---
kind: "section"
citation: "40 C.F.R. § 97.410"
title: "40"
number: "97.410"
heading: "State NO X Annual trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits."
url: "https://uscodex.org/cfr/40/97.410"
---

# §97.410. State NO X Annual trading budgets, new unit set-asides, Indian country new unit set-asides, and variability limits.

- (a) The State NOX Annual trading budgets, new unit set-asides, and Indian country new unit set-asides for allocations of CSAPR NOX Annual allowances for the control periods in the years indicated are as follows:
  - (1) **Alabama.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 72,691 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 1,454 tons.**
    - (iii) [Reserved]
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 71,962 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 1,441 tons.**
    - (vi) [Reserved]
  - (2) **Georgia.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 62,010 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 1,240 tons.**
    - (iii) [Reserved]
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 53,738 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 1,074 tons.**
    - (vi) [Reserved]
  - (3) **Illinois.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 47,872 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 3,830 tons.**
    - (iii) [Reserved]
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 47,872 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 3,831 tons.**
    - (vi) [Reserved]
  - (4) **Indiana.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 109,726 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 3,292 tons.**
    - (iii) [Reserved]
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 108,424 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 3,256 tons.**
    - (vi) [Reserved]
  - (5) **Iowa.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 38,335 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 729 tons.**
    - (iii) **The Indian country new unit set-aside for 2015 and 2016 is 38 tons.**
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 37,498 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 715 tons.**
    - (vi) **The Indian country new unit set-aside for 2017 and thereafter is 38 tons.**
  - (6) **Kansas.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 31,354 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 596 tons.**
    - (iii) **The Indian country new unit set-aside for 2015 and 2016 is 31 tons.**
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 31,354 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 596 tons.**
    - (vi) **The Indian country new unit set-aside for 2017 and thereafter is 31 tons.**
  - (7) **Kentucky.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 85,086 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 3,403 tons.**
    - (iii) [Reserved]
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 77,238 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 3,090 tons.**
    - (vi) [Reserved]
  - (8) **Maryland.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 16,633 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 333 tons.**
    - (iii) [Reserved]
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 16,574 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 333 tons.**
    - (vi) [Reserved]
  - (9) **Michigan.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 65,421 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 1,243 tons.**
    - (iii) **The Indian country new unit set-aside for 2015 and 2016 is 65 tons.**
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 63,040 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 1,201 tons.**
    - (vi) **The Indian country new unit set-aside for 2017 and thereafter is 63 tons.**
  - (10) **Minnesota.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 29,572 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 561 tons.**
    - (iii) **The Indian country new unit set-aside for 2015 and 2016 is 30 tons.**
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 29,572 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 565 tons.**
    - (vi) **The Indian country new unit set-aside for 2017 and thereafter is 30 tons.**
  - (11) **Missouri.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 52,400 tons.**
    - (ii) **The new unit set-aside for 2015 is 1,572 tons and for 2016 is 3,144 tons.**
    - (iii) [Reserved]
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 48,743 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 2,929 tons.**
    - (vi) [Reserved]
  - (12) **Nebraska.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 30,039 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 1,772 tons.**
    - (iii) **The Indian country new unit set-aside for 2015 and 2016 is 30 tons.**
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 30,039 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 1,771 tons.**
    - (vi) **The Indian country new unit set-aside for 2017 and thereafter is 30 tons.**
  - (13) **New Jersey.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 8,218 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 164 tons.**
    - (iii) [Reserved]
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 7,945 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 155 tons.**
    - (vi) [Reserved]
  - (14) **New York.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 21,722 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 412 tons.**
    - (iii) **The Indian country new unit set-aside for 2015 and 2016 is 22 tons.**
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 21,722 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 410 tons.**
