---
kind: "section"
citation: "31 C.F.R. § 306.16"
title: "31"
number: "306.16"
heading: "Exchanges of registered securities."
url: "https://uscodex.org/cfr/31/306.16"
---

# §306.16. Exchanges of registered securities.


No assignments will be required for:

- (a) Authorized denominational exchanges of registered securities for like securities in the same names and forms of registration and
- (b) Redemption-exchanges, or prefundings, or advance refundings in the same names and forms as appear in the registration or assignments of the securities surrendered.

## Notes

### Authority

Authority: 31 U.S.C. Chapter 31; 5 U.S.C. 301; 12 U.S.C. 391.

### Source

Source: 38 FR 7078, Mar. 15, 1973, unless otherwise noted.