---
kind: "section"
citation: "29 C.F.R. § 4010.3"
title: "29"
number: "4010.3"
heading: "Filing requirement."
url: "https://uscodex.org/cfr/29/4010.3"
---

# §4010.3. Filing requirement.

- (a) **General.** Except as provided in [§ 4010.8(c)](/cfr/29/4010.8.md?p=c) (relating to exempt plans) and except where one or more waivers under [§ 4010.11](/cfr/29/4010.11.md) apply, each filer must submit to PBGC annually, on or before the due date specified in [§ 4010.10](/cfr/29/4010.10.md), all information specified in [§ 4010.6(a)](/cfr/29/4010.6.md?p=a) with respect to all members of a controlled group and all plans maintained by members of the filer's controlled group. Under [§ 4000.3(b)](/cfr/29/4000.3.md?p=b) of this chapter, except as otherwise provided by PBGC, the information must be submitted electronically in accordance with the instructions on PBGC's Web site, http://www.pbgc.gov.
- (b) **Single controlled group submission.** Any filer or other person may submit the information specified in [§ 4010.6(a)](/cfr/29/4010.6.md?p=a) on behalf of one or more members of a filer's controlled group.

## Notes

### Amendments

[70 FR 11544, Mar. 9, 2005, as amended at 74 FR 11029, Mar. 16, 2009]

### Authority

Authority: 29 U.S.C. 1302(b)(3), 1310.

### Source

Source: 61 FR 34022, July 1, 1996, unless otherwise noted.

### Amendments

[70 FR 11544, Mar. 9, 2005, as amended at 74 FR 11029, Mar. 16, 2009]