - (1) An NVOCC that does not have a published tariff as required by [46 U.S.C. 40501](/usc/46/40501.md) and [part 520](/cfr/46/part520.md) of this chapter, and a bond, insurance, or other surety as required by [46 U.S.C. 40902](/usc/46/40902.md) and this part; or
  - (2) An OFF that does not have a bond, insurance, or other surety as required by [46 U.S.C. 40902](/usc/46/40902.md) and this part.
- (b) A common carrier can obtain proof of an NVOCC or OFF's compliance with the OTI licensing, registration, tariff and financial responsibility requirements by:
  - (1) Consulting the Commission's website www.fmc.gov as provided in [paragraph (d)](#d) of this section, to verify that the NVOCC or OFF has complied with the applicable licensing, registration, tariff, and financial responsibility requirements; or
  - (2) **Any other appropriate procedure, provided that such procedure is set forth in the carrier's tariff.**
- (c) A common carrier that has employed the procedure prescribed in [paragraph (b)(1)](#b-1) of this section shall be deemed to have met its obligations under [46 U.S.C. 41104(a)(11)](/usc/46/41104.md?p=a-11), unless the common carrier knew that such NVOCC or OFF was not in compliance with the applicable tariff or financial responsibility requirements.
- (d) The Commission will publish at its Web site, www.fmc.gov, a list of the locations of all carrier and conference tariffs, and a list of ocean transportation intermediaries (including a separate list for NVOCCs) who have met all of their applicable licensing, registration, tariff and financial responsibility requirements, current as of the last date on which the list is updated. The Commission will update this list on a periodic basis.

## Notes

### Amendments

[80 FR 68736, Nov. 5, 2015, as amended at 85 FR 9683, Feb. 20, 2020]

### Authority

Authority: 5 U.S.C. 553; 31 U.S.C. 9701; 46 U.S.C. 40102, 40104, 40501-40503, 40901-40904, 41101-41109, 41301-41302, 41305-41307, 46105; Pub. L. 105-383, 112 Stat. 3411; 21 U.S.C. 862.

### Source

Source: 64 FR 11171, Mar. 8, 1999, unless otherwise noted.

### Amendments

[80 FR 68736, Nov. 5, 2015, as amended at 85 FR 9683, Feb. 20, 2020]