---
kind: "section"
citation: "40 C.F.R. § 1068.450"
title: "40"
number: "1068.450"
heading: "What records must I send to EPA?"
url: "https://uscodex.org/cfr/40/1068.450"
---

# §1068.450. What records must I send to EPA?

- (a) **Within 30 days of the end of each audit, send us a report with the following information—**
  - (1) **Describe any facility used to test production-line engines/equipment and state its location.**
  - (2) State the total U.S.-directed production volume and number of tests for each family.
  - (3) Describe your test engines/equipment, including the family's identification and the engine/equipment's model year, build date, model number, identification number, and number of hours of operation before testing for each test engine or piece of equipment.
  - (4) Identify where you accumulated hours of operation on the engines/equipment and describe the procedure and schedule you used.
  - (5) Provide the test number; the date, time and duration of testing; test procedure; initial test results before and after rounding; final test results; and final deteriorated test results for all tests. Provide the emission figures for all measured pollutants. Include information for both valid and invalid tests and the reason for any invalidation.
  - (6) Describe completely and justify any nonroutine adjustment, modification, repair, preparation, maintenance, or test for the test engine/equipment if you did not report it separately under this subpart. Include the results of any emission measurements, regardless of the procedure or type of equipment.
  - (7) Report on each failed engine or piece of equipment as described in [§ 1068.425](/cfr/40/1068.425.md).
- (b) We may ask you to add information to your written report, so we can determine whether your new engines/equipment conform to the requirements of this subpart.
- (c) An authorized representative of your company must sign the following statement: We submit this report under Sections [208](/cfr/40/208.md) and [213](/cfr/40/213.md) of the Clean Air Act. Our testing conformed completely with the requirements of [40 CFR part 1068](/cfr/40/part1068.md). We have not changed production processes or quality-control procedures for the family in a way that might affect the emission control from production engines/equipment. All the information in this report is true and accurate to the best of my knowledge. I know of the penalties for violating the Clean Air Act and the regulations. (Authorized Company Representative)
- (d) Send reports of your testing to the Designated Compliance Officer using an approved information format. If you want to use a different format, send us a written request with justification for a waiver.
- (e) We may post test results on publicly accessible databases and we will send copies of your reports to anyone from the public who asks for them, consistent with [§ 1068.11](/cfr/40/1068.11.md).

## Notes

### Amendments

[73 FR 59344, Oct. 8, 2008, as amended at 81 FR 74232, Oct. 25, 2016; 88 FR 4718, Jan. 24, 2023]

### Authority

Authority: 42 U.S.C. 7401-7671q.

### Source

Source: 73 FR 59344, Oct. 8, 2008, unless otherwise noted.

### Amendments

[73 FR 59344, Oct. 8, 2008, as amended at 81 FR 74232, Oct. 25, 2016; 88 FR 4718, Jan. 24, 2023]