---
kind: "section"
citation: "31 C.F.R. § 306.101"
title: "31"
number: "306.101"
heading: "Evidence required."
url: "https://uscodex.org/cfr/31/306.101"
---

# §306.101. Evidence required.


Copies of a final judgment, decree, or order of court and of any necessary supplementary proceedings must be submitted. Assignments by a trustee in bankruptcy or a receiver of an insolvent's estate must be supported by evidence of his qualification. Assignments by a receiver in equity or a similar court officer must be supported by a copy of an order authorizing him to assign, or to sell, or to otherwise dispose of, the securities. Where the documents are dated more than 6 months prior to presentation of the securities, there must also be submitted a certificate dated within 6 months of presentation of the securities, showing the judgment, decree, or order, or evidence of qualification, is in full force. Any such evidence must be certified under court seal.


## Notes

### Authority

Authority: 31 U.S.C. Chapter 31; 5 U.S.C. 301; 12 U.S.C. 391.

### Source

Source: 38 FR 7078, Mar. 15, 1973, unless otherwise noted.