---
kind: "section"
citation: "31 C.F.R. § 19.355"
title: "31"
number: "19.355"
heading: "What information must I provide to a higher tier participant before entering into a covered transaction with that participant?"
url: "https://uscodex.org/cfr/31/19.355"
---

# §19.355. What information must I provide to a higher tier participant before entering into a covered transaction with that participant?


Before you enter into a covered transaction with a person at the next higher tier, you as a lower tier participant must notify that person if you know that you or any of the principals are presently excluded or disqualified.


## Notes

### Authority

Authority: Sec. 2455, Pub. L. 103-355, 108 Stat. 3327 (31 U.S.C. 6101 note); E.O. 11738 (3 CFR, 1973 Comp., p. 799); E.O. 12549 (3 CFR, 1986 Comp., p. 189); E.O. 12689 (3 CFR, 1989 Comp., p. 235).

### Source

Source: 68 FR 66544, 66605, 66607, Nov. 26, 2003, unless otherwise noted.