---
kind: "section"
citation: "46 C.F.R. § 4.01-3"
title: "46"
number: "4.01-3"
heading: "Reporting exclusion."
url: "https://uscodex.org/cfr/46/4.01-3"
---

# §4.01-3. Reporting exclusion.

- (a) Vessels subject to [33 CFR 173.51](/cfr/33/173.51.md) are excluded from the requirements of [subpart 4.05](/cfr/46/subpart4.05.md).
- (b) Vessels which report diving accidents under [46 CFR 197.484](/cfr/46/197.484.md) regarding deaths, or injuries which cause incapacitation for greater than 72 hours, are not required to give notice under [§ 4.05-1(a)(5)](/cfr/46/4.05-1.md?p=a-5) or [§ 4.05-1(a)(6)](/cfr/46/4.05-1.md?p=a-6).
- (c) Vessels, floating OCS facilities, and MODUs are excluded from the requirements of § [4.05-1(a)(5)](/cfr/46/4.05-1.md?p=a-5) and [(6)](/cfr/46/4.05-1.md?p=a-6) with respect to the death or injury of shipyard or harbor workers when such accidents are not the result of either a reportable casualty (for example, collision) or a reportable equipment casualty (for example, cargo boom failure) and are subject to the reporting requirements of Occupational Safety and Health Administration (OSHA) under [29 CFR part 1904](/cfr/29/part1904.md).
- (d) Except as provided in [subpart 4.40](/cfr/46/subpart4.40.md), public vessels are excluded from the requirements of this part.

## Notes

### Amendments

[CGD 76-170, 45 FR 77441, Nov. 24, 1980; 46 FR 19235, Mar. 30, 1981, as amended by CGD 76-170, 47 FR 39684, Sept. 9, 1982; CGD 95-028, 62 FR 51195, Sept. 30, 1997; USCG-2000-7790, 65 FR 58458, Sept. 29, 2000; USCG-2013-1057, 91 FR 39485, June 30, 2026]

### Authority

Authority: 43 U.S.C. 1333; 46 U.S.C. 2103, 2303a, 2306, 6101, 6301, 6305, 56311, and 70034; Department of Homeland Security Delegation No. 00170.1, Revision No. 01.4. Subpart 4.40 issued under 49 U.S.C. 1903(a)(1)(E).

### Source

Source: CGD 74-119, 39 FR 33317, Sept. 17, 1974, unless otherwise noted.

### Amendments

[CGD 76-170, 45 FR 77441, Nov. 24, 1980; 46 FR 19235, Mar. 30, 1981, as amended by CGD 76-170, 47 FR 39684, Sept. 9, 1982; CGD 95-028, 62 FR 51195, Sept. 30, 1997; USCG-2000-7790, 65 FR 58458, Sept. 29, 2000; USCG-2013-1057, 91 FR 39485, June 30, 2026]