    - (vi) **The Indian country new unit set-aside for 2017 and thereafter is 22 tons.**
  - (15) **North Carolina.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 50,587 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 2,984 tons.**
    - (iii) **The Indian country new unit set-aside for 2015 and 2016 is 51 tons.**
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 41,553 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 2,451 tons.**
    - (vi) **The Indian country new unit set-aside for 2017 and thereafter is 42 tons.**
  - (16) **Ohio.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 95,468 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 1,909 tons.**
    - (iii) [Reserved]
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 90,258 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 1,805 tons.**
    - (vi) [Reserved]
  - (17) **Pennsylvania.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 119,986 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 2,400 tons.**
    - (iii) [Reserved]
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 119,194 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 2,383 tons.**
    - (vi) [Reserved]
  - (18) **South Carolina.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 32,498 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 617 tons.**
    - (iii) **The Indian country new unit set-aside for 2015 and 2016 is 33 tons.**
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 32,498 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 620 tons.**
    - (vi) **The Indian country new unit set-aside for 2017 and thereafter is 33 tons.**
  - (19) **Tennessee.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 35,703 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 714 tons.**
    - (iii) [Reserved]
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 19,337 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 381 tons.**
    - (vi) [Reserved]
  - (20) **Texas.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 137,701 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 5,370 tons.**
    - (iii) **The Indian country new unit set-aside for 2015 and 2016 is 138 tons.**
    - (iv) -(vi) [Reserved]
  - (21) **Virginia.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 33,242 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 1,662 tons.**
    - (iii) [Reserved]
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 33,242 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 1,663 tons.**
    - (vi) [Reserved]
  - (22) **West Virginia.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 59,472 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 2,974 tons.**
    - (iii) [Reserved]
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 54,582 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 2,730 tons.**
    - (vi) [Reserved]
  - (23) **Wisconsin.**
    - (i) **The NO<I>X</I> Annual trading budget for 2015 and 2016 is 34,101 tons.**
    - (ii) **The new unit set-aside for 2015 and 2016 is 2,012 tons.**
    - (iii) **The Indian country new unit set-aside for 2015 and 2016 is 34 tons.**
    - (iv) **The NO<I>X</I> Annual trading budget for 2017 and thereafter is 32,871 tons.**
    - (v) **The new unit set-aside for 2017 and thereafter is 1,939 tons.**
    - (vi) **The Indian country new unit set-aside for 2017 and thereafter is 33 tons.**
- (b) The States' variability limits for the State NOX Annual trading budgets for the control periods in 2017 and thereafter are as follows:
  - (1) **The variability limit for Alabama is 12,953 tons.**
  - (2) **The variability limit for Georgia is 9,673 tons.**
  - (3) **The variability limit for Illinois is 8,617 tons.**
  - (4) **The variability limit for Indiana is 19,516 tons.**
  - (5) **The variability limit for Iowa is 6,750 tons.**
  - (6) **The variability limit for Kansas is 5,644 tons.**
  - (7) **The variability limit for Kentucky is 13,903 tons.**
  - (8) **The variability limit for Maryland is 2,983 tons.**
  - (9) **The variability limit for Michigan is 11,347 tons.**
  - (10) **The variability limit for Minnesota is 5,323 tons.**
  - (11) **The variability limit for Missouri is 8,774 tons.**
  - (12) **The variability limit for Nebraska is 5,407 tons.**
  - (13) **The variability limit for New Jersey is 1,430 tons.**
  - (14) **The variability limit for New York is 3,910 tons.**
  - (15) **The variability limit for North Carolina is 7,480 tons.**
  - (16) **The variability limit for Ohio is 16,246 tons.**
  - (17) **The variability limit for Pennsylvania is 21,455 tons.**
  - (18) **The variability limit for South Carolina is 5,850 tons.**
  - (19) **The variability limit for Tennessee is 3,481 tons.**
  - (20) [Reserved]
  - (21) **The variability limit for Virginia is 5,984 tons.**
  - (22) **The variability limit for West Virginia is 9,825 tons.**
  - (23) **The variability limit for Wisconsin is 5,917 tons.**
- (c) Each State NOX Annual trading budget in this section includes any tons in a new unit set-aside or Indian country new unit set-aside but does not include any tons in a variability limit.

## Notes

### Amendments

[77 FR 10334, Feb. 21, 2012, as amended at 77 FR 10347, Feb. 21, 2012; 77 FR 34844, June 12, 2012; 79 FR 71672, Dec. 3, 2014; 81 FR 74606, Oct. 26, 2016; 86 FR 23182, Apr. 30, 2021]

### Source

Source: 76 FR 48379, Aug. 8, 2011, unless otherwise noted.

### Authority

Authority: 42 U.S.C. 7401, 7403, 7410, 7426, 7491, 7601, and 7651, et seq.

### Source

Source: 65 FR 2727, Jan. 18, 2000, unless otherwise noted. 71 FR 25396, 25422, and 25443, Apr. 28, 2006

### Amendments

[77 FR 10334, Feb. 21, 2012, as amended at 77 FR 10347, Feb. 21, 2012; 77 FR 34844, June 12, 2012; 79 FR 71672, Dec. 3, 2014; 81 FR 74606, Oct. 26, 2016; 86 FR 23182, Apr. 30, 2021]