---
kind: "section"
citation: "25 C.F.R. § 556.6"
title: "25"
number: "556.6"
heading: "Report to the Commission."
url: "https://uscodex.org/cfr/25/556.6"
---

# §556.6. Report to the Commission.

- (a) When a Tribe licenses a primary management official or a key employee, the Tribe shall maintain the information listed under [§ 556.4(a)(1) through (14)](/cfr/25/556.4.md?p=a-1..a-14).
- (b) **Before issuing a license to a primary management official or to a key employee, a tribe shall—**
  - (1) **Create and maintain an investigative report on each background investigation.** An investigative report shall include all of the following:
    - (i) Steps taken in conducting a background investigation;
    - (ii) Results obtained;
    - (iii) Conclusions reached; and
    - (iv) **The basis for those conclusions.**
  - (2) Submit a notice of results of the applicant's background investigation to the Commission no later than sixty (60) days after the applicant begins work. The notice of results shall contain:
    - (i) Applicant's name, date of birth, and social security number;
    - (ii) Date on which applicant began or will begin work as key employee or primary management official;
    - (iii) A summary of the information presented in the investigative report, which shall at a minimum include a listing of:
      - (A) Licenses that have previously been denied;
      - (B) Gaming licenses that have been revoked, even if subsequently reinstated;
      - (C) Every known criminal charge brought against the applicant within the last 10 years of the date of application; and
      - (D) **Every felony of which the applicant has been convicted or any ongoing prosecution.**
    - (iv) A copy of the eligibility determination made under [§ 556.5](/cfr/25/556.5.md).

## Notes

### Amendments

[78 FR 5279, Jan. 25, 2013, as amended at 88 FR 55371, Aug. 15, 2023]

### Authority

Authority: 25 U.S.C. 2706, 2710, 2712.

### Source

Source: 78 FR 5279, Jan. 25, 2013, unless otherwise noted.

### Amendments

[78 FR 5279, Jan. 25, 2013, as amended at 88 FR 55371, Aug. 15, 2023]