---
kind: "section"
citation: "29 C.F.R. § 1471.355"
title: "29"
number: "1471.355"
heading: "What information must I provide to a higher tier participant before entering into a covered transaction with that participant?"
url: "https://uscodex.org/cfr/29/1471.355"
---

# §1471.355. What information must I provide to a higher tier participant before entering into a covered transaction with that participant?


Before you enter into a covered transaction with a person at the next higher tier, you as a lower tier participant must notify that person if you know that you or any of the principals are presently excluded or disqualified.


## Notes

### Authority

Authority: E.O. 12549 ,3 CFR 1986 Comp., p. 189; E.O. 12698, 3 CFR 1989 Comp., p. 235; sec. 2455, Pub. L. 103-355, 108 Stat. 3327 (31 U.S.C. 6101 note); 29 U.S.C. 175a.

### Source

Source: 68 FR 66544, 66603, 66604, Nov. 26, 2003, unless otherwise noted.