---
kind: "section"
citation: "24 C.F.R. § 4.9"
title: "24"
number: "4.9"
heading: "Disclosure requirements for assistance subject to section 102(b)."
url: "https://uscodex.org/cfr/24/4.9"
---

# §4.9. Disclosure requirements for assistance subject to section 102(b).

- (a) **Receipt and reasonable expectation of receipt.**
  - (1) In determining the threshold of applicability of [Section 102(b)](/cfr/24/102.md?p=b), an applicant will be deemed to have received or to have a reasonable expectation of receiving:
    - (i) The total amount of assistance received during the Federal fiscal year during which the application was submitted;
    - (ii) The total amount of assistance requested for the fiscal year in which any pending application, including the current application, was submitted; and
    - (iii) For the fiscal year described in [paragraph (a)(1)(ii)](#a-1-ii) of this section, the total amount of assistance from the Department or any other entity that is likely to be made available on a formula basis or in the form of program income as defined in [2 CFR 200.80](/cfr/2/200.80.md).
  - (2) In the case of assistance that will be provided pursuant to contract over a period of time (such as project-based assistance under Section 8 of the United States Housing Act of 1937), all amounts that are to be provided over the term of the contract, irrespective of when they are to be received.
- (b) **Content of disclosure.** Applicants that receive or can reasonably be expected to receive, as defined in [paragraph (a)](#a) of this section, an aggregate amount of assistance that is in excess of $200,000 must disclose the following information:
  - (1) Other governmental assistance that is or is expected to be made available, based upon a reasonable assessment of the circumstances, with respect to the project or activities for which the assistance is sought;
  - (2) The name and pecuniary interest of any interested party; and
  - (3) A report of the expected sources and uses of funds for the project or activity which is the subject of the application, including governmental and non-governmental sources of funds and private capital resulting from tax benefits.
- (c) In the case of mortgage insurance under [24 CFR](/cfr/24.md) subtitle B, chapter II, the mortgagor is responsible for making the disclosures required under [Section 102(b)](/cfr/24/102.md?p=b) and this section, and the mortgagee is responsible for furnishing the mortgagor's disclosures to the Department.

## Notes

### Amendments

[61 FR 14449, Apr. 1, 1996, as amended at 80 FR 75934, Dec. 7, 2015]

### Authority

Authority: 42 U.S.C. 3535(d), 3537a, 3545.

### Source

Source: 61 FR 14449, Apr. 1, 1996, unless otherwise noted.

### Amendments

[61 FR 14449, Apr. 1, 1996, as amended at 80 FR 75934, Dec. 7, 2015